0001562180-23-001010.txt : 20230206 0001562180-23-001010.hdr.sgml : 20230206 20230206101935 ACCESSION NUMBER: 0001562180-23-001010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230202 FILED AS OF DATE: 20230206 DATE AS OF CHANGE: 20230206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellman Thomas A. CENTRAL INDEX KEY: 0001534505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02328 FILM NUMBER: 23588958 MAIL ADDRESS: STREET 1: 222 W. ADAMS ST. CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606-7147 BUSINESS PHONE: 3126216200 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606-7147 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2023-02-02 false 0000040211 GATX CORP GATX 0001534505 Ellman Thomas A. 233 S. WACKER DR. CHICAGO IL 60606 false true false false EVP & CFO Common Stock 2023-02-02 4 M false 18900.00 61.175 A 54261.00 D Common Stock 2023-02-02 4 S false 14038.00 115.7239 D 40223.00 D Common Stock 2023-02-02 4 S false 3357.00 116.4348 D 36866.00 D Common Stock 2023-02-02 4 S false 1505.00 117.3003 D 35361.00 D Common Stock 401(k) 9861.00 I 401(k) 2017 NQ Stock Option (Right to Buy) 61.175 2023-02-02 4 M false 18900.00 0.00 D 2018-01-26 2024-01-26 Common Stock 18900.00 0.00 D Represents the weighted average sale price. The highest price at which shares were sold was $116.0900 and the lowest price at which shares were sold was $115.1100. Represents the weighted average sale price. The highest price at which shares were sold was $116.8200 and the lowest price at which shares were sold was $116.1100. Represents the weighted average sale price. The highest price at which shares were sold was $117.6000 and the lowest price at which shares were sold was $117.1100. GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares. Lisa M. Ibarra, by Power of Attorney on behalf of Thomas A. Ellman 2023-02-03