0001231205-18-000108.txt : 20180911 0001231205-18-000108.hdr.sgml : 20180911 20180911161201 ACCESSION NUMBER: 0001231205-18-000108 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180907 FILED AS OF DATE: 20180911 DATE AS OF CHANGE: 20180911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murphy Kieran Pius CENTRAL INDEX KEY: 0001667685 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00035 FILM NUMBER: 181064992 MAIL ADDRESS: STREET 1: THE GROVE CENTRE,WHITE LION ROAD CITY: LITTLE CHALFONT STATE: X0 ZIP: HP7 9LL ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 140689340 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 41 FARNSWORTH STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-443-3000 MAIL ADDRESS: STREET 1: 41 FARNSWORTH STREET CITY: BOSTON STATE: MA ZIP: 02210 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2018-09-07 0 0000040545 GENERAL ELECTRIC CO GE 0001667685 Murphy Kieran Pius 41 FARNSWORTH STREET BOSTON MA 02210 0 1 0 0 Senior Vice President Common Stock 59024 D Restricted Stock Units Common Stock 5000 D Restricted Stock Units Common Stock 15000 D Restricted Stock Units Common Stock 40000 D Restricted Stock Units Common Stock 20000 D Restricted Stock Units Common Stock 100000 D Restricted Stock Units Common Stock 21000 D Restricted Stock Units Common Stock 90000 D Employee Stock Option (right to buy) 28.12 2009-09-09 2018-09-09 Common Stock 2500 D Employee Stock Option (right to buy) 21.59 2013-09-07 2022-09-07 Common Stock 100000 D Employee Stock Option (right to buy) 23.78 2014-09-13 2023-09-13 Common Stock 80000 D Employee Stock Option (right to buy) 26.10 2015-09-05 2024-09-05 Common Stock 98127 D Employee Stock Option (right to buy) 26.10 2015-09-05 2024-09-05 Common Stock 1873 D Employee Stock Option (right to buy) 24.95 2016-09-11 2025-09-11 Common Stock 125000 D Employee Stock Option (right to buy) 29.62 2017-09-30 2026-09-30 Common Stock 150000 D Employee Stock Option (right to buy) 24.92 2018-09-06 2027-09-06 Common Stock 150000 D Employee Stock Option (right to buy) 16.28 2019-01-29 2028-01-29 Common Stock 500000 D 1-for-1 25,000 units granted on 7/24/2014; 5,000 units vested on 7/24/2015; 5,000 units vested on 7/24/2016; 5,000 units vested on 7/24/2017; 5,000 units vested on 7/24/2018; and 5,000 units are scheduled to vest on 7/24/2019. 25,000 units granted on 9/11/2015; 5,000 units vested on 9/11/2016; 5,000 units vested on 9/11/2017; 5,000 units are scheduled to vest on 9/11/2018; 5,000 units are scheduled to vest on 9/11/2019; and 5,000 units are scheduled to vest on 9/11/2020. 50,000 units granted on 7/28/2016; 10,000 units vested on 7/28/2017; 10,000 units are scheduled to vest on 7/28/2018; 10,000 units are scheduled to vest on 7/28/2019; 10,000 units are scheduled to vest on 7/28/2020; and 10,000 units are scheduled to vest on 7/28/2021. 25,000 units granted on 2/10/2017; 5,000 units vested on 2/10/2018; 5,000 units are scheduled to vest on 2/10/2019; 5,000 units are scheduled to vest on 2/10/2020; 5,000 units are scheduled to vest on 2/10/2021; and 5,000 units are scheduled to vest on 2/10/2022. 100,000 units granted on 6/9/2017; 50,000 units are scheduled to vest on 6/9/2020; and 50,000 units are scheduled to vest on 6/9/2022. 21,000 units granted on 9/6/2017; 4,200 units vested on 9/6/2018; 4,200 units are scheduled to vest on 9/6/2019; 4,200 units are scheduled to vest on 9/6/2020; 4,200 units are scheduled to vest on 9/6/2021; and 4,200 units are scheduled to vest on 9/6/2022. 90,000 units granted on 2/26/2018; 30,000 units are scheduled to vest on 2/26/2019; 30,000 units are scheduled to vest on 2/26/2020; and 30,000 units are scheduled to vest on 2/26/2021. The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown to the right, and another 20% become exercisable each year thereafter. The options become exercisable in one installment on 1/29/2021. Julia L. Chen on behalf of Kieran Murphy 2018-09-11 EX-24 2 murphy_powerofattorney.htm


Limited Power of Attorney for Section 16 Reporting Obligations.



I, Kieran Murphy, hereby appoint GE to assist me in the preparation and

filing of Section 16 reports, and execute the below Power of Attorney

for this purpose.



I am an officer of General Electric Company (GE) and, until further

written notice, I hereby individually authorize Christoph Pereira

(GE's Vice President, Chief Corporate, Securities and Finance Counsel),

Brian Sandstrom (GE's Executive Corporate, Securities and Finance Counsel)

Brandon Smith (GE's Executive Corporate, Securities and Finance

Counsel), and Julia Chen (GE's Corporate, Securities and Finance

Counsel) to sign on my behalf any Form 3, Form 4, Form 5, Form 144 or

related form that I have filed or may file hereafter in connection with

my direct or indirect beneficial ownership of GE securities, and to

take any other action of any type whatsoever in connection with the

foregoing that in his or her opinion may be for the benefit of, in the best

interest of, or legally required by  me.



Signed: /s/ Kieran Murphy

Name: Kieran Murphy

Date: September 6, 2018