0001562180-24-000869.txt : 20240131 0001562180-24-000869.hdr.sgml : 20240131 20240131191824 ACCESSION NUMBER: 0001562180-24-000869 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240130 FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellman Thomas A. CENTRAL INDEX KEY: 0001534505 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02328 FILM NUMBER: 24584525 MAIL ADDRESS: STREET 1: 222 W. ADAMS ST. CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606-7147 BUSINESS PHONE: 3126216200 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606-7147 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2024-01-30 false 0000040211 GATX CORP GATX 0001534505 Ellman Thomas A. 233 S. WACKER DR. CHICAGO IL 60606 false true false false EVP & CFO false Common Stock 2024-01-30 4 M false 18000.00 69.735 A 53429.00 D Common Stock 2024-01-30 4 S false 17800.00 127.5344 D 35629.00 D Common Stock 2024-01-30 4 S false 200.00 128.2319 D 35429.00 D Common Stock 401(k) 10050.00 I 401(k) 2018 NQ Stock Option (Right to Buy) 69.735 2024-01-30 4 M false 18000.00 0.00 D 2019-01-25 2025-01-25 Common Stock 18000.00 0.00 D Represents the weighted average sale price. The highest price at which shares were sold was $128.1400 and the lowest price at which shares were sold was $127.1738. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders. Represents the weighted average sale price. The highest price at which shares were sold was $128.2800 and the lowest price at which shares were sold was $128.1838. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders. GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares. Lisa M. Ibarra, by Power of Attorney on behalf of Thomas A. Ellman 2024-01-31