-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EhsVayky7SxhxQdAnkKcXPI4oiQ4ZTPJTkBoZYPVyB2oGva+ZXigpukvEDpLXEvz XOdAjFTBaTzI2nOVpHt8sA== 0000895345-03-000578.txt : 20030822 0000895345-03-000578.hdr.sgml : 20030822 20030822104949 ACCESSION NUMBER: 0000895345-03-000578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20030820 FILED AS OF DATE: 20030822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEACON POWER CORP CENTRAL INDEX KEY: 0001103345 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 043372365 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 234 BALLARDVALE ST CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 9786949121 MAIL ADDRESS: STREET 1: 234 BALLARDVALE ST CITY: WILMINGTON STATE: MA ZIP: 01887 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL CORP CENTRAL INDEX KEY: 0000040554 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16171 FILM NUMBER: 03861534 BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06927 FORMER NAME: FORMER CONFORMED NAME: GENERAL ELECTRIC CREDIT CORP DATE OF NAME CHANGE: 19871216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL SERVICES INC/CT CENTRAL INDEX KEY: 0000797463 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16171 FILM NUMBER: 03861533 BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GE CAPITAL EQUITY INVESTMENTS INC CENTRAL INDEX KEY: 0001093083 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16171 FILM NUMBER: 03861535 BUSINESS ADDRESS: STREET 1: 120 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033576839 MAIL ADDRESS: STREET 1: 120 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16171 FILM NUMBER: 03861532 BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 BUSINESS PHONE: 203-373-2211 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 4 1 ds43-beacon_gecapitalex.xml X0201 4 2003-08-20 1 0001103345 BEACON POWER CORP BCON 0001093083 GE CAPITAL EQUITY INVESTMENTS INC 120 LONG RIDGE RD STAMFORD CT 06927 0 0 1 0 0000040554 GENERAL ELECTRIC CAPITAL CORP 120 LONG RIDGE RD STAMFORD CT 06927 0 0 1 0 0000797463 GENERAL ELECTRIC CAPITAL SERVICES INC/CT 120 LONG RIDGE RD STAMFORD CT 06927 0 0 1 0 0000040545 GENERAL ELECTRIC CO 3135 EASTON TURNPIKE W3M FAIRFIELD CT 06431 0 0 1 0 Common Stock 2003-08-20 4 S 0 49900 .701 D 604062 D Common Stock 2003-08-20 4 S 0 21290 .702 D 582772 D Common Stock 2003-08-20 4 S 0 5500 .703 D 577272 D Common Stock 2003-08-20 4 S 0 1561 .704 D 575711 D Common Stock 2003-08-20 4 S 0 21000 .705 D 554711 D Common Stock 2003-08-20 4 S 0 900 .706 D 553811 D Common Stock 2003-08-20 4 S 0 195411 .71 D 358400 D Common Stock 2003-08-20 4 S 0 17500 .711 D 340900 D Common Stock 2003-08-20 4 S 0 8400 .712 D 332500 D Common Stock 2003-08-20 4 S 0 1600 .713 D 330900 D Common Stock 2003-08-20 4 S 0 4400 .714 D 326500 D Common Stock 2003-08-20 4 S 0 65100 .72 D 261400 D Common Stock 2003-08-20 4 S 0 4800 .721 D 256600 D Common Stock 2003-08-20 4 S 0 8300 .722 D 248300 D Common Stock 2003-08-20 4 S 0 2000 .73 D 246300 D Common Stock 2003-08-20 4 S 0 14000 .731 D 232300 D Common Stock 2003-08-20 4 S 0 18300 .733 D 214000 D Common Stock 2003-08-20 4 S 0 5700 .735 D 208300 D Common Stock 2003-08-20 4 S 0 14200 .74 D 194100 D Common Stock 2003-08-20 4 S 0 3500 .7401 D 190600 D Common Stock 2003-08-20 4 S 0 5500 .741 D 185100 D Common Stock 2003-08-20 4 S 0 2000 .742 D 183100 D Common Stock 2003-08-20 4 S 0 1000 .7421 D 182100 D Common Stock 2003-08-20 4 S 0 7000 .743 D 175100 D Common Stock 2003-08-20 4 S 0 1000 .744 D 174100 D Common Stock 2003-08-20 4 S 0 154000 .77 D 20100 D Common Stock 2003-08-20 4 S 0 5000 .771 D 15100 D Common Stock 2003-08-20 4 S 0 7500 .79 D 7600 D Common Stock 2003-08-20 4 S 0 3100 .791 D 4500 D Common Stock 2003-08-20 4 S 0 1500 .792 D 3000 D The Reporting Person continues to hold a warrant to purchase 240,000 shares of common stock of the issuer, a warrant to purchase 1,333,333 shares of common stock of the issuer and stock options that are convertible into 10,000 shares of common stock of the issuer. /s/ Peter Muniz 2003-08-20 EX-99 3 exh99_1.txt FORM 4 JOINT FILER INFORMATION ------------------------------ Name and Address of Designated Filer: GE Capital Equity Investments, Inc. 120 Long Ridge Road Stamford, CT 06926 Names and Addresses of Joint Filers: General Electric Capital Services, Inc. General Electric Capital Corporation 120 Long Ridge Road Stamford, Ct 06927 General Electric Company 3135 Easton Turnpike Fairfield, CT 06431 Issuer Name and Ticker or Trading Symbol: Beacon Power Corporation (BCON) Statement for Month/Day/Year: 8/20/03 Relationship of Designated Filer and Joint Filer to the Issuer: 10% Owner EX-99 4 exh99_2.txt Dated: August 20, 2003 Signatures of all Reporting Persons: GE CAPITAL EQUITY INVESTMENTS, INC. By: /s/ Peter J. Muniz ------------------------------ Name: Peter J. Muniz Title: Senior Vice President GENERAL ELECTRIC CAPITAL CORPORATION By: /s/ Peter J. Muniz ------------------------------ Name: Peter J. Muniz Title: Department Operations Manager GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ Peter J. Muniz ------------------------------ Name: Peter J. Muniz Title: Attorney-in-fact GENERAL ELECTRIC COMPANY By: /s/ Peter J. Muniz ------------------------------ Name: Peter J. Muniz Title: Attorney-in-fact -----END PRIVACY-ENHANCED MESSAGE-----