0000913849-16-000464.txt : 20160304
0000913849-16-000464.hdr.sgml : 20160304
20160304160902
ACCESSION NUMBER: 0000913849-16-000464
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160302
FILED AS OF DATE: 20160304
DATE AS OF CHANGE: 20160304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP
CENTRAL INDEX KEY: 0000040533
STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730]
IRS NUMBER: 131673581
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2941 FAIRVIEW PARK DRIVE
STREET 2: SUITE 100
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042-4513
BUSINESS PHONE: 7038763000
MAIL ADDRESS:
STREET 1: 2941 FAIRVIEW PARK DRIVE
STREET 2: SUITE 100
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042-4513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CROWN JAMES S
CENTRAL INDEX KEY: 0001185064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03671
FILM NUMBER: 161485349
MAIL ADDRESS:
STREET 1: 222 N LASALLE STREET
STREET 2: STE 2000
CITY: CHICAGO
STATE: IL
ZIP: 60601
4
1
form4_030316.xml
OWNERSHIP DOCUMENT
X0306
4
2016-03-02
0
0000040533
GENERAL DYNAMICS CORP
GD
0001185064
CROWN JAMES S
222 N. LASALLE STREET
STE 2000
CHICAGO
IL
60601
1
0
0
0
Common Stock
2016-03-02
4
A
0
520
0
A
71216
D
Common Stock
5424092
I
See ftn.
Common Stock
2511144
I
See ftn.
Common Stock
7705112
I
See ftn.
Common Stock
304800
I
See ftn.
Stock Options
135.85
2016-03-02
4
A
0
3220
0
A
2026-03-01
Common Stock
3220
3220
D
Reflects shares of restricted stock that vest on December 31, 2018, subject to continued service conditions.
Includes 2,480 shares of restricted stock.
Owned by HCNI II LLC. The Reporting Person is a member of HCNI II LLC and is a general partner of its sole manager, Henry Crown and Company (Not incorporated). The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by HCNI II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Owned by a partnership, Areljay, L.P., of which the Reporting Person is a beneficiary of a trust which is a partner, and a director, officer and shareholder of a corporation which is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Owned by a partnership, The Crown Fund, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Owned by a partnership, Crown Fund II, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
One-half of the options vests and becomes exercisable on March 2, 2018 and the remaining half vests and becomes exercisable on March 2, 2019.
/s/Angie Newhouse, Attorney-in-Fact
2016-03-04