-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HtnOIdeOBHUl0NViMzGjlAkrfJJnU9hL27qATLYGWMuvc2xscRGqEh6BH5pXgPBV 8V2es4NjvO+sx2rv62oRiw== 0001231205-03-000102.txt : 20030916 0001231205-03-000102.hdr.sgml : 20030916 20030916212358 ACCESSION NUMBER: 0001231205-03-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030912 FILED AS OF DATE: 20030916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARPER ARTHUR H CENTRAL INDEX KEY: 0001233161 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00035 FILM NUMBER: 03898556 BUSINESS ADDRESS: STREET 1: GENERAL ELECTRIC CO STREET 2: 3135 EASTON TURNPIKE CITY: FAIRFIELD STATE: CT ZIP: 06828 BUSINESS PHONE: 2033732442 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 140689340 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 BUSINESS PHONE: 203-373-2211 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-09-12 0000040545 GENERAL ELECTRIC CO GE 0001233161 HARPER ARTHUR H GENERAL ELECTRIC COMPANY 3135 EASTON TURNPIKE FAIRFIELD CT 06828 0100Senior Vice PresidentStock Appreciation Rights (exercisable for stock)31.532003-09-124A0750000A2013-09-12Common Stock7500075000DRestricted Stock Units2003-09-124A0166670ACommon Stock1666716667DRestricted Stock Units2003-09-124A0500000ACommon Stock5000050000DThe SARs become exercisable in five equal ins tallments of 20% each, beginning on the first anniversary of the grant date.1-for-1Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65.Eliza W. Fraser on behalf of Arthur H. Harper2003-09-16 -----END PRIVACY-ENHANCED MESSAGE-----