-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, COjktQe1NggPRW/CbVig9fugrXFzQzcPSRxQHJz9aN2N4Ta78esF1b6Y6vsldN4C yKqngEg+j8W3/R+DE0bWjA== 0000950116-99-001480.txt : 19990809 0000950116-99-001480.hdr.sgml : 19990809 ACCESSION NUMBER: 0000950116-99-001480 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ING BARINGS LLC /BD CENTRAL INDEX KEY: 0000039561 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133856626 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03761 FILM NUMBER: 99679505 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 2124096154 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: ING BARING FURMAN SELZ LLC //NY DATE OF NAME CHANGE: 19980722 FORMER COMPANY: FORMER CONFORMED NAME: FURMAN SELZ LLC DATE OF NAME CHANGE: 19960103 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/99 ------------ Check here if Amendment / /; Amendment Number: ----- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ING Baring LLC ----------------------------------- Address: 230 Park Avenue ---------------------------------- NY, NY 10169 ---------------------------------- Form 13F File Number: 28-7338 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven D. Blecher ------------------------------------ Title: Vice Chairman ------------------------------------ Phone: 212-309-8373 ------------------------------------ Signature, Place, and Date of Signing: Steven D. Blecher New York, NY 6/30/99 - ------------------------- ------------------ ----------- (Signature) (City, State) (Date) Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Number 28- ----------------- ---------------------------------- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------ Form 13F Information Table Entry Total: 164 ------------ Form 13F Information Table Value Total: $385,091 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ING BARING FURMAN SELZ LLC 13-F QUARTERLY FILING as of 6/30/99
INVESTMENT DISCRETION VOTING --------------------- ------------------- TITLE OF NAME OF ISSUES CLASS CUSIP MARKET VALUE SHARES SOLE SHARED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ABACUS DIRECT CORP COM 002553105 14,234,793.80 156,000 X 156,000 ADAC LABORATORIES NEW COM 005313200 145,000.00 20,000 X 20,000 AERIAL COMMUNICATIONS INC COM 007655103 135,000.00 10,000 X 10,000 AIRGAS INC COM 009363102 1,598,625.00 130,500 X 130,500 AKORN INC COM 009728106 152,818.76 38,000 X 38,000 AMERICA ONLINE INC-DEL COM 02364J104 2,289,650.00 20,800 X 20,800 AMNEX INC NEW COM 031674203 50,457.60 90,000 X 90,000 ARDENT SOFTWARE INC COM 039794102 212,500.00 10,000 X 10,000 ASPECT DEVELOPMENT INC COM 045234101 1,294,293.20 70,000 X 70,000 AT HOME CORP-SER A COM 045919107 2,157,503.30 40,000 X 40,000 ASTORIA FINANCIAL CORP COM 046265104 636,906.25 14,500 X 14,500 AUDIOVOX CORP CL A COM 050757103 330,000.00 30,000 X 30,000 BMC SOFTWARE INC COM 055921100 4,049,237.40 75,000 X 75,000 BANK UNITED CORP-CL A COM 065412108 803,543.75 20,000 X 20,000 BERKSHIRE REALTY CO INC COM 084710102 849,846.00 73,500 X 73,500 BRASS EAGLE INC COM 10553F106 899,537.50 48,000 X 48,000 C-CUBE MICROSYSTEMS INC COM 125015107 500,593.75 15,800 X 15,800 CALTON INC NEW COM 131380206 303,750.00 270,000 X 270,000 CAMPBELL SOUP CO COM 134429109 408,100.00 8,800 X 8,800 CAREY INTERNATIONAL INC COM 