0001209191-12-026020.txt : 20120504 0001209191-12-026020.hdr.sgml : 20120504 20120504162350 ACCESSION NUMBER: 0001209191-12-026020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120502 FILED AS OF DATE: 20120504 DATE AS OF CHANGE: 20120504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAKOVIC PHEBE N CENTRAL INDEX KEY: 0001222195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 12814617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 BUSINESS PHONE: 7038763000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-05-02 0 0000040533 GENERAL DYNAMICS CORP GD 0001222195 NOVAKOVIC PHEBE N C/O GENERAL DYNAMICS CORPORATION 2941 FAIRVIEW PARK DR., SUITE 100 FALLS CHURCH VA 22042 1 1 0 0 President and COO Common Stock, $1.00 par value 2012-05-02 4 A 0 3740 0.00 A 102057 D Common Stock, $1.00 par value 2012-05-02 4 A 0 3740 0.00 A 105797 D Common Stock, $1.00 par value 4384.0121 I 401(k) Plan Stock Options 67.90 2012-05-02 4 A 0 39500 0.00 A 2019-05-01 Common Stock 39500 39500 D Represents shares of restricted stock subject to service-based vesting that will be released approximately four years after the grant date. Represents a target number of restricted stock units ("RSUs") each of which entitles the Reporting Person to receive one share of General Dynamics common stock. The number of RSUs ultimately earned by the Reporting Person will be determined based on a performance metric tied to return on invested capital during the year of grant, and may range from 0% to 200% of the target amount. Following the performance period, the earned RSUs are subject to an additional three year time-vesting period. Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report. Fifty percent will become exercisable 5/2/2013 and the remaining fifty percent will become exercisable 5/2/2014. Neal Wheeler, by power of attorney 2012-05-04