0001062993-21-009079.txt : 20211001 0001062993-21-009079.hdr.sgml : 20211001 20211001165015 ACCESSION NUMBER: 0001062993-21-009079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211001 DATE AS OF CHANGE: 20211001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORTON THOMAS W CENTRAL INDEX KEY: 0001175928 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00035 FILM NUMBER: 211299602 MAIL ADDRESS: STREET 1: 4333 AMON CARTER BLVD. CITY: FORTH WORTH STATE: TX ZIP: 76155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 140689340 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 NECCO STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-443-3000 MAIL ADDRESS: STREET 1: 5 NECCO STREET CITY: BOSTON STATE: MA ZIP: 02210 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-10-01 0000040545 GENERAL ELECTRIC CO GE 0001175928 HORTON THOMAS W GENERAL ELECTRIC COMPANY 5 NECCO STREET BOSTON MA 02210 1 0 0 0 Deferred Fee Phantom Stock Units 2021-10-01 4 A 0 526 102.67 A Common Stock 526 9760 D Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. Each unit of phantom stock is the economic equivalent of one share of common stock. Payable beginning one year after termination of service as a director. Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock. Brandon Smith on behalf of Thomas W. Horto 2021-10-01