141750109 2,955,000.00 120,000 X 120,000 CELLULAR COMMUNICATIONS P R COM 15116N108 1,495,785.00 52,500 X 52,500 CENDANT CORP COM 151313103 512,500.00 25,000 X 25,000 CENTRAL PARKING CORP COM 154785109 5,137,500.00 150,000 X 150,000 CENTRIS GROUP INC (THE) COM 155904105 1,450,912.50 143,300 X 143,300 CHANCELLOR MEDIA CORP COM 158915108 3,858,006.00 70,000 X 70,000 CHECKFREE HOLDINGS CORP COM 162816102 2,204,293.75 80,000 X 80,000 CHRONIMED INC COM 171164106 852,500.00 110,000 X 110,000 CITRIX SYSTEMS COM 177376100 20,147,900.00 356,600 X 356,600 CITRIX SYSTEMS INC COM 177376100 4,068,011.20 72,400 X 72,400 COMDISCO INC COM 200336105 768,750.00 30,000 X 30,000 COMPUWARE CORP COM 205638109 10,192,356.25 320,500 X 320,500 CONSECO INC COM 208464107 1,674,067.75 55,000 X 55,000 CONSOLIDATED GRAPHICS INC. - T COM 209341106 6,155,000.00 123,100 X 123,100 CONSOLIDATED GRAPHICS INC-TEX COM 209341106 1,345,000.00 26,900 X 26,900 CORPORATE EXECUTIVE BOARD CO COM 21988R102 177,812.90 5,000 X 5,000 CRITICAL PATH INC COM COM 22674V100 1,156,031.25 20,900 X 20,900 C3 INC-N.C. COM 22942P109 258,750.00 15,000 X 15,000 CYTYC CORP COM 232946103 2,640,452.00 135,500 X 135,500 DATA TRANSMISSION NETWORK CORP COM 238017107 3,740,625.00 133,000 X 133,000 DELUXE CORP COM 248019101 213,594.25 5,500 X 5,500 DIAMOND HOME SERVICES INC COM 252648100 199,750.00 47,000 X 47,000 DIAMOND TECHNOLOGY PARTNERS COM 252762109 447,295.40 20,000 X 20,000 DISPATCH MANAGEMENT SERVICES COM 254927106 1,168,107.86 420,000 X 420,000 DIXON TICONDEROGA CO COM 255860108 674,250.00 62,000 X 62,000 DOCUMENTUM INC COM 256159104 522,312.50 40,000 X 40,000
INVESTMENT DISCRETION VOTING --------------------- ------------------- TITLE OF NAME OF ISSUES CLASS CUSIP MARKET VALUE SHARES SOLE SHARED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ DOLLAR GENERAL CORP COM 256669102 4,350,000.00 150,000 X 150,000 DOUBLECLICK INC COM 258609304 3,943,550.00 43,000 X 43,000 DUCKWALL ALCO STORES INC NEW COM 264142100 339,150.00 32,300 X 32,300 E TRADE GROUP INC COM 269246104 7,985,462.50 200,000 X 200,000 ***ELAN CORP PLC-ADR COM 284131208 412,531.50 14,866 X 14,866 FASTENAL CO COM 311900104 1,572,514.95 30,000 X 30,000 FEDERATED DEPARTMENT STORES COM 31410H101 794,063.05 15,000 X 15,000 FLEXI INTERNATIONAL SOFTWARE I COM 338923105 139,562.50 101,500 X 101,500 FLEXIINTERNATIONAL SOFTWARE COM 338923105 15,099.50 11,500 X 11,500 GRC INTERNATIONAL INC COM 361922107 446,250.00 52,500 X 52,500 GENERAL DATACOMM INDUSTRIES COM 369487103 151,512.50 52,700 X 52,700 GENERAL INSTRUMENT CORP-DEL COM 370120107 595,000.00 14,000 X 14,000 GENESYS TELECOMMUNICATIONS COM 371931106 2,623,939.80 105,000 X 105,000 GLOBALSTAR L P CAP CORP COM 379363AK0 33,250.00 50,000 X 50,000 GRAND UN CO COM 386532402 1,075,848.75 99,500 X 99,500 HANNAFORD BROS CO COM 410550107 133,750.00 2,500 X 2,500 HEALTH MANAGEMENT SYSTEM INC COM 42219M100 247,500.00 45,000 X 45,000 HEIDRICK& STRUGGLES INTL INC COM 422819102 3,178,700.00 167,300 X 167,300 HEIDRICK & STRUGGLES INTL INC COM 422819102 621,300.00 32,700 X 32,700 HIBERNIA CORP-CL A COM 428656102 156,875.35 10,000 X 10,000 HIGH SPEED ACCESS CORP COM 42979U102 5,381,250.00 210,000 X 210,000 HOLLINGER INTERNATIONAL COM 435569108 219,687.50 18,500 X 18,500 IGEN INC COM 449536101 410,662.50 14,100 X 