0001562180-23-003840.txt : 20230502 0001562180-23-003840.hdr.sgml : 20230502 20230502174310 ACCESSION NUMBER: 0001562180-23-003840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230428 FILED AS OF DATE: 20230502 DATE AS OF CHANGE: 20230502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sutherland David CENTRAL INDEX KEY: 0001349227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02328 FILM NUMBER: 23880680 MAIL ADDRESS: STREET 1: SUITE 500 STREET 2: 650 WARRENVILLE ROAD CITY: LISLE STATE: IL ZIP: 60532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606-7147 BUSINESS PHONE: 3126216200 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606-7147 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 4 1 primarydocument.xml PRIMARY DOCUMENT X0407 4 2023-04-28 false 0000040211 GATX CORP GATX 0001349227 Sutherland David C/O 233 S. WACKER DR. CHICAGO IL 60606 true false false false false Common Stock 2023-04-28 4 A false 1093.00 114.3675 A 81562.00 D Common Stock 2023-05-01 4 A false 589.00 114.3675 A 82151.00 D Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date. The Reporting Person elected to defer receipt of the shares of common stock issuable upon settlement of the RSUs under the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan"). Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Deferred Fee Plan credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors. Represents (a) 354 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan, and (b) 234 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan. Lisa M. Ibarra, by Power of Attorney on behalf of David S. Sutherland 2023-05-02