-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RsGnYp7VHAZjHD9qWqc5Lb9fpKBXpFIbWdJ+eM47QmtvPivIQfqWFXumnoxnIvTG cfQPGw6oX7dr+N33pIyXcA== 0000895345-00-000038.txt : 20000203 0000895345-00-000038.hdr.sgml : 20000203 ACCESSION NUMBER: 0000895345-00-000038 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20000125 FILED AS OF DATE: 20000125 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHGATE DATA CORP CENTRAL INDEX KEY: 0001081630 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043220927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-28701 FILM NUMBER: 512661 BUSINESS ADDRESS: STREET 1: 25 CORPORATE DRIVE STREET 2: STE 310 CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 7816854000 MAIL ADDRESS: STREET 1: 25 CORPORATE DRIVE STREET 2: STE 310 CITY: BURLINGTON STATE: MA ZIP: 01803 COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL CORP CENTRAL INDEX KEY: 0000040554 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] OWNER IRS NUMBER: 131500700 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06927 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL ELECTRIC CREDIT CORP DATE OF NAME CHANGE: 19871216 3 1 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0104 Expires: December 31, 2001 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person GE CAPITAL EQUITY INVESTMENTS, INC. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 120 LONG RIDGE ROAD - -------------------------------------------------------------------------------- (Street) STAMFORD CONNECTICUT 06927 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Date of Event Requiring Statement (Month/Day/Year) 1/25/00 ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Issuer Name and Ticker or Trading Symbol HEALTHGATE DATA CORP.(HGAT) ================================================================================ 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------------------------- ================================================================================ 6. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 7. Individual or Joint/Group Filing [ ] Form Filed by One Reporting Person [ X ] Form Filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr.5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock ($.01 par value) 2,165,547 D Not Applicable - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. (Print or Type Responses) FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect 1. Title of Derivative Date Expira- Number Price of Indirect Beneficial Security Exer- tion of Derivative (I) Ownership (Instr. 4) cisable Date Title Shares Security (Instr.5) (Instr. 5) - ----------------------------------------------------------------------------------------------------------------------------------- Warrant (right to Common Stock See Footnote purchase) 6/17/99 6/17/04 ($.01 par value) 1,189,800 $3.46 I (1). - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: THIS FORM IS FILED BY GE CAPITAL EQUITY INVESTMENTS, INC. ("GE EQUITY") FOR AND ON BEHALF OF ITSELF, GENERAL ELECTRIC CAPITAL CORPORATION ("GE CAPITAL"), GENERAL ELECTRIC CAPITAL SERVICES, INC. ("GECS") AND GENERAL ELECTRIC COMPANY ("GE") (COLLECTIVELY, THE "REPORTING PERSONS"). GE EQUITY IS A WHOLLY-OWNED SUBSIDIARY OF GE CAPITAL; GE CAPITAL IS A SUBSIDIARY OF GECS; AND GECS IS WHOLLY-OWNED SUBSIDIARY OF GE. GE EQUITY AND ITS AFFILIATES, GE CAPITAL, GE AND GECS MAY BE DEEMED TO CONSTITUTE A "GROUP" AS SUCH TERM IS DEFINED FOR PURPOSES OF SECTION 13(D) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, WITH RESPECT TO HOLDINGS OF EQUITY SECURITIES OF THE ISSUER. HOWEVER, NONE OF THE REPORTING PERSONS AFFIRMS THE EXISTENCE OF A "GROUP" FOR SUCH PURPOSES, AND THIS FORM SHOULD NOT BE CONSTRUED AS AN ADMISSION THAT ANY REPORTING PERSON IS THE BENEFICIAL OWNER OF ANY SECURITIES OTHER THAN THOSE EXPRESSLY INDICATED ON THIS FORM. GECS DISCLAIMS BENEFICIAL OWNERSHIP OF THE SECURITIES REPORTED HEREIN. GE DISCLAIMS BENEFICIAL OWNERSHIP OF THE SECURITIES REPORTED HEREIN, EXCEPT FOR THOSE SECURITIES IT HOLDS DIRECTLY (1) Held directly by GE. GE CAPITAL EQUITY INVESTMENTS, INC. By: /s/ Michael E. Pralle 1/25/00 -------------------------------------------- ----------------------- Michael E. Pralle, President/General Manager Date Joint Filer Information - ----------------------- Name: General Electric Company Address: 3135 Easton Turnpike Fairfield, Connecticut 06431 Designated Filer: GE Capital Equity Investments, Inc. Issuer & Ticker Symbol: Healthgate Data Corp. ("HGAT") Date of Event Requiring Statement: January 25, 2000 Signature: GENERAL ELECTRIC COMPANY By: /s/ Michael E. Pralle ---------------------------- Name: Michael E. Pralle Title: Attorney-in-Fact* * Power of attorney attached hereto as Exhibit 1. Joint Filer Information - ----------------------- Name: General Electric Capital Corporation Address: 260 Long Ridge Road Stamford, Connecticut 06297 Designated Filer: GE Capital Equity Investments, Inc. Issuer & Ticker Symbol: Healthgate Data Corp. ("HGAT") Date of Event Requiring Statement: January 25, 2000 Signature: GENERAL ELECTRIC CAPITAL CORPORATION By: /s/ Michael E. Pralle ---------------------------- Name: Michael E. Pralle Title: Vice President Joint Filer Information - ----------------------- Name: General Electric Capital Services, Inc. Address: 260 Long Ridge Road Stamford, Connecticut 06297 Designated Filer: GE Capital Equity Investments, Inc. Issuer & Ticker Symbol: Healthgate Data Corp. ("HGAT") Date