0001209191-21-017816.txt : 20210304
0001209191-21-017816.hdr.sgml : 20210304
20210304163210
ACCESSION NUMBER: 0001209191-21-017816
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210302
FILED AS OF DATE: 20210304
DATE AS OF CHANGE: 20210304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOVAKOVIC PHEBE N
CENTRAL INDEX KEY: 0001222195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03671
FILM NUMBER: 21714588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP
CENTRAL INDEX KEY: 0000040533
STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730]
IRS NUMBER: 131673581
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11011 SUNSET HILLS RD
CITY: RESTON
STATE: VA
ZIP: 20190
BUSINESS PHONE: 703-876-3000
MAIL ADDRESS:
STREET 1: 11011 SUNSET HILLS RD
CITY: RESTON
STATE: VA
ZIP: 20190
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-02
0
0000040533
GENERAL DYNAMICS CORP
GD
0001222195
NOVAKOVIC PHEBE N
C/O GENERAL DYNAMICS CORPORATION
11011 SUNSET HILLS ROAD
RESTON
VA
20190
1
1
0
0
Chairman and CEO
Common Stock
2021-03-02
4
A
0
18139
0.00
A
712704
D
Common Stock
2021-03-02
4
F
0
8181
167.68
D
704523
D
Common Stock
2021-03-03
4
A
0
17205
0.00
A
721728
D
Common Stock
30000
I
By LLC
Common Stock
5310.75
I
401(k) Plan
Stock Options
168.56
2021-03-03
4
A
0
151150
0.00
A
2031-03-02
Common Stock
151150
151150
D
Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.
Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.
Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.
Represents shares held by a limited liability company for which the Reporting Person serves as manager and the members of which are trusts for the benefit of the Reporting Person's children.
Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
Fifty percent become exercisable on 03/03/2023 and the remaining fifty percent become exercisable on 03/03/2024.
L. Neal Wheeler, by Power of Attorney
2021-03-04