Common stocks — 95.08%
|
Shares
|
Value
(000)
|
||||||
INFORMATION TECHNOLOGY — 15.51%
|
||||||||
Apple Inc.1
|
2,013,800 | $ | 767,620 | |||||
Microsoft Corp.
|
25,920,000 | 645,149 | ||||||
Google Inc., Class A1
|
1,032,000 | 530,840 | ||||||
Texas Instruments Inc.
|
19,270,300 | 513,554 | ||||||
Taiwan Semiconductor Manufacturing Co. Ltd. (ADR)
|
25,234,400 | 288,429 | ||||||
Taiwan Semiconductor Manufacturing Co. Ltd.2
|
55,025,000 | 124,673 | ||||||
Oracle Corp.
|
13,657,950 | 392,529 | ||||||
Samsung Electronics Co. Ltd.2
|
556,500 | 389,836 | ||||||
Maxim Integrated Products, Inc.
|
12,687,000 | 295,988 | ||||||
EMC Corp.1
|
13,788,400 | 289,419 | ||||||
Avago Technologies Ltd.
|
8,280,000 | 271,336 | ||||||
Intuit Inc.1
|
5,330,000 | 252,855 | ||||||
Corning Inc.
|
12,790,000 | 158,084 | ||||||
Amphenol Corp.
|
3,750,000 | 152,888 | ||||||
FLIR Systems, Inc.
|
6,050,000 | 151,553 | ||||||
Yahoo! Inc.1
|
10,656,200 | 140,236 | ||||||
Fidelity National Information Services, Inc.
|
5,583,600 | 135,793 | ||||||
First Solar, Inc.1
|
2,109,800 | 133,360 | ||||||
Visa Inc., Class A
|
1,520,269 | 130,317 | ||||||
Analog Devices, Inc.
|
4,000,000 | 125,000 | ||||||
Microchip Technology Inc.
|
4,000,000 | 124,440 | ||||||
Xilinx, Inc.
|
4,500,000 | 123,480 | ||||||
TE Connectivity Ltd.
|
3,845,000 | 108,198 | ||||||
ASML Holding NV (New York registered)
|
1,240,000 | 42,830 | ||||||
ASML Holding NV2
|
1,219,568 | 42,378 | ||||||
Rackspace Hosting, Inc.1
|
2,200,000 | 75,108 | ||||||
Infineon Technologies AG2
|
9,425,000 | 69,410 | ||||||
Automatic Data Processing, Inc.
|
1,460,000 | 68,839 | ||||||
Lender Processing Services, Inc.
|
3,807,500 | 52,125 | ||||||
Linear Technology Corp.
|
1,860,000 | 51,429 | ||||||
Arm Holdings PLC2
|
3,135,000 | 26,832 | ||||||
Mail.ru Group Ltd. (GDR)1,2
|
140,000 | 4,055 | ||||||
6,678,583 | ||||||||
CONSUMER DISCRETIONARY — 12.56%
|
||||||||
Home Depot, Inc.
|
33,878,000 | 1,113,570 | ||||||
Amazon.com, Inc.1
|
2,620,000 | 566,523 | ||||||
Starbucks Corp.
|
11,000,000 | 410,190 | ||||||
Walt Disney Co.
|
11,000,000 | 331,760 | ||||||
Virgin Media Inc.
|
13,385,000 | 325,925 | ||||||
Time Warner Inc.
|
10,775,000 | 322,927 | ||||||
Comcast Corp., Class A
|
13,465,000 | 281,419 | ||||||
Industria de Diseño Textil, SA2
|
2,320,000 | 198,680 | ||||||
McDonald’s Corp.
|
2,220,000 | 194,960 | ||||||
Macy’s, Inc.
|
5,700,000 | 150,024 | ||||||
Intercontinental Hotels Group PLC2
|
9,110,000 | 147,888 | ||||||
Expedia, Inc.
|
4,735,000 | 121,926 | ||||||
Shaw Communications Inc., Class B, nonvoting
|
6,000,000 | 121,200 | ||||||
Chipotle Mexican Grill, Inc.1
|
379,832 | 115,070 | ||||||
Johnson Controls, Inc.
