0001246360-13-001369.txt : 20130219 0001246360-13-001369.hdr.sgml : 20130219 20130215162009 ACCESSION NUMBER: 0001246360-13-001369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130213 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYONS ROBERT C CENTRAL INDEX KEY: 0001204288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02328 FILM NUMBER: 13619949 MAIL ADDRESS: STREET 1: 500 WEST MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS STREET CITY: CHICAGO STATE: X1 ZIP: 60606-5314 BUSINESS PHONE: 3126216200 MAIL ADDRESS: STREET 1: 222 WEST ADAMS STREET CITY: CHICAGO STATE: X1 ZIP: 60606-5314 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-02-13 false 0000040211 GATX CORP GMT 0001204288 LYONS ROBERT C 222 W. ADAMS ST. CHICAGO IL 60606 false true false false Exec. VP and CFO Common Stock 401(k) 2300.945 I 401(k) Plan Common Stock 2013-02-13 4 M false 7800 38.625 A 35520 D Common Stock 2013-02-14 4 S false 383 49.8533 D 35137 D Common Stock 2013-02-14 4 S false 100 49.86 D 35037 D Common Stock 2013-02-14 4 S false 700 49.87 D 34337 D Common Stock 2013-02-14 4 F false 6617 49.8 D 27720 D Stock-Settled Stock Appreciation Right 38.625 2013-02-13 4 M false 7800 0 D 2007-03-10 2013-03-10 Common Stock 7800 0 D GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants purchase units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares. Lisa M. Ibarra, by Power of Attorney on behalf of Robert C. Lyons 2013-02-14