14,100 ***ISG TECHNOLOGIES INC COM 45021P302 323,175.00 83,400 X 83,400 IXC COMMUNICATIONS INC COM 450713102 491,218.50 12,500 X 12,500 IXL ENTERPRISES INC COM 450718101 134,325.40 5,000 X 5,000 IMRGLOBAL CORP COM 45321W106 6,545,000.00 340,000 X 340,000 INAMED CORP COM 453235103 2,850,125.00 192,500 X 192,500 INTELLIGENT LIFE CORP COM 45816V100 262,500.00 40,000 X 40,000 INTER TEL INC COM 458372109 656,350.00 36,000 X 36,000 INTERNATIONAL NETWORK SERVICES COM 460053101 2,824,750.00 70,000 X 70,000 INTERNATIONAL TELECOMMUNI- COM 46047F104 1,408,337.50 88,150 X 88,150 IVAX CORP COM 465823102 211,875.00 15,000 X 15,000 JONES PHARMA INC COM 480236108 1,771,372.80 45,000 X 45,000 ***A WTS KAP RESOURCES LTD COM 485902118 3,412.50 487,500 X 487,500 KEY ENERGY GROUP INC COM 492914106 3,699,656.25 038,500 X 1,038,500 KEY ENERGY SERVICES INC COM 492914106 810,582.50 227,500 X 227,500 KORN FERRY INTL COM 500643200 595,000.00 35,000 X 35,000 LEGATO SYSTEMS INC COM 524651106 5,197,500.00 90,000 X 90,000 LIMITED INC COM 532716107 2,132,625.00 47,000 X 47,000 MEDIAONE GROUP INC COM 58440J104 1,115,625.00 15,000 X 15,000 MERCURY INTERACTIVE CORP COM 589405109 8,755,312.50 247,500 X 247,500 METROMEDIA INTERNATIONAL GROUP COM 591695101 737,250.00 98,300 X 98,300 MODIS PROFESSIONAL SVCS INC COM 607830106 543,062.50 40,000 X 40,000 MORTONS RESTAURANT GROUP INC COM 619429103 1,334,380.75 70,000 X 70,000
INVESTMENT DISCRETION VOTING --------------------- ------------------- TITLE OF NAME OF ISSUES CLASS CUSIP MARKET VALUE SHARES SOLE SHARED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ MOTIVEPOWER INDUSTRIES INC COM 61980K101 184,475.00 10,000 X 10,000 MUSICLAND STORES CORP COM 62758B109 269,800.00 28,400 X 28,400 MUSTANG SOFTWARE INC COM 62820W107 61,719.10 12,500 X 12,500 MYRIAD GENETICS INC COM 62855J104 549,000.00 61,000 X 61,000 NTL INCORPORATED COM 629407107 26,330,281.25 305,500 X 305,500 NTL INC COM 629407107 6,635,614.12 76,990 X 76,990 NEW BRUNSWICK SCIENTIFIC CO COM 642876106 195,437.50 28,000 X 28,000 NEW HORIZONS WORLDWIDE INC COM 645526104 185,156.25 9,375 X 9,375 NEWSTAR MEDIA INC COM 652503103 31,063.25 20,000 X 20,000 OCWEN ASSET INVESTMENT CORP COM 67574M106 368,100.00 81,800 X 81,800 ONESOURCE INFORMATION SEFVICES COM 68272J106 439,250.00 50,200 X 50,200 O REILLY AUTOMOTIVE INC COM 686091109 5,539,000.00 110,000 X 110,000 ORTHODONTIC CENTERS OF AMERICA COM 68750P103 1,243,000.00 88,000 X 88,000 PLD TELEKOM INC-DEL COM 69340T100 243,750.00 78,000 X 78,000 PRI AUTOMATION INC COM 69357H106 2,537,500.00 70,000 X 70,000 PAXSON COMMUNICATIONS CORP CL COM 704231109 235,875.00 18,500 X 18,500 PEREGRINE SYSTEMS INC COM 71366Q101 3,723,318.75 145,000 X 145,000 PHONE.COM INC COM 71920Q100 1,120,000.00 20,000 X 20,000 PHYCOR INC COM 71940FAB6 41,869,343.75 759,000 X 759,000 PINNACLE HOLDINGS INC COM 72346N101 6,119,912.50 250,000 X 250,000 PREMIER PARKS INC NEW COM 740540208 10,657,500.00 290,000 X 290,000 PREMIERE TECHNOLOGIES INC COM 74058F102 103,376.00 9,000 X 9,000 PROFIT RECOVERY GROUP COM 743168106 9,933,481.25 210,000 X 210,000 PROXICOM INC COM 744282104 640,906.25 25,000 X 25,000 RARE MEDIUM GROUP INC COM 75382N109 279,737.50 22,500 X 22,500 RATIONAL SOFTWARE CORP COM 75409P202 2,028,950.00 61,600 X 61,600 RATIONAL SOFTWARE CORP NEW COM 75409P202 