0001185064-14-000003.txt : 20140307 0001185064-14-000003.hdr.sgml : 20140307 20140307134540 ACCESSION NUMBER: 0001185064-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140305 FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 BUSINESS PHONE: 7038763000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROWN JAMES S CENTRAL INDEX KEY: 0001185064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 14676338 MAIL ADDRESS: STREET 1: 222 N LASALLE STREET STREET 2: STE 2000 CITY: CHICAGO STATE: IL ZIP: 60601 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-03-05 0 0000040533 GENERAL DYNAMICS CORP GD 0001185064 CROWN JAMES S 222 N LASALLE STREET STE 2000 CHICAGO IL 60601 1 0 0 0 Common Stock 2014-03-05 4 A 0 540 0 A 64766 D Common Stock 5424092 I See ftn. Common Stock 2511144 I See ftn. Common Stock 7705112 I See ftn. Common Stock 304800 I See ftn. Stock Options 112.4 2014-03-05 4 A 0 2200 0 A 2015-03-05 2021-03-04 Common Stock 2200 22010 D Stock Options 112.4 2014-03-05 4 A 0 2200 0 A 2016-03-05 2021-03-04 Common Stock 2200 24210 D Grant pursuant to Rule 16b-3(c). 2,840 of these Common Stock shares are shares of restricted stock, 2,300 of which were reported in previous Form 4s. Owned by a partnership, Henry Crown and Company (Not Incorporated), of which the Reporting Person is a partner. Owned by a partnership, Areljay, L.P., of which the Reporting Person is a beneficiary of a trust which is a partner, and a director, officer and shareholder of a corporation which is a partner. Owned by a partnership, The Crown Fund, of which the Reporting Person is a partner. Owned by a partnership, Crown Fund II, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares described in Footnotes 3 through 6, except to the extent of his beneficial ownership in the entities which own such shares. /s/ James S. Crown 2014-03-07