0001140361-18-030253.txt : 20180627 0001140361-18-030253.hdr.sgml : 20180627 20180627210046 ACCESSION NUMBER: 0001140361-18-030253 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180627 FILED AS OF DATE: 20180627 DATE AS OF CHANGE: 20180627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GE Ventures Ltd CENTRAL INDEX KEY: 0001680351 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38546 FILM NUMBER: 18923043 BUSINESS ADDRESS: STREET 1: 3220 AVIATION HOUSE STREET 2: WESTPARK CITY: SHANNON, COUNTY CLARE STATE: L2 ZIP: 00000 BUSINESS PHONE: 650-233-3927 MAIL ADDRESS: STREET 1: 3220 AVIATION HOUSE STREET 2: WESTPARK CITY: SHANNON, COUNTY CLARE STATE: L2 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38546 FILM NUMBER: 18923044 BUSINESS ADDRESS: STREET 1: 41 FARNSWORTH STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-443-3000 MAIL ADDRESS: STREET 1: 41 FARNSWORTH STREET CITY: BOSTON STATE: MA ZIP: 02210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neuronetics, Inc. CENTRAL INDEX KEY: 0001227636 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1209 BUSINESS ADDRESS: STREET 1: 3222 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 877-600-7555 MAIL ADDRESS: STREET 1: 3222 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: NEURONETICS INC DATE OF NAME CHANGE: 20030416 3 1 form3.xml FORM 3 X0206 3 2018-06-27 0 0001227636 Neuronetics, Inc. STIM 0001680351 GE Ventures Ltd 3220 AVIATION HOUSE WESTPARK SHANNON, COUNTY CLARE L2 00000 IRELAND true 0000040545 GENERAL ELECTRIC CO 41 FARNSWORTH STREET BOSTON MA 02210 true Series F Convertible Preferred Stock Common Stock 1028009 I See Note Series G Convertible Preferred Stock Common Stock 280032 I See Note Each share of Series F Convertible Preferred Stock and Series G Convertible Preferred Stock is convertible at any time, at the option of the holder, into Common Stock, on a one-for-one basis, has no expiration date and will convert into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering. Directly owned by GE Ventures Limited, which is a wholly-owned subsidiary of General Electric Company ("General Electric"). General Electric disclaims beneficial ownership of the securities of the Issuer held by GE Ventures Limited except to the extent of its pecuniary interest, and the filing of this Form shall not be deemed an admission that General Electric is the beneficial owner of any equity securities of the Issuer for purposes of Section 16 or any other purpose. Exhibit 24.1 - Power of Attorney (General Electric), incorporated herein by reference to Exhibit 24 to the Form 4 filed by General Electric on April 19, 2018, with respect to Pivotal Software, Inc. Exhibit 99.1 - Joint Filer Information, incorporated herein by reference. /s/ Kelly Warrick, Authorized Signatory, GE Ventures Limited 2018-06-27 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
General Electric Company
   
Address of Joint Filer:
41 Farnsworth Street
 
Boston, MA  02210
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Neuronetics, Inc.  (STIM)
   
Date of Event Requiring
Statement (Month/Day/Year):
 
6/27/2018
   
Designated Filer:
GE Ventures Limited

Signature:

GENERAL ELECTRIC COMPANY

  /s/ Robert Morimoto  
Name:
Robert Morimoto
  
Title:
Attorney-in-fact
  

June 27, 2018
Date