-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V6ezCLxN5f1dmcuFTfYCP7aUXgY7RwjysOYLPppH+KD5vUbHDyo8Pe8NMJ09I0qY hfPmZLMwyJJ+wCsmsSC9eg== 0000950103-01-501196.txt : 20010713 0000950103-01-501196.hdr.sgml : 20010713 ACCESSION NUMBER: 0000950103-01-501196 CONFORMED SUBMISSION TYPE: SC TO-T/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010712 GROUP MEMBERS: ELSEVIER NV GROUP MEMBERS: REED ELSEVIER HOLDINGS BV GROUP MEMBERS: REED ELSEVIER INC. GROUP MEMBERS: REED ELSEVIER OVERSEAS BV GROUP MEMBERS: REED ELSEVIER U.S. HOLDINGS IN GROUP MEMBERS: REED INTERNATIONAL P.L.C. GROUP MEMBERS: REEREED ELSEVIER PLC GROUP MEMBERS: REH MERGERSUB INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARCOURT GENERAL INC CENTRAL INDEX KEY: 0000040493 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 041619609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC TO-T/A SEC ACT: SEC FILE NUMBER: 005-12340 FILM NUMBER: 1680212 BUSINESS ADDRESS: STREET 1: 27 BOYLSTON ST BOX 1000 CITY: CHESTNUT HILL STATE: MA ZIP: 02467 BUSINESS PHONE: 6172328200 MAIL ADDRESS: STREET 1: 27 BOYLSTON ST STREET 2: BOX 1000 CITY: CHESTNUT HILL STATE: MA ZIP: 02467 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL CINEMA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MID WEST DRIVE IN THEATRES INC DATE OF NAME CHANGE: 19660907 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: REH MERGERSUB INC CENTRAL INDEX KEY: 0001126977 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 00000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T/A BUSINESS ADDRESS: STREET 1: C/O LEXIS DOCUMENT SERVICES INC STREET 2: 30 OLD RUDNICK LANE CITY: DOVER STATE: DE ZIP: 02140 BUSINESS PHONE: 000-000-0000 MAIL ADDRESS: STREET 1: C/O LEXIS DOCUMENT SERVICES INC STREET 2: 30 OLD RUDNICK LANE CITY: DOVER STATE: DE ZIP: 02140 SC TO-T/A 1 jul1201_sctota17.txt - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------- SCHEDULE TO/A (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 17 - Final Amendment) HARCOURT GENERAL, INC. (Name of Subject Company) REH MERGERSUB INC. REED ELSEVIER INC. REED ELSEVIER U.S. HOLDINGS INC. REED ELSEVIER OVERSEAS BV REED ELSEVIER HOLDINGS BV REED ELSEVIER PLC REED INTERNATIONAL P.L.C. ELSEVIER NV (Offerors) COMMON STOCK, PAR VALUE $1.00 PER SHARE and SERIES A CUMULATIVE CONVERTIBLE STOCK, PAR VALUE $1.00 PER SHARE (Title of Class of Securities) ----------------------- Common Stock (41163G101) Series A Cumulative Convertible Stock (41163G200) (Cusip Number of Class of Securities) Henry Z. Horbaczewski, Esq. Reed Elsevier Inc. 275 Washington Street Newton, MA 02458 Telephone: (617) 558-4227 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Filing Persons) Copies to: Joseph Rinaldi, Esq. Davis Polk & Wardwell 450 Lexington Avenue New York, New York 10017 Telephone: (212) 450-4000 CALCULATION OF FILING FEE =============================================================================== Transaction Valuation* Amount of Filing Fee** - ------------------------------------------------------------------------------- $4,400,646,387 $880,130 =============================================================================== =============================================================================== * Estimated for purposes of calculating the amount of the filing fee only. This calculation assumes (i) the purchase of 72,313,841 shares of common stock, par value $1.00 per share (the "Common Shares"), of Harcourt General, Inc. at a price per Common Share of $59.00 in cash and (ii) the purchase of 775,713 shares of series A cumulative convertible preferred stock, par value $1.00 per share (the "Preferred Shares") of the Company at a price of $77.29 per Preferred Share. This calculation also assumes payments to holders of options with an exercise price less than $59.00 in an amount per option equal to the difference between (a) $59.00 and (b) the applicable exercise price, based on 3,289,353 outstanding options with an average weighted exercise price of $36.45 per share. ** Calculated as 1/50 of 1% of the transaction value. Fee was paid on November 8, 2000. |_| Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. Amount Previously Paid: Not applicable Filing Party: Not applicable Form or Registration No.: Not applicable Date Filed: Not applicable |_| Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. Check the appropriate boxes below to designate any transactions to which the statement relates: |X| third-party tender offer subject to Rule 14d-1. |_| issuer tender offer subject to Rule 13e-4. |_| going-private transaction subject to Rule 13e-3. |X| amendment to Schedule 13D under Rule 13d-2. Check the following box if the filing is a final amendment reporting the results of the tender offer. |X| - ------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 41163G101 Page 2 of 11 Pages ------------------- ------- ------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON REED INTERNATIONAL P.