0001562180-23-003841.txt : 20230502
0001562180-23-003841.hdr.sgml : 20230502
20230502175056
ACCESSION NUMBER: 0001562180-23-003841
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230428
FILED AS OF DATE: 20230502
DATE AS OF CHANGE: 20230502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REAM JAMES B
CENTRAL INDEX KEY: 0001198444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02328
FILM NUMBER: 23880721
MAIL ADDRESS:
STREET 1: 700 NORTH SAM HOUSTON PARKWAY WEST
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GATX CORP
CENTRAL INDEX KEY: 0000040211
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 361124040
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 233 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606-7147
BUSINESS PHONE: 3126216200
MAIL ADDRESS:
STREET 1: 233 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606-7147
FORMER COMPANY:
FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP
DATE OF NAME CHANGE: 19750722
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0407
4
2023-04-28
false
0000040211
GATX CORP
GATX
0001198444
REAM JAMES B
C/O 233 S. WACKER DR.
CHICAGO
IL
60606
true
false
false
false
false
Common Stock
2023-04-28
4
A
false
1093.00
114.3675
A
43924.00
D
Common Stock
2023-05-01
4
A
false
255.00
114.3675
A
44180.00
D
Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date. The Reporting Person elected to defer receipt of the shares of common stock issuable upon settlement of the RSUs under the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan").
Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Deferred Fee Plan credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
Represents (a) 189 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan, and (b) 65 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.
Lisa M. Ibarra, by Power of Attorney on behalf of James B. Ream
2023-05-02