0001209191-13-051544.txt : 20131112 0001209191-13-051544.hdr.sgml : 20131111 20131112111827 ACCESSION NUMBER: 0001209191-13-051544 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131104 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 BUSINESS PHONE: 7038763000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geiger Jeffrey S CENTRAL INDEX KEY: 0001590828 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 131208485 BUSINESS ADDRESS: BUSINESS PHONE: 7038763000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2013-11-04 0 0000040533 GENERAL DYNAMICS CORP GD 0001590828 Geiger Jeffrey S C/O GENERAL DYNAMICS CORPORATION 2941 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042-4513 0 1 0 0 Vice President Common Stock, $1.00 par value 21931 D Common Stock, $1.00 par value 10600 D Common Stock, $1.00 par value 2490 D Common Stock, $1.00 par value 146.619 I 401(k) Plan Stock Options 73.49 2015-03-02 Common Stock 25300 D Stock Options 74.81 2018-03-01 Common Stock 29410 D Stock Options 71.01 2019-03-06 Common Stock 26370 D Stock Options 67.70 2020-03-05 Common Stock 38210 D Represents shares of restricted stock subject to service-based vesting that will be released approximately four years after the grant date. Represents a target number of restricted stock units ("RSUs"), each of which entitles the Reporting Person to receive one share of General Dynamics common stock. The number of RSUs ultimately earned by the Reporting Person will be determined based on a performance metric tied to return on invested capital during the year of grant and may range from 0% to 200% of the target amount. Following the performance period, the earned RSUs are subject to an additional three year time-vesting period. Fifty percent became exercisable on 03/03/2011 and the remaining fifty percent became exercisable on 03/03/2012. Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013. Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent will become exercisable on 03/07/2014. Fifty percent will become exercisable on 03/06/2014 and the remaining fifty percent will become exercisable on 03/06/2015. Neal Wheeler, by power of attorney 2013-11-12