|
4,100,000 | 108,117 | ||||||
SES SA, Class A (FDR)2
|
4,000,000 | 97,127 | ||||||
DIRECTV, Class A1
|
2,250,000 | 95,062 | ||||||
Marriott International, Inc., Class A
|
3,352,545 | 91,323 | ||||||
Hyundai Mobis Co., Ltd.2
|
313,000 | 88,893 | ||||||
BorgWarner Inc.1
|
1,400,000 | 84,742 | ||||||
General Motors Co.1
|
4,000,000 | 80,720 | ||||||
Daimler AG2
|
1,650,000 | 73,086 | ||||||
Lowe’s Companies, Inc.
|
3,430,000 | 66,336 | ||||||
Ctrip.com International, Ltd. (ADR)1
|
2,030,000 | 65,285 | ||||||
Penn National Gaming, Inc.1
|
1,763,000 | 58,690 | ||||||
Focus Media Holding Ltd. (ADR)1
|
3,400,000 | 57,086 | ||||||
CarMax, Inc.1
|
875,000 | 20,869 | ||||||
McGraw-Hill Companies, Inc.
|
400,000 | 16,400 | ||||||
Liberty Media Corp., Class A1
|
65,000 | 4,131 | ||||||
5,409,929 | ||||||||
INDUSTRIALS — 12.54%
|
||||||||
Union Pacific Corp.
|
8,735,000 | 713,387 | ||||||
Lockheed Martin Corp.
|
6,558,200 | 476,388 | ||||||
Parker Hannifin Corp.
|
5,850,000 | 369,310 | ||||||
Schneider Electric SA2
|
6,628,764 | 356,883 | ||||||
General Electric Co.
|
22,500,000 | 342,900 | ||||||
Deere & Co.
|
4,315,000 | 278,619 | ||||||
CSX Corp.
|
12,825,000 | 239,443 | ||||||
European Aeronautic Defence and Space Co. EADS NV2
|
8,000,000 | 224,444 | ||||||
Boeing Co.
|
3,200,000 | 193,632 | ||||||
Siemens AG2
|
2,120,000 | 191,525 | ||||||
Fastenal Co.
|
5,000,000 | 166,400 | ||||||
Aggreko PLC2
|
6,456,717 | 163,065 | ||||||
Northrop Grumman Corp.
|
2,846,243 | 148,460 | ||||||
Joy Global Inc.
|
2,238,638 | 139,646 | ||||||
Precision Castparts Corp.
|
800,000 | 124,368 | ||||||
Honeywell International Inc.
|
2,800,000 | 122,948 | ||||||
Dun & Bradstreet Corp.
|
2,000,000 | 122,520 | ||||||
Vallourec SA2
|
2,027,010 | 116,181 | ||||||
Cummins Inc.
|
1,310,000 | 106,975 | ||||||
Waste Management, Inc.
|
3,248,300 | 105,765 | ||||||
Rockwell Automation
|
1,800,000 | 100,800 | ||||||
MTU Aero Engines Holding AG2
|
1,475,220 | 92,488 | ||||||
Ingersoll-Rand PLC
|
3,160,800 | 88,787 | ||||||
Stericycle, Inc.1
|
1,000,000 | 80,720 | ||||||
Caterpillar Inc.
|
1,000,000 | 73,840 | ||||||
Navistar International Corp.1
|
2,000,000 | 64,240 | ||||||
General Dynamics Corp.
|
1,000,000 | 56,890 | ||||||
Grafton Group PLC, units2,3
|
15,037,000 | 53,527 | ||||||
United Technologies Corp.
|
750,000 | 52,770 | ||||||
PACCAR Inc
|
1,000,000 | 33,820 | ||||||
Bombardier Inc., Class B
|
745,000 | 2,609 | ||||||
5,403,350 | ||||||||
ENERGY — 11.96%
|
||||||||
Suncor Energy Inc.
|
28,723,361 | 733,502 | ||||||
Royal Dutch Shell PLC, Class B (ADR)
|
5,562,700 | 345,166 | ||||||
Royal Dutch Shell PLC, Class A (ADR)
|
3,630,000 | 223,318 | ||||||
ConocoPhillips
|
5,500,000 | 348,260 | ||||||
Occidental Petroleum Corp.
|
4,784,244 | 342,073 | ||||||
Chevron Corp.
|
3,547,763 | 328,239 | ||||||
FMC Technologies, Inc.1
|
8,200,000 | 308,320 | ||||||
Baker Hughes Inc.
|
5,165,000 | 238,416 | ||||||
Crescent Point Energy Corp.
|
5,454,200