0000913849-17-000319.txt : 20171031
0000913849-17-000319.hdr.sgml : 20171031
20171031162659
ACCESSION NUMBER: 0000913849-17-000319
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171027
FILED AS OF DATE: 20171031
DATE AS OF CHANGE: 20171031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CROWN JAMES S
CENTRAL INDEX KEY: 0001185064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03671
FILM NUMBER: 171166034
MAIL ADDRESS:
STREET 1: 222 N LASALLE STREET
STREET 2: STE 2000
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP
CENTRAL INDEX KEY: 0000040533
STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730]
IRS NUMBER: 131673581
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2941 FAIRVIEW PARK DRIVE
STREET 2: SUITE 100
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042-4513
BUSINESS PHONE: 7038763000
MAIL ADDRESS:
STREET 1: 2941 FAIRVIEW PARK DRIVE
STREET 2: SUITE 100
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042-4513
4
1
form4_103017.xml
OWNERSHIP DOCUMENT
X0306
4
2017-10-27
0
0000040533
GENERAL DYNAMICS CORP
GD
0001185064
CROWN JAMES S
222 N. LASALLE STREET
STE 2000
CHICAGO
IL
60601
1
0
0
0
Common Stock
2017-10-27
4
M
0
5210
74.81
A
77286
D
Common Stock
5424092
I
See ftn
Common Stock
2511144
I
See ftn
Common Stock
7705112
I
See ftn
Common Stock
304800
I
See ftn
Stock Options
74.81
2017-10-27
4
M
0
2605
0
D
2012-03-02
2018-03-01
Common Stock
2605
0
D
Stock Options
74.81
2017-10-27
4
M
0
2605
0
D
2013-03-02
2018-03-01
Common Stock
2605
0
D
Includes 1,970 shares of restricted stock.
Owned by HCNI II LLC. The Reporting Person is a member of HCNI II LLC and is a manager of its manager, HCC Manager LLC. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by HCNI II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Owned by Areljay II LLC. The Reporting Person is a beneficiary of a trust that is a member of Areljay II LLC, and is a manager of its manager, HHC Manager LLC. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by Areljay II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Owned by a partnership, The Crown Fund, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Owned by a partnership, Crown Fund II, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
/s/Angie Newhouse, Attorney-in-Fact
2017-10-31