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER ---------------------------------------------------- 8 SHARED VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 shares of Common Stock, par WITH value $1.60 per share ("Common Stock") ---------------------------------------------------- 9 SOLE DISPOSITIVE POWER ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 70,850,215.167 of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 shares of Common Stock (does not include shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES |_| CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 97% (does not include as outstanding shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 41163G101 Page 3 of 11 Pages ------------------- ------- ------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ELSEVIER NV - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION NETHERLANDS - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER ---------------------------------------------------- 8 SHARED VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 of Common Stock WITH ---------------------------------------------------- 9 SOLE DISPOSITIVE POWER ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 70,850,215.167 of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 shares of Common Stock (does not include shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES |_| CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 97% (does not include as outstanding shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 41163G101 Page 4 of 11 Pages ------------------- ------- ------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON REED ELSEVIER PLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER ---------------------------------------------------- 8 SHARED VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 of Common Stock WITH ---------------------------------------------------- 9 SOLE DISPOSITIVE POWER ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 70,850,215.167 of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 97% (does not include as outstanding shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES |_| CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 97% (does not include as outstanding shares of Common Stock held by a subsidiary of subject company and recorded as treasury stock by subject company) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 41163G101 Page 5 of 11 Pages ------------------- ------- ------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON REED ELSEVIER HOLDINGS BV - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION THE NETHERLANDS - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER ---------------------------------------------------- 8 SHARED VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 of Common Stock WITH ---------------------------------------------------- 9 SOLE DISPOSITIVE POWER ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 70,850,215.167 of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 shares of Common Stock (does not include shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES |_| CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 97% (does not include as outstanding shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 41163G101 Page 6 of 11 Pages ------------------- ------- ------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON REED ELSEVIER OVERSEAS BV - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION THE NETHERLANDS - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER ---------------------------------------------------- 8 SHARED VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 of Common Stock WITH ---------------------------------------------------- 9 SOLE DISPOSITIVE POWER ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 70,850,215.167 of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 shares of Common Stock (does not include shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES |_| CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 97% (does not include as outstanding shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 41163G101 Page 7 of 11 Pages ------------------- ------- ------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON REED ELSEVIER U.S. HOLDINGS INC. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER ---------------------------------------------------- 8 SHARED VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 of Common Stock WITH ---------------------------------------------------- 9 SOLE DISPOSITIVE POWER ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 70,850,215.167 of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 shares of Common Stock (does not include shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES |_| CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 97% (does not include as outstanding shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 41163G101 Page 8 of 11 Pages ------------------- ------- ------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON REED ELSEVIER INC. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION MA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER ---------------------------------------------------- 8 SHARED VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 of Common Stock WITH ---------------------------------------------------- 9 SOLE DISPOSITIVE POWER ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 70,850,215.167 of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 shares of Common Stock (does not include shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES |_| CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 97% (does not include as outstanding shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 41163G101 Page 9 of 11 Pages ------------------- ------- ------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON REH MERGERSUB INC. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER ---------------------------------------------------- 8 SHARED VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 of Common Stock WITH ---------------------------------------------------- 9 SOLE DISPOSITIVE POWER ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 70,850,215.167 of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,850,215.167 shares of Common Stock (does not include shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES |_| CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 97% (does not include as outstanding shares of Common Stock held by a subsidiary of subject company which are recorded as treasury shares by subject company) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- AMENDMENT NO. 17 TO SCHEDULE TO This Amendment No. 17, the final amendment to the Tender Offer Statement on Schedule TO amends and supplements the Tender Offer Statement on Schedule TO originally filed with the Securities and Exchange Commission on November 8, 2000, as amended by Amendment No. 1 filed on November 20, 2000, Amendment No. 2 filed on December 6, 2000, Amendment No. 3 filed on December 18, 2000, Amendment No. 4 filed on December 21, 2000, Amendment No. 5 filed on January 8, 2001, Amendment No. 6 filed on January 18, 2001, Amendment No. 7 filed on February 7, 2001, Amendment No. 8 filed on February 21, 2001, Amendment No. 9 filed on February 28, 2001, Amendment No. 10 filed on April 2, 2001, Amendment No. 11 filed on May 4, 2001, Amendment No.12 filed on May 7, 2001, Amendment No. 13 filed on June 1, 2001, Amendment No. 14 filed on June 18, 2001, Amendment No. 15 filed on June 27, 2001 and Amendment No. 16 filed on July 5, 2001 (as amended, the "Schedule TO") relating to an offer by REH Mergersub Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Reed Elsevier Inc., a Massachusetts corporation ("Reed Elsevier"), to purchase (i) all outstanding shares of common stock, par value $1.00 per share (the "Common Shares") of Harcourt General, Inc. a Delaware corporation (the "Company" or "Harcourt"), at a price of $59.00 per Common Share, net to the seller in cash, and (ii) all of the outstanding shares of series A cumulative convertible stock, par value $1.00 per share (the "Preferred Shares") of the Company at a price of $77.29 per Preferred Share, net to the seller in cash, in each case upon the terms and subject to the conditions set forth in the Offer to Purchase (the "Offer to Purchase") and in the related Letter of Transmittal (which, together with any amendments or supplements thereto, collectively constitute the "Offer"). Copies of the Offer to Purchase and the Letter of Transmittal are attached as Exhibits (a)(l) and (a)(2), respectively, to Schedule TO. The information in the Offer to Purchase, including all schedules and annexes thereto, is hereby expressly incorporated herein by reference. Capitalized terms used and not defined herein shall have the meanings set forth in the Offer to Purchase. Items 1, 4, 8 and 11 Items 1, 4, 8 and 11 of the Schedule TO, which incorporate by reference the information contained in the Offer to Purchase, are hereby amended and supplemented by adding thereto the following: "The Offer expired