0000899243-21-007220.txt : 20210218 0000899243-21-007220.hdr.sgml : 20210218 20210218202256 ACCESSION NUMBER: 0000899243-21-007220 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENNEY BRIAN A CENTRAL INDEX KEY: 0001020076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02328 FILM NUMBER: 21651595 MAIL ADDRESS: STREET 1: GATX CORP STREET 2: 500 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GATX CORP CENTRAL INDEX KEY: 0000040211 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 361124040 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606-7147 BUSINESS PHONE: 3126216200 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606-7147 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICAN TRANSPORTATION CORP DATE OF NAME CHANGE: 19750722 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-16 0 0000040211 GATX CORP GATX 0001020076 KENNEY BRIAN A 233 S. WACKER DR. CHICAGO IL 60606 1 1 0 0 Chairman, President and CEO Common Stock 401(k) 10511 I 401(k) Plan Common Stock 2021-02-16 4 M 0 7633 39.185 A 185522 D Common Stock 2021-02-16 4 S 0 7633 99.2049 D 177889 D Common Stock 2021-02-17 4 M 0 29400 39.185 A 207289 D Common Stock 2021-02-17 4 S 0 28200 96.7124 D 179089 D Common Stock 2021-02-17 4 S 0 1200 97.1006 D 177889 D Common Stock 2021-02-18 4 M 0 55000 39.185 A 232889 D Common Stock 2021-02-18 4 S 0 46000 96.1086 D 186889 D Common Stock 2021-02-18 4 S 0 9000 96.6299 D 177889 D 2016 NQ Stock Option (Right to Buy) 39.185 2021-02-16 4 M 0 7633 0.00 D 2017-01-28 2023-01-28 Common Stock 7633 101467 D 2016 NQ Stock Option (Right to Buy) 39.185 2021-02-17 4 M 0 29400 0.00 D 2017-01-28 2023-01-28 Common Stock 29400 72067 D 2016 NQ Stock Option (Right to Buy) 39.185 2021-02-18 4 M 0 55000 0.00 D 2017-01-28 2023-01-28 Common Stock 55000 17067 D GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares. Represents the weighted average sale price. The highest price at which shares were sold was $99.7100 and the lowest price at which shares were sold was $99.0000. Represents the weighted average sale price. The highest price at which shares were sold was $97.0300 and the lowest price at which shares were sold was $96.0400. Represents the weighted average sale price. The highest price at which shares were sold was $97.1500 and the lowest price at which shares were sold was $97.0400. Represents the weighted average sale price. The highest price at which shares were sold was $96.4903 and the lowest price at which shares were sold was $95.5000. Represents the weighted average sale price. The highest price at which shares were sold was $96.8400 and the lowest price at which shares were sold was $96.5000. Lisa M. Ibarra, by Power of Attorney on behalf of Brian A. Kenney 2021-02-18