0001209191-18-017984.txt : 20180308 0001209191-18-017984.hdr.sgml : 20180308 20180308155905 ACCESSION NUMBER: 0001209191-18-017984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180306 FILED AS OF DATE: 20180308 DATE AS OF CHANGE: 20180308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whited Gary L CENTRAL INDEX KEY: 0001571906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 18676408 BUSINESS ADDRESS: BUSINESS PHONE: 7038763000 MAIL ADDRESS: STREET 1: C/O GENERAL DYNAMICS CORPORATION STREET 2: 2941 FAIRVIEW PARK DRIVE, SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 BUSINESS PHONE: 7038763000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-06 0 0000040533 GENERAL DYNAMICS CORP GD 0001571906 Whited Gary L C/O GENERAL DYNAMICS CORPORATION 2941 FAIRVIEW PARK DR. FALLS CHURCH VA 22042 0 1 0 0 Vice President Common Stock 2018-03-06 4 M 0 7405 71.01 A 34181 D Common Stock 2018-03-06 4 S 0 5977 224.518 D 28204 D Common Stock 2018-03-06 4 A 0 2901 0.00 A 31105 D Common Stock 2018-03-07 4 F 0 1265 223.93 D 29840 D Common Stock 2018-03-07 4 A 0 1405 0.00 A 31245 D Common Stock 834.043 I 401(k) Plan Stock Options 71.01 2018-03-06 4 M 0 7405 0.00 D 2019-03-06 Common Stock 7405 0 D Stock Options 223.93 2018-03-07 4 A 0 16800 0.00 A 2028-03-06 Common Stock 16800 16800 D Sale prices ranged from $224.473 to $224.545. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock. Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs. Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report. Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014. Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021. L. Neal Wheeler, by Power of Attorney 2018-03-08