0001209191-17-017246.txt : 20170303 0001209191-17-017246.hdr.sgml : 20170303 20170303144109 ACCESSION NUMBER: 0001209191-17-017246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 BUSINESS PHONE: 7038763000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRICKS WILLIAM P CENTRAL INDEX KEY: 0001235418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 17662970 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-01 0 0000040533 GENERAL DYNAMICS CORP GD 0001235418 FRICKS WILLIAM P C/O GENERAL DYNAMICS CORPORATION 2941 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 0 0 0 Common Stock, $1.00 par value 2017-03-01 4 A 0 390 0.00 A 43856 D Common Stock, $1.00 par value 2017-03-02 4 M 0 5210 74.81 A 49066 D Common Stock, $1.00 par value 2017-03-02 4 M 0 4580 71.01 A 53646 D Common Stock, $1.00 par value 2017-03-02 4 M 0 6900 67.70 A 60546 D Common Stock, $1.00 par value 2017-03-02 4 S 0 10146 191.185 D 50400 D Stock Options 191.71 2017-03-01 4 A 0 2270 0.00 A 2027-02-28 Common Stock 2270 2270 D Stock Options 74.81 2017-03-02 4 M 0 5210 0.00 D 2018-03-01 Common Stock 5210 0 D Stock Options 71.01 2017-03-02 4 M 0 4580 0.00 D 2019-03-06 Common Stock 4580 0 D Stock Options 67.70 2017-03-02 4 M 0 6900 0.00 D 2020-03-05 Common Stock 6900 0 D Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Sale prices ranged from $191.043 to $191.247. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020. Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013. Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014. Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015. Julie P. Aslaksen, by Power of Attorney 2017-03-03