0001209191-19-017697.txt : 20190307 0001209191-19-017697.hdr.sgml : 20190307 20190307151150 ACCESSION NUMBER: 0001209191-19-017697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190305 FILED AS OF DATE: 20190307 DATE AS OF CHANGE: 20190307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASEY JOHN PATRICK CENTRAL INDEX KEY: 0001265705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 19665624 MAIL ADDRESS: STREET 1: C/O GENERAL DYNAMICS CORP STREET 2: 3190 FAIRVIEW PARK DRIVE CITY: FALLS CHURCH STATE: VA ZIP: 22042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 BUSINESS PHONE: 703-876-3000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-05 0 0000040533 GENERAL DYNAMICS CORP GD 0001265705 CASEY JOHN PATRICK C/O GENERAL DYNAMICS CORPORATION 2941 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 0 1 0 0 Executive Vice President Common Stock 2019-03-05 4 A 0 9586 0.00 A 103457 D Common Stock 2019-03-05 4 F 0 4324 167.57 D 99133 D Common Stock 2019-03-06 4 A 0 3530 0.00 A 102663 D Stock Options 167.61 2019-03-06 4 A 0 30610 0.00 A 2029-03-05 Common Stock 30610 30610 D Represents performance restricted stock units (PRSUs) originally granted in 2016. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock. Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs. Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Fifty percent become exercisable on 03/06/2021 and the remaining fifty percent become exercisable on 03/06/2022. L. Neal Wheeler, by Power of Attorney 2019-03-07