8-K 1 d381787d8k.htm 8-K 8-K

 

 

 

LOGO

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported) May 4, 2017 (May 3, 2017)

 

 

GENERAL DYNAMICS CORPORATION

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Delaware   1-3671   13-1673581

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

2941 Fairview Park Drive, Suite 100, Falls Church, Virginia   22042-4513
(Address of Principal Executive Offices)   (Zip Code)

(703) 876-3000

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

(Former Name or Former Address, If Changed Since Last Report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders

The voting results for matters submitted to the company’s shareholders for consideration at the Annual Meeting held on May 3, 2017, are set forth below.

In an uncontested election, each of the following nominees was elected to the Board of Directors according to the following votes:

 

     For      Against      Abstain      Broker
Non-Votes
 
Nicholas D. Chabraja      255,815,001        1,850,721        356,692        23,740,381  
James S. Crown      250,872,844        6,781,653        367,917        23,740,381  
Rudy F. deLeon      255,289,916        2,337,561        394,937        23,740,381  
John M. Keane      254,591,993        3,047,638        382,783        23,740,381  
Lester L. Lyles      254,726,988        2,924,854        368,572        23,742,381  
Mark M. Malcolm      257,325,421        292,522        404,471        23,740,381  
Phebe N. Novakovic      254,128,135        3,057,780        836,499        23,740,381  
William A. Osborn      255,217,911        2,406,386        398,117        23,740,381  
Catherine B. Reynolds      256,410,627        1,198,961        412,826        23,740,381  
Laura J. Schumacher      255,172,675        2,448,670        401,069        23,740,381  
Peter A. Wall      257,268,161        357,019        397,234        23,740,381  

The results of voting on Proposals 2 through 5 (as numbered in the company’s 2017 Proxy Statement) were as follows:

Proposal 2. Shareholders approved the selection of KPMG LLP as the company’s independent auditors for 2017.

 

     For      Against      Abstain      Broker
Non-Votes
 

Approval of KPMG as Independent Auditors

     278,642,729        2,749,117        370,949        —    

 

-2-


Proposal 3. Shareholders approved, on an advisory basis, the compensation paid to the company’s named executive officers, as disclosed pursuant to Item 402 of Regulation S-K and contained in the 2017 Proxy Statement, including the Compensation Discussion and Analysis, compensation tables and narrative discussion.

 

     For      Against      Abstain      Broker
Non-Votes
 

Advisory Vote to approve Executive Compensation

     249,190,752        7,263,044        1,568,618        23,740,381  

Proposal 4. Shareholders recommended, on an advisory basis, that Future Advisory Compensation Votes (as defined in the 2017 Proxy Statement) be held every year.

 

     Every
Year
     Every
Two Years
     Every
Three Years
     Abstain      Broker
Non-Votes
 

Advisory Vote on Frequency of Future Advisory Compensation Votes

     215,173,681        402,452        41,929,310        516,971        23,740,381  

The Board of Directors, consistent with the above vote, has determined to hold Future Advisory Compensation Votes every year.

Proposal 5. Shareholders approved the General Dynamics Corporation Amended and Restated 2012 Equity Compensation Plan (the “Equity Compensation Plan”).

 

     For      Against      Abstain      Broker
Non-Votes
 

Approval of the Equity Compensation Plan

     245,643,909        11,740,254        638,251        23,740,381  

 

-3-


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

GENERAL DYNAMICS CORPORATION
  by  

/s/ Gregory S. Gallopoulos

  Gregory S. Gallopoulos
 

Senior Vice President, General Counsel and Secretary

(Authorized Officer)

Dated: May 4, 2017

 

-4-