0001209191-13-015195.txt : 20130308 0001209191-13-015195.hdr.sgml : 20130308 20130308114358 ACCESSION NUMBER: 0001209191-13-015195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130306 FILED AS OF DATE: 20130308 DATE AS OF CHANGE: 20130308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roualet Mark C. CENTRAL INDEX KEY: 0001446679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 13675959 MAIL ADDRESS: STREET 1: C/O GENERAL DYNAMICS CORPORATION STREET 2: 2941 FAIRVIEW PARK DRIVE, SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 BUSINESS PHONE: 7038763000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-06 0 0000040533 GENERAL DYNAMICS CORP GD 0001446679 Roualet Mark C. C/O GENERAL DYNAMICS CORPORATION 2941 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 0 1 0 0 Executive Vice President Common Stock, $1.00 par value 2013-03-05 5 D 0 E 3753.765 0.00 D 50812 D Common Stock, $1.00 par value 2013-03-06 4 A 0 3880 0.00 A 54692 D Common Stock, $1.00 par value 2013-03-06 5 A 0 E 3880 0.00 A 58572 D Common Stock, $1.00 par value 7625.189 I 401(k) Plan Stock Options 67.70 2013-03-06 4 A 0 59460 0.00 A 2020-03-05 Common Stock 59460 59460 D Represents restricted stock units ("RSUs") granted in 2012 and accrued dividend equivalents that were forfeited due to the performance metric not being met. Represents shares of restricted stock subject to service-based vesting that will be released approximately four years after the grant date. Represents a target number of RSUs each of which entitles the Reporting Person to receive one share of General Dynamics common stock. The number of RSUs ultimately earned by the Reporting Person will be determined based on a performance metric tied to return on invested capital during the year of grant, and may range from 0% to 200% of the target amount. Following the performance period, the earned RSUs are subject to an additional three year time-vesting period. Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report. Fifty percent become exercisable on 3/6/2014 and the remaining fifty percent become exercisable on 3/6/2015. Neal Wheeler, by power of attorney 2013-03-08