-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OPj2jDadOtvzuDnwOvrAEGL9bZVweXFxdn4Z+kH54Nesn3YW2cS9wD/6YgJSelSy nJg7vpgUrrRW3ip8AwzzCA== 0000921530-04-000140.txt : 20040225 0000921530-04-000140.hdr.sgml : 20040225 20040225095436 ACCESSION NUMBER: 0000921530-04-000140 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20040212 FILED AS OF DATE: 20040225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERIOR ESSEX INC CENTRAL INDEX KEY: 0001271193 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 200282396 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 150 INTERSTATE NORTH PARKWAY CITY: ATLANTA STATE: GA ZIP: 30339 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENWATER HOLDINGS LTD CENTRAL INDEX KEY: 0001280748 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50514 FILM NUMBER: 04626282 MAIL ADDRESS: STREET 1: 201 MERRITT 7 CITY: NORWALK STATE: CT ZIP: 06856 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLER INTERNATIONAL GROUP INC CENTRAL INDEX KEY: 0001280749 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50514 FILM NUMBER: 04626281 MAIL ADDRESS: STREET 1: 500 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLER FINANCIAL INC CENTRAL INDEX KEY: 0000046738 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50514 FILM NUMBER: 04626280 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3124417000 MAIL ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 FORMER NAME: FORMER CONFORMED NAME: HELLER WALTER E & CO /NEW/ DATE OF NAME CHANGE: 19850503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL SERVICES INC/CT CENTRAL INDEX KEY: 0000797463 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50514 FILM NUMBER: 04626278 BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50514 FILM NUMBER: 04626277 BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 BUSINESS PHONE: 203-373-2211 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL CORP CENTRAL INDEX KEY: 0000040554 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50514 FILM NUMBER: 04626279 BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06927 FORMER NAME: FORMER CONFORMED NAME: GENERAL ELECTRIC CREDIT CORP DATE OF NAME CHANGE: 19871216 3 1 primary_doc.xml PRIMARY DOCUMENT X0201 3 2004-02-12 0 0001271193 SUPERIOR ESSEX INC None 0001280748 GREENWATER HOLDINGS LTD 260 LONG RIDGE ROAD STAMFORD CT 06927 0 0 1 0 0001280749 HELLER INTERNATIONAL GROUP INC 260 LONG RIDGE ROAD STAMFORD CT 06927 0 0 0 1 See notes (1) and (2) 0000046738 HELLER FINANCIAL INC 260 LONG RIDGE ROAD STAMFORD CT 06927 0 0 0 1 See notes (1) and (2) 0000040554 GENERAL ELECTRIC CAPITAL CORP 260 LONG RIDGE ROAD STAMFORD CT 06927 0 0 0 1 See notes (1) and (2) 0000797463 GENERAL ELECTRIC CAPITAL SERVICES INC/CT 260 LONG RIDGE RD STAMFORD CT 06927 0 0 0 1 See notes (1) and (2) 0000040545 GENERAL ELECTRIC CO 260 LONG RIDGE ROAD STAMFORD CT 06927 0 0 0 1 See notes (1) and (2) Common Stock, par value $.01 2491318 D Greenwater Holdings, Ltd. ("Greenwater") directly owns 2,491,318 shares of Common Stock of the issuer, Superior Essex Inc. Heller International Group, Inc. ("HIG") is the sole shareholder of Greenwater. Heller Financial, Inc. ("Heller Financial") is the sole shareholder of HIG. General Electric Capital Corporation ("GECC") is the sole shareholder of Heller Financial. General Electric Capital Services, Inc. ("GECS") is the sole shareholder of GECC. General Electric Company ("GE") is the sole shareholder of GECS. Pursuant to Rule 16a-1(4) promulgated under the Securities and Exchange Act of 1934, as amended, each of GE, GECS, GECC, Heller Financial and HIG disclaims beneficial ownership of the Common Stock directly owned by Greenwater. See notes (1) and (2). /s/ Barbara A. Lane, Director Greenwater Holdings, Ltd. 2004-02-23 /s/ Clifford M. Warren, Director and President, Heller International Group, Inc. 2004-02-23 /s/ Cillford M. Warren, Director, Heller Financial, Inc. 2004-02-23 /s/ Michael A. Gaudino, Vice President, General Electric Capital Corporation 2004-02-23 /s/ Barbara A. Lane, Attorney-in-Fact, General Electric Capital Services, Inc. 2004-02-23 /s/ Barbara A. Lane, Attorney-in-Fact, General Electric Company 2004-02-23 EX-24 3 gecspoa.txt POWER OF ATTORNEY FOR GECS POWER OF ATTORNEY The undersigned, General Electric Capital Services, Inc., a Delaware corporation (hereinafter referred to as the "Corporation") does hereby make, constitute and appoint the persons listed below as the Corporation's true and lawful agent and attorney-in-fact (hereinafter referred to as the "Attorney") to act either together or alone in the name and on behalf of the Corporation for and with respect to the matters hereinafter described. Name of Attorney: Michael A. Gaudino Barbara J. Gould James Ungari Peter J. Muniz Preston Abbott Robert L. Lewis Barbara Lane Wendy E. Ormond Leon E. Roday Amy Fisher Mark F. Mylon Nelson Gonzalez