of Event Requiring Statement: January 25, 2000 Signature: GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ Michael E. Pralle ---------------------------- Name: Michael E. Pralle Title: Attorney-in-Fact* * Power of attorney attached hereto as Exhibit 1. Joint Filer Information - ----------------------- Name: GE Capital Equity Investments, Inc. Address: 120 Long Ridge Road Stamford, Connecticut 06297 Designated Filer: GE Capital Equity Investments, Inc. Issuer & Ticker Symbol: Healthgate Data Corp. ("HGAT") Date of Event Requiring Statement: January 25, 2000 Signature: GE CAPITAL EQUITY INVESTMENTS, INC. By: /s/ Michael E. Pralle ---------------------------- Name: Michael E. Pralle Title: President/General Manager EX-99.1 2 POWER OF ATTORNEY The undersigned, General Electric Company, a New York corporation (hereinafter referred to as the "Corporation") does hereby make, constitute and appoint the persons listed below as the Corporation's true and lawful agent and attorney-in-fact (hereinafter referred to as the "Attorney") to act either together or alone in the name and on behalf of the Corporation for and with respect to the matters hereinafter described. Name of Attorney: Joan C. Amble Nancy E. Barton Jeffrey S. Werner Michael A. Gaudino J. Gordon Smith Michael E. Pralle Paul J. Licursi Each Attorney shall have the power and authority to do the following: To execute and deliver any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto required to be filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 on behalf of the Corporation with regard to any securities owned by General Electric Capital Services, Inc., General Electric Capital Corporation or any of their subsidiaries. And, in connection with the foregoing, to execute and deliver all documents, acknowledgments, consents and other agreements and to take such further action as may be necessary or convenient for the Corporation in order to more effectively carry out the Intent and purpose of the foregoing. Agreements, commitments, documents, instruments, and other writings executed by the Attorney in accordance with the terms hereof shall be binding upon the Corporation without attestation and without affixation of the seal of the Corporation. The Power of Attorney conferred hereby shall not be delegable by any Attorney. The Attorney shall serve without compensation for acting in the capacity of agent and attorney-in-fact hereunder. Unless sooner revoked by the Corporation, this Power of Attorney shall be governed under the laws of the State of New York and the authority of the Attorney hereunder shall terminate on March 31, 2000. IN WITNESS WHEREOF, the Corporation has caused this Power of Attorney to be executed, attested and its corporate seal to be affixed pursuant to authority granted by the Corporation's board of directors, as of the 30th day of April, 1998. General Electric Company (Corporate Seal) By: /s/ Philip D. Ameen ------------------------------- Philip D. Ameen, Vice President Attest: /s/ Robert E. Healing - ---------------------------- Robert E. Healing, Attesting Secretary POWER OF ATTORNEY The undersigned, General Electric Capital Services, Inc., a Delaware corporation (hereinafter referred to as the "Corporation") does hereby make, constitute and appoint the persons listed below as the Corporation's true and lawful agent and attorney-in-fact (hereinafter referred to as the "Attorney") to act either together or alone in the name and on behalf of the Corporation and for and with respect to the matters hereinafter described. Name of Attorney: Michael A. Gaudino J. Gordon Smith Michael E. Pralle Paul J. Licursi Each Attorney shall have the power and authority to do the following: To execute and deliver any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto required to be filed with the Security and Exchange Commission under the Securities Act of 1934 on behalf of the Corporation with regard to any securities owned by the Corporation, General Electric Capital Corporation of any of their subsidiaries. And, in connection with the foregoing, to execute and deliver all documents, acknowledgments, consents or other agreements and to take such further action as may be necessary or convenient for the Corporation in order to more effectively carry out the intent and purpose of the foregoing. Agreements, commitments, documents, instruments, and other writings executed by the Attorney in accordance with the terms hereof shall be binding upon the Corporation without attestation and without affixation of the seal of the Corporation. The Power of Attorney conferred hereby shall not be delegable by any Attorney. The Attorney shall serve without compensation for acting in the capacity of agent and attorney-in-fact hereunder. Unless revoked by the Corporation, this Power of Attorney shall be governed under the laws of the State of New York and the authority of the Attorney hereunder shall terminate on March 31, 2000. IN WITNESS WHEREOF, the Corporation has caused this Power of Attorney to be executed, attested and its corporate seal to be affixed pursuant to authority granted by the Corporation's board of directors, as of the 30th of April, 1998. General Electric Capital Services, Inc. (Corporate Seal) By: /s/ Nancy E. Barton ------------------------------------ Nancy E. Barton, Senior Vice President Attest: /s/ Brian T. MaAnaney - ------------------------- Brian T. McAnaney, Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----