0000899243-21-010138.txt : 20210305
0000899243-21-010138.hdr.sgml : 20210305
20210305161357
ACCESSION NUMBER: 0000899243-21-010138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210303
FILED AS OF DATE: 20210305
DATE AS OF CHANGE: 20210305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CROWN JAMES S
CENTRAL INDEX KEY: 0001185064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03671
FILM NUMBER: 21718638
MAIL ADDRESS:
STREET 1: 222 N LASALLE STREET
STREET 2: STE 2000
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENERAL DYNAMICS CORP
CENTRAL INDEX KEY: 0000040533
STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730]
IRS NUMBER: 131673581
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11011 SUNSET HILLS RD
CITY: RESTON
STATE: VA
ZIP: 20190
BUSINESS PHONE: 703-876-3000
MAIL ADDRESS:
STREET 1: 11011 SUNSET HILLS RD
CITY: RESTON
STATE: VA
ZIP: 20190
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-03
0
0000040533
GENERAL DYNAMICS CORP
GD
0001185064
CROWN JAMES S
222 N. LASALLE STREET
CHICAGO
IL
60601
1
0
0
0
Common Stock
2021-03-03
4
A
0
475
0.00
A
18835
D
Common Stock
5424092
I
See ftn.
Common Stock
2511144
I
See ftn.
Common Stock
7291752
I
See ftn.
Common Stock
301892
I
See ftn.
Stock Options
168.58
2021-03-03
4
A
0
2770
0.00
A
2031-03-02
Common Stock
2770
2770
D
Reflects shares of restricted stock that vest three years after the grant date, subject to continued service conditions.
Includes 1,740 shares of restricted stock.
Owned by HCNI II LLC. The reporting person is a member of HCNI II LLC and is a manager of its Manager, HCC Manager LLC. The reporting person disclaims beneficial ownership of the shares of Common Stock held by HCNI II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Owned by Areljay II LLC. The reporting person is a beneficiary of a trust that is a member of Areljay II LLC, and is a manager of its Manager, HCC Manager LLC. The reporting person disclaims beneficial ownership of the shares of Common Stock held by Areljay II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Owned by a partnership, The Crown Fund, of which the reporting person is a partner. The reporting person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Owned by a partnership, Crown Fund II, of which the reporting person is a partner. The reporting person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
One half of the options becomes exercisable on March 3, 2023 and the remaining half becomes exercisable on March 3, 2024.
/s/Angie Newhouse, Attorney in Fact
2021-03-05