0000913849-16-000464.txt : 20160304 0000913849-16-000464.hdr.sgml : 20160304 20160304160902 ACCESSION NUMBER: 0000913849-16-000464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160302 FILED AS OF DATE: 20160304 DATE AS OF CHANGE: 20160304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP CENTRAL INDEX KEY: 0000040533 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 131673581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 BUSINESS PHONE: 7038763000 MAIL ADDRESS: STREET 1: 2941 FAIRVIEW PARK DRIVE STREET 2: SUITE 100 CITY: FALLS CHURCH STATE: VA ZIP: 22042-4513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROWN JAMES S CENTRAL INDEX KEY: 0001185064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03671 FILM NUMBER: 161485349 MAIL ADDRESS: STREET 1: 222 N LASALLE STREET STREET 2: STE 2000 CITY: CHICAGO STATE: IL ZIP: 60601 4 1 form4_030316.xml OWNERSHIP DOCUMENT X0306 4 2016-03-02 0 0000040533 GENERAL DYNAMICS CORP GD 0001185064 CROWN JAMES S 222 N. LASALLE STREET STE 2000 CHICAGO IL 60601 1 0 0 0 Common Stock 2016-03-02 4 A 0 520 0 A 71216 D Common Stock 5424092 I See ftn. Common Stock 2511144 I See ftn. Common Stock 7705112 I See ftn. Common Stock 304800 I See ftn. Stock Options 135.85 2016-03-02 4 A 0 3220 0 A 2026-03-01 Common Stock 3220 3220 D Reflects shares of restricted stock that vest on December 31, 2018, subject to continued service conditions. Includes 2,480 shares of restricted stock. Owned by HCNI II LLC. The Reporting Person is a member of HCNI II LLC and is a general partner of its sole manager, Henry Crown and Company (Not incorporated). The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by HCNI II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Owned by a partnership, Areljay, L.P., of which the Reporting Person is a beneficiary of a trust which is a partner, and a director, officer and shareholder of a corporation which is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Owned by a partnership, The Crown Fund, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Owned by a partnership, Crown Fund II, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. One-half of the options vests and becomes exercisable on March 2, 2018 and the remaining half vests and becomes exercisable on March 2, 2019. /s/Angie Newhouse, Attorney-in-Fact 2016-03-04