Ward Bobitz Ricardo Silva Patricia Merrill Michael E. Pralle John L. Flannery Joseph E. Parsons Ronald Herman Mark D. Kaplow Frank Ertl Stewart Koenigsberg Kevin Korsh Each Attorney shall have the power and authority to do the following: To execute and deliver any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto required to be filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 on behalf of the Corporation with regard to any securities owned by the Corporation, General Electric Capital Corporation or any of their subsidiaries. And, in connection with the foregoing, to execute and deliver all documents, acknowledgments, consents and other agreements and to take such further action as may be necessary or convenient for the Corporation in order to more effectively carry out the intent and purpose of the foregoing. Agreements, commitments, documents, instruments and other writings executed by the Attorney in accordance with the terms hereof shall be binding upon the Corporation without attestation and without affixation of the seal of the Corporation. The Power of Attorney conferred hereby shall not be delegable by any Attorney. The Attorney shall serve without compensation for acting in the capacity of agent and attorney-in-fact hereunder. Unless revoked by the Corporation, this Power of Attorney shall be governed under the laws of the State of New York and the authority of the Attorney hereunder shall terminate on November 15, 2004. This Power of Attorney supersedes in its entirety the Power of Attorney granted by the Corporation on March 13, 2002 that was scheduled to expire on March 31, 2004. IN WITNESS WHEREOF, the Corporation has caused this Power of Attorney to be executed, attested and its corporate seal to be affixed pursuant to authority granted by the Corporation's board of directors, as of the 26th day of November, 2003. General Electric Capital Services, Inc. (Corporate Seal) By: /s/ Brain T. McAnaney Brian T. McAnaney, Vice President General Counsel and Secretary Attest: /s/ J. Keith Morgan Assistant Secretary EX-24 4 gepoa.txt POWER OF ATTORNEY FOR GE POWER OF ATTORNEY The undersigned, General Electric Company, a New York corporation (hereinafter referred to as the "Corporation") does hereby make, constitute and appoint the persons listed below as the Corporation's true and lawful agent and attorney-in-fact (hereinafter referred to as the "Attorney") to act either together or alone in the name and on behalf of the Corporation for and with respect to the matters hereinafter described. Name of Attorney: Kathryn A. Cassidy Barbara J. Gould Peter J. Muniz Robert L. Lewis Leon E. Roday Ronald Herman Frank Ertl Wendy E. Ormond Ward Bobitz Amy Fisher Patricia Merrill Mark F. Mylon Michael A. Gaudino Ricardo Silva Nelson Gonzalez Michael E. Pralle Preston Abbott Mark D. Kaplow Barbara Lane Kevin Korsh Joseph E. Parsons James Ungari Stewart Koenigsberg John L. Flannery Each Attorney shall have the power and authority to do the following: To execute and deliver any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto required to be filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 on behalf of the Corporation with regard to any securities owned by the General Electric Capital Services, Inc., General Electric Capital Corporation or any of their subsidiaries. And, in connection with the foregoing, to execute and deliver all documents, acknowledgments, consents and other agreements and to take such further action as may be necessary or convenient for the Corporation in order to more effectively carry out the intent and purpose of the foregoing. Agreements, commitments, documents, instruments and other writings executed by the Attorney in accordance with the terms hereof shall be binding upon the Corporation without attestation and without affixation of the seal of the Corporation. The Power of Attorney conferred hereby shall not be delegable by any Attorney. The Attorney shall serve without compensation for acting in the capacity of agent and attorney-in-fact hereunder. Unless sooner revoked by the Corporation, this Power of Attorney shall be governed under the laws of the State of New York and the authority of the Attorney hereunder shall terminate on November 15, 2004. This Power of Attorney supersedes in its entirety the Power of Attorney granted by the Corporation on March 12, 2002 that was scheduled to expire on March 31, 2004. IN WITNESS WHEREOF, the Corporation has caused this Power of Attorney to be executed, attested and its corporate seal to be affixed pursuant to authority granted by the Corporation's board of directors, as of the 16th day of December, 2003. General Electric Capital Services, Inc. (Corporate Seal) By: /s/ Philip D. Ameen Philip D. Ameen, Vice President Attest: /s/ Robert E. Healing Robert E. Healing, Attesting Secretary -----END PRIVACY-ENHANCED MESSAGE-----