0000913849-17-000122.txt : 20170303 0000913849-17-000122.hdr.sgml : 20170303 20170303170735 ACCESSION NUMBER: 0000913849-17-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 BUSINESS PHONE: 7038763000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROWN JAMES S CENTRAL INDEX KEY: 0001185064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 17665058 MAIL ADDRESS: STREET 1: 222 N LASALLE STREET STREET 2: STE 2000 CITY: CHICAGO STATE: IL ZIP: 60601 4 1 form4_030317.xml OWNERSHIP DOCUMENT X0306 4 2017-03-01 0 0000040533 GENERAL DYNAMICS CORP GD 0001185064 CROWN JAMES S 222 N. LASALLE STREET STE 2000 CHICAGO IL 60601 1 0 0 0 Common Stock 2017-03-01 4 A 0 390 0 A 72076 D Common Stock 5424092 I See ftn Common Stock 2511144 I See ftn Common Stock 7705112 I See ftn Common Stock 304800 I See ftn Stock Options 191.71 2017-03-01 4 A 0 2270 0 A 2027-02-28 Common Stock 2270 2270 D Reflects shares of restricted stock that vest in full three years after the grant date, subject to continued service conditions. Includes 1,970 shares of restricted stock. Owned by HCNI II LLC. The Reporting Person is a member of HCNI II LLC and is a manager of its sole manager, HCC Manager LLC. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by HCNI II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of benefical ownership of all the reported shares for purposes of Section 16 or for any other purpose. Owned by Areljay II LLC. The Reporting Person is a beneficiary of a trust that is a member of Areljay II LLC, and is a manager of its manager, HCC Manager LLC. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by Areljay II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Owned by a partnership, The Crown Fund, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 for any other purpose. Owned by a partnership, Crown Fund II, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed and admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. One half of the options becomes exercisable on March 1, 2019 and the remaining half becomes exercisable on March 1, 2020. /s/Angie Newhouse, Attorney-in-Fact 2017-03-03