441,369.20 13,400 X 13,400 RAZORFISH INC CL A COM 755236106 359,506.25 9,700 X 9,700 REGISTRY MAGIC INC COM 75913K103 105,800.81 24,000 X 24,000 RENAISSANCE WORLDWIDE INC COM 75968A109 398,160.76 50,000 X 50,000 REPUBLIC SERVICES INC COM 760759100 495,000.00 20,000 X 20,000 RITE AID CORP COM 767754104 610,700.00 24,800 X 24,800 SAFETY KLEEN CORP-NEW COM 78648R203 172,187.50 9,500 X 9,500 ST JUDE MEDICAL INC COM 790849103 534,375.00 15,000 X 15,000 SAKS INC COM 79377W108 1,183,875.00 41,000 X 41,000 SBARRO INC COM 805844107 392,407.75 14,500 X 14,500 SIEBEL SYSTEMS INC COM 826170102 3,315,112.50 50,000 X 50,000 SMITH-GARDNER & ASSO INC COM 832059109 430,537.50 53,400 X 53,400 SMITH-GARDNER & ASSOCIATES INC COM 832059109 92,800.00 11,600 X 11,600 SOFTNET SYSTEMS INC COM 833964109 557,295.40 20,000 X 20,000 SOFTWARE COM INC COM 83402P104 2,318,758.15 100,000 X 100,000 STERLING COMMERCE INC COM 859205106 1,816,375.00 49,500 X 49,500 STRIDE RITE CORP COM 863314100 103,125.35 10,000 X 10,000 SYBRON CORP-DEL COM 87114F106 523,687.50 19,000 X 19,000 THQ INC NEW COM 872443403 2,895,586.00 100,750 X 100,750
INVESTMENT DISCRETION VOTING --------------------- ------------------- TITLE OF NAME OF ISSUES CLASS CUSIP MARKET VALUE SHARES SOLE SHARED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ TESCO CORP RESTRICTED COM 872876998 552,750.00 100,500 X 100,500 TSI INTERNATIONAL SOFTWARE LTD COM 872879101 2,922,625.00 103,000 X 103,000 TMP WORLDWIDE INC COM 872941109 5,080,000.00 80,000 X 80,000 TECHNOLOGY SOLUTIONS CO COM 87872T108 2,644,045.15 245,000 X 245,000 TERADYNE INC COM 880770102 4,305,000.00 60,000 X 60,000 ***TESCO CORP COM 88157K101 405,375.00 75,000 X 75,000 TETRA TECHNOLOGIES INC - DEL COM 88162F105 475,000.00 50,000 X 50,000 TRANS WORLD ENTERTAINMENT CORP COM 89336Q100 2,060,325.00 183,600 X 183,600 TRANSMEDIA NETWORK INC NEW COM 893767301 43,312.75 11,000 X 11,000 TRICON GLOBAL RESTAURANTS INC COM 895953107 1,082,500.00 20,000 X 20,000 TRIMERIS INC COM 896263100 569,850.00 39,300 X 39,300 UUCAR INTERNATIONAL INC COM 90262K109 631,250.00 25,000 X 25,000 UCAR INTERNATIONAL INC COM 90262K109 252,500.00 10,000 X 10,000 U S FRANCHISE SYSTEMS INC CL-A COM 902956101 1,152,418.75 49,700 X 49,700 U S FRANCHISE SYSTEMS INC-CL A COM 902956309 238,836.40 10,300 X 10,300 UOL PUBLISHING INC COM 903196103 145,000.00 20,000 X 20,000 UNILAB CORP COM 904763109 207,600.00 34,600 X 34,600 UNITED INTERNATIONAL HOLDINGS COM 910734102 15,519,937.50 229,500 X 229,500 UNITEDGLOBALCOM COM 913247102 1,750,000.00 35,000 X 35,000 UNIVERSAL ELECTRONICS INC COM 913483103 448,625.00 16,000 X 16,000 USWEB CORP COM 917327108 3,328,137.25 150,000 X 150,000 VIGNETTE CORP COM 926734104 5,274,225.00 70,000 X 70,000 VISTA INFORMATION SOLUTIONS IN COM 928365204 534,187.50 46,200 X 46,200 WASTE SYSTEMS INTERNATIONAL COM 94106P209 113,953.13 16,500 X 16,500 WINSTAR COMMUNICATIONS INC COM 975515107 706,875.00 14,500 X 14,500 WORLDWATER CORP COM 98155N106 48,011.00 117,100 X 117,100 ***CORECOMM LIMITED COM G2422R109 3,785,437.50 78,500 X 78,500 ***GEMSTAR INTERNATIONAL GROUP COM G3788V106 7,275,375.00 111,500 X 111,500 ***GILAT SATELLITE NETWORKS COM M51474100 2,966,250.00 56,500 X 56,500 TOTAL MKT VALUE 385,091,225.59 ==============
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