0001246360-21-000293.txt : 20210201 0001246360-21-000293.hdr.sgml : 20210201 20210201203509 ACCESSION NUMBER: 0001246360-21-000293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conniff James M. CENTRAL INDEX KEY: 0001628942 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02328 FILM NUMBER: 21578530 MAIL ADDRESS: STREET 1: 222 W. ADAMS ST. CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606-7147 BUSINESS PHONE: 3126216200 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606-7147 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 4 1 form.xml PRIMARY DOCUMENT X0306 4 2021-01-29 false 0000040211 GATX CORP GATX 0001628942 Conniff James M. 233 S. WACKER DR. CHICAGO IL 60606 false true false false Exec. VP & Chief HR Officer Common Stock 401(k) 5164 I 401(k) shares 2021 NQ Stock Option (Right to Buy) 91.36 2021-01-29 4 A false 8100 0 A 2022-01-29 2028-01-29 Common Stock 8100 8100 D GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares. 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Lisa M. Ibarra, by Power of Attorney on behalf of James M. Conniff 2021-01-29