0001562180-23-000940.txt : 20230203 0001562180-23-000940.hdr.sgml : 20230203 20230203164751 ACCESSION NUMBER: 0001562180-23-000940 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230201 FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arvia Anne L CENTRAL INDEX KEY: 0001374429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02328 FILM NUMBER: 23586741 MAIL ADDRESS: STREET 1: ONE NATIONWIDE PLAZA 1-38-06 CITY: COLUMBUS STATE: OH ZIP: 43215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606-7147 BUSINESS PHONE: 3126216200 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606-7147 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2023-02-01 false 0000040211 GATX CORP GATX 0001374429 Arvia Anne L C/O 233 S. WACKER DR. CHICAGO IL 60606 true false false false Common Stock 2023-02-01 4 A false 148.00 106.59 A 30694.00 D Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Directors' Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors. Represents 148 shares acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan. Exhibit List: Exhibit 1 - Confirming Statement Lisa M. Ibarra, by Power of Attorney on behalf of Anne L. Arvia 2023-02-02 EX-24 2 ala-confirmingstatement.txt CONFIRMING STATEMENT ALA Exhibit 1 CONFIRMING STATEMENT This Statement confirms that the undersigned, Anne L. Arvia, has authorized and designated Brian L. Glassberg, Alan R. Haguewood and Lisa M. Ibarra to execute and file on the undersigneds behalf all Forms 3, 4 and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities and Exchange Commission as a result of the undersigneds ownership of or transactions in securities of GATX Corporation. The authority of Brian L. Glassberg, Alan R. Haguewood and Lisa M. Ibarra under this Statement shall continue until the undersigned is no longer required to file Forms 3, 4 and 5 with regard to the undersigneds ownership of or transactions in securities of GATX Corporation, unless earlier revoked in writing. The undersigned acknowledges that neither Brian L. Glassberg, nor Alan R. Haguewood nor Lisa M. Ibarra is assuming any of the undersigneds responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Date: January 23, 2023 /s/ Anne L. Arvia Anne L. Arvia