0000899243-21-007220.txt : 20210218
0000899243-21-007220.hdr.sgml : 20210218
20210218202256
ACCESSION NUMBER: 0000899243-21-007220
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210216
FILED AS OF DATE: 20210218
DATE AS OF CHANGE: 20210218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KENNEY BRIAN A
CENTRAL INDEX KEY: 0001020076
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02328
FILM NUMBER: 21651595
MAIL ADDRESS:
STREET 1: GATX CORP
STREET 2: 500 WEST MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GATX CORP
CENTRAL INDEX KEY: 0000040211
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 361124040
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 233 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606-7147
BUSINESS PHONE: 3126216200
MAIL ADDRESS:
STREET 1: 233 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606-7147
FORMER COMPANY:
FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP
DATE OF NAME CHANGE: 19750722
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-16
0
0000040211
GATX CORP
GATX
0001020076
KENNEY BRIAN A
233 S. WACKER DR.
CHICAGO
IL
60606
1
1
0
0
Chairman, President and CEO
Common Stock 401(k)
10511
I
401(k) Plan
Common Stock
2021-02-16
4
M
0
7633
39.185
A
185522
D
Common Stock
2021-02-16
4
S
0
7633
99.2049
D
177889
D
Common Stock
2021-02-17
4
M
0
29400
39.185
A
207289
D
Common Stock
2021-02-17
4
S
0
28200
96.7124
D
179089
D
Common Stock
2021-02-17
4
S
0
1200
97.1006
D
177889
D
Common Stock
2021-02-18
4
M
0
55000
39.185
A
232889
D
Common Stock
2021-02-18
4
S
0
46000
96.1086
D
186889
D
Common Stock
2021-02-18
4
S
0
9000
96.6299
D
177889
D
2016 NQ Stock Option (Right to Buy)
39.185
2021-02-16
4
M
0
7633
0.00
D
2017-01-28
2023-01-28
Common Stock
7633
101467
D
2016 NQ Stock Option (Right to Buy)
39.185
2021-02-17
4
M
0
29400
0.00
D
2017-01-28
2023-01-28
Common Stock
29400
72067
D
2016 NQ Stock Option (Right to Buy)
39.185
2021-02-18
4
M
0
55000
0.00
D
2017-01-28
2023-01-28
Common Stock
55000
17067
D
GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.
Represents the weighted average sale price. The highest price at which shares were sold was $99.7100 and the lowest price at which shares were sold was $99.0000.
Represents the weighted average sale price. The highest price at which shares were sold was $97.0300 and the lowest price at which shares were sold was $96.0400.
Represents the weighted average sale price. The highest price at which shares were sold was $97.1500 and the lowest price at which shares were sold was $97.0400.
Represents the weighted average sale price. The highest price at which shares were sold was $96.4903 and the lowest price at which shares were sold was $95.5000.
Represents the weighted average sale price. The highest price at which shares were sold was $96.8400 and the lowest price at which shares were sold was $96.5000.
Lisa M. Ibarra, by Power of Attorney on behalf of Brian A. Kenney
2021-02-18