0001209191-18-018004.txt : 20180308 0001209191-18-018004.hdr.sgml : 20180308 20180308161323 ACCESSION NUMBER: 0001209191-18-018004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180306 FILED AS OF DATE: 20180308 DATE AS OF CHANGE: 20180308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aiken Jason W CENTRAL INDEX KEY: 0001486897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 18676627 MAIL ADDRESS: STREET 1: C/O GENERAL DYNAMICS CORPORATION STREET 2: 2941 FAIRVIEW PARK DRIVE, SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 BUSINESS PHONE: 7038763000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-06 0 0000040533 GENERAL DYNAMICS CORP GD 0001486897 Aiken Jason W C/O GENERAL DYNAMICS CORPORATION 2941 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 0 1 0 0 Senior Vice President and CFO Common Stock 2018-03-06 4 A 0 7791 0.00 A 57243 D Common Stock 2018-03-07 4 F 0 3514 223.93 D 53729 D Common Stock 2018-03-07 4 A 0 3685 0.00 A 57414 D Common Stock 11.392 I 401(k) Plan Stock options 223.93 2018-03-07 4 A 0 43940 0.00 A 2028-03-06 Common Stock 43940 43940 D Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock. Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs. Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report. Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021. L. Neal Wheeler, by Power of Attorney 2018-03-08