0001209191-23-017555.txt : 20230309 0001209191-23-017555.hdr.sgml : 20230309 20230309164831 ACCESSION NUMBER: 0001209191-23-017555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230307 FILED AS OF DATE: 20230309 DATE AS OF CHANGE: 20230309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Robert Edward CENTRAL INDEX KEY: 0001780189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 23720382 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE CITY: FALLS CHURCH STATE: VA ZIP: 22042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11011 SUNSET HILLS RD CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 703-876-3000 MAIL ADDRESS: STREET 1: 11011 SUNSET HILLS RD CITY: RESTON STATE: VA ZIP: 20190 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-07 0 0000040533 GENERAL DYNAMICS CORP GD 0001780189 Smith Robert Edward C/O GENERAL DYNAMICS CORPORATION 11011 SUNSET HILLS ROAD RESTON VA 20190 0 1 0 0 Executive Vice President Common Stock 2023-03-07 4 A 0 9216 0.00 A 45727.886 D Common Stock 2023-03-07 4 F 0 4157 231.88 D 41570.886 D Common Stock 2023-03-08 4 A 0 3250 0.00 A 44820.886 D Common Stock 7181.184 I 401(k) Plan Stock Options 227.58 2023-03-08 4 A 0 23380 0.00 A 2033-03-07 Common Stock 23380 23380 D Represents performance stock units (PSUs) originally granted in 2020. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock. Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs. Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report. Fifty percent become exercisable on 03/08/2025 and the remaining fifty percent become exercisable on 03/08/2026. Nicholas R. Barnaby, by Power of Attorney 2023-03-09