0001209191-19-040158.txt : 20190702 0001209191-19-040158.hdr.sgml : 20190702 20190702153408 ACCESSION NUMBER: 0001209191-19-040158 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190701 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Robert Edward CENTRAL INDEX KEY: 0001780189 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 19937098 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE CITY: FALLS CHURCH STATE: VA ZIP: 22042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 BUSINESS PHONE: 703-876-3000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2019-07-01 0 0000040533 GENERAL DYNAMICS CORP GD 0001780189 Smith Robert Edward C/O GENERAL DYNAMICS CORPORATION 2941 FAIRVIEW PARK DR. FALLS CHURCH VA 22042 0 1 0 0 Executive Vice President Common Stock 14000.217 D Common Stock 5108.444 D Common Stock 5294.565 I 401(k) Plan Stock Options 112.40 2021-03-04 Common Stock 14540 D Stock Options 136.78 2025-03-03 Common Stock 12860 D Stock Options 135.85 2026-03-01 Common Stock 19320 D Stock Options 191.71 2027-02-28 Common Stock 13140 D Stock Options 223.93 2028-03-06 Common Stock 11570 D Stock Options 167.61 2029-03-05 Common Stock 16400 D Includes 3,680 shares of restricted stock and 1,428.444 restricted stock units, each of which are subject to service-based vesting and will release three years after the grant date. The restricted stock units are settled on a one-to-one basis in Common Stock. Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016. Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018. Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent became exercisable on 03/02/2019. Fifty percent became exercisable on 03/01/2019 and the remaining fifty percent will become exercisable on 03/01/2020. Fifty percent will become exercisable on 03/07/2020 and the remaining fifty percent will become exercisable on 03/07/2021. Fifty percent will become exercisable on 03/06/2021 and the remaining fifty percent will become exercisable on 03/06/2022. L. Neal Wheeler, by Power of Attorney 2019-07-02 EX-24.3_863134 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all persons by these presents, that Robert E. Smith, whose signature appears below, constitutes and appoints Gregory S. Gallopoulos, John Ohrnberger and L. Neal Wheeler and each of them, as his true and lawful attorney-in-fact and agent, with full and several power of substitution and with authority to act alone, for him and in his name, place and stead, in any and all capacities, to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the United States Securities and Exchange Commission ("SEC") a Form ID, including any amendments thereto, and any other documents necessary or appropriate to obtain and maintain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 (the "Exchange Act") or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned Forms 3, 4, and 5 and any amendments and supplements to those forms in accordance with Section 16(a) of the Exchange Act and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and any amendments and supplements to those forms and file such form with the SEC and any other authority; and (4) take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his/her discretion, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as they or he/she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent or his/her or their substitute or substitutes may lawfully do or cause to be done by virtue thereof. This Power of Attorney is continuing and shall remain in effect so long as the undersigned is an officer or director of General Dynamics Corporation, a Delaware corporation, unless the undersigned executes and delivers to the Secretary of General Dynamics Corporation a written revocation of this Power of Attorney. The undersigned acknowledges that each foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. Date: June 17, 2019 /s/ Robert E. Smith Robert E. Smith Print Name