at 8:00 PM, New York City time, on July 11, 2001. Based upon a preliminary count from the Depositary, as of 8:00 PM, New York City time, July 11, 2001, approximately 70,850,215.167 Common Shares (including 1,305,091 Common Shares tendered pursuant to guarantees of delivery), representing approximately 94.8% of the outstanding Common Shares, and approximately 570,379 Preferred Shares (including 2,200 Preferred Shares tendered pursuant to a guarantee of delivery), representing approximately 81.7% of the outstanding Preferred Shares, had been tendered pursuant to the Offer and not withdrawn. Purchaser has accepted such tendered Shares for payment pursuant to the terms of the Offer. Payment for Shares accepted for payment is expected to be made promptly. Parent and Purchaser intend to take all necessary actions to promptly effect the proposed Merger of Purchaser with and into the Company." Item 12. Exhibits Item 12 of the Schedule TO is hereby amended and supplemented by adding thereto the following: (a)(21) Press Release of Reed Elsevier dated July 12, 2001. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 12, 2001 REH Mergersub Inc. By: /s/ Henry Z. Horbaczewski ----------------------------------------- Name: Henry Z. Horbaczewski Title: Vice President Reed Elsevier Inc. By: /s/ Henry Z. Horbaczewski ----------------------------------------- Name: Henry Z. Horbaczewski Title: Senior Vice President Reed Elsevier U.S. Holdings Inc. By: /s/ Henry Z. Horbaczewski ----------------------------------------- Name: Henry Z. Horbaczewski Title: Vice President Reed Elsevier Overseas BV By: /s/ Henry Z. Horbaczewski ----------------------------------------- Name: Henry Z. Horbaczewski Title: Attorney-in-Fact Reed Elsevier Holdings BV By: /s/ Henry Z. Horbaczewski ----------------------------------------- Name: Henry Z. Horbaczewski Title: Attorney-in-Fact Reed Elsevier plc By: /s/ Henry Z. Horbaczewski ----------------------------------------- Name: Henry Z. Horbaczewski Title: Attorney-in-Fact Reed International P.L.C. By: /s/ Henry Z. Horbaczewski ----------------------------------------- Name: Henry Z. Horbaczewski Title: Attorney-in-Fact Elsevier NV By: /s/ Henry Z. Horbaczewski ----------------------------------------- Name: Henry Z. Horbaczewski Title: Attorney-in-Fact EXHIBIT INDEX Exhibit No. - ------------------- (a)(1) Offer to Purchase dated November 8, 2000.* (a)(2) Letter of Transmittal.* (a)(3) Notice of Guaranteed Delivery.* (a)(4) Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.* (a)(5) Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.* (a)(6) Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.* (a)(7) Summary Advertisement dated November 8, 2000.* (a)(8) Instructions for Participants in Harcourt's Dividend Reinvestment Plan.* (a)(9) Press Release of Reed Elsevier dated December 6, 2000.* (a)(10) Press Release of Reed Elsevier dated January 8, 2001.* (a)(11) Press Release of Reed Elsevier dated February 7, 2001.* (a)(12) Press Release of Reed Elsevier dated February 21, 2001.* (a)(13) Press Release of Reed Elsevier dated February 28, 2001.* (a)(14) Press Release of Reed Elsevier dated April 2, 2001.* (a)(15) Press Release of Reed Elsevier dated May 4, 2001.* (a)(16) Press Release of Reed Elsevier dated May 7, 2001.* (a)(17) Press Release of Reed Elsevier dated June 1, 2001.* (a)(18) Press Release of Reed Elsevier dated June 18, 2001.* (a)(19) Press Release of Reed Elsevier dated June 27, 2001.* (a)(20) Press Release of Reed Elsevier dated July 5, 2001.* (a)(21) Press Release of Reed Elsevier dated July 12, 2001. (b)(1) Commitment Letter, dated November 7, 2000, among Reed International P.L.C., Elsevier NV, Reed Elsevier, Elsevier Finance S.A., Deutsche Bank AG London (as Lead Arranger), Morgan Stanley Dean Witter Bank Limited (as Lead Arranger), Deutsche Bank AG London (as Underwriter) and Morgan Stanley Senior Funding, Inc. (as Underwriter), and attached Term Sheet.* (b)(2) Credit Agreement, dated as of December 13, 2000, between Reed Elsevier, and Elsevier Finance SA (as Original Borrowers), Reed Elsevier (UK) Limited (as Borrowers' Agent), Reed International P.L.C. and Elsevier NV (as Original Guarantors), Deutsche Bank AG London and Morgan Stanley Dean Witter Bank Limited (as Joint Lead Arrangers, Joint Book Runners and Documentation Agents), Deutsche Bank AG London (as Facility Agent and Euro Swingline Agent) and Deutsche Bank AG, New York branch (as Dollar Swingline Agent).* (b)(3) Letter of cancellation relating to the Credit Agreement, dated December 13, 2000.* (b)(4) Letter of amendment relating to the Credit Agreement, dated December 20, 2000.* (b)(5) Transfer certificate, dated December 20, 2000.* (d)(1) Agreement and Plan of Merger, dated as of October 27, 2000, among Harcourt, Reed Elsevier and Purchaser.* (d)(2) Stockholder Agreement, dated as of October 27, 2000, among Reed Elsevier, Purchaser and the stockholders named therein.* (d)(3) Confidentiality Agreement, dated as of June 28, 2000, between Harcourt and Reed Elsevier plc.* - -------------------------- * Previously filed. EX-99.A.21 2 jul1201_ex99a21.txt FOR IMMEDIATE RELEASE ISSUED ON BEHALF OF REED INTERNATIONAL PLC and ELSEVIER NV REED ELSEVIER SUCCESSFULLY COMPLETES HARCOURT TENDER OFFER NEW YORK (July 12, 2001) Reed Elsevier Inc. announced today the successful completion of its tender offer for Harcourt General, Inc. (NYSE: H). The tender offer for all outstanding shares of common stock and shares of series A cumulative convertible stock ("Preferred Stock") of Harcourt expired at 8:00 p.m., New York City time on Wednesday, July 11, 2001. Reed Elsevier has accepted for payment all shares of Harcourt validly tendered and not withdrawn as of the expiration of the offer. Payment for shares accepted for payment in the amount of $59.00, net to the seller in cash for each share of common stock, and $77.29, net to the seller in cash for each share of Preferred Stock, will be made promptly. Crispin Davis, Chief Executive Officer of Reed Elsevier, said: "We are very pleased that our offer for Harcourt has been successful with close to 95% of the common shares tendered. We can now move quickly to finalise the legal merger process and the agreed on-sale of assets to The Thomson Corporation. We are delighted to welcome to Reed Elsevier the management and staff of Harcourt and we will be working closely together to combine our businesses." Based upon a preliminary count from the Depositary, as of 8:00 p.m., New York City time, on July 11, 2001, approximately 70,850,215 shares of common stock of Harcourt (which includes 1,305,091 shares of common stock tendered pursuant to guarantees of delivery), representing approximately 94.8% of the outstanding shares of common stock, had been validly tendered and not withdrawn pursuant to the offer. In addition, approximately 570,374 shares of Preferred Stock (which includes 2,200 shares tendered pursuant to guarantees of delivery) had been validly tendered and not withdrawn pursuant to the offer. Reed Elsevier intends to take prompt action to effect the proposed merger of REH Mergersub Inc., a wholly owned subsidiary of Reed Elsevier, with and into Harcourt. Upon completion of the merger, Harcourt will become a wholly owned subsidiary of Reed Elsevier. Pursuant to the merger, holders of Harcourt stock, other than holders who seek appraisal rights pursuant to applicable provisions of Delaware law, will receive for each share of common stock not previously tendered in the offer $59.00 in cash without interest and each share of Preferred Stock not previously tendered in the offer $77.29 in cash without interest. Harcourt will promptly mail to holders who did not tender their shares in the tender offer materials and instructions on how to receive the cash amounts in exchange for shares. Once the merger has been completed, Reed Elsevier will complete the on-sale of the Higher Education and certain Corporate and Professional Services businesses of Harcourt to The Thomson Corporation. Contact: Catherine May, Reed Elsevier, tel: +44 (0)20 7222 8420 Notes to Editors Reed Elsevier plc Reed Elsevier plc is a world leading publisher and information provider. It is owned equally by its two parent companies, Reed International P.L.C and Elsevier NV. The parent companies are listed on the London, Amsterdam and New York Stock Exchanges, under the following ticker symbols: London: REED; Amsterdam: ELSN; New York: RUK, ENL. In 2000, Reed Elsevier made adjusted profit before taxation of (pound)690 million ($1,042million) on turnover of (pound)3,768 million ($5,690 million). Following the acquisition of Harcourt, the group employs more than 35,000 people, including some 21,300 in North America. Operating in the scientific, legal, educational and business-to-business sectors, Reed Elsevier provides high value and flexible information solutions to professional end users, with increasing emphasis on internet delivery. Further information on Reed Elsevier can be found on the company's website at www.reedelsevier.com Harcourt General, Inc. Harcourt General, through its wholly owned subsidiary, Harcourt Inc., is a broadband learning company and a major participant in the growing global markets for education, assessment, training and professional information. In the year 31 October, 2000, Harcourt General reported revenues of US $ 2,408 million. 2 -----END PRIVACY-ENHANCED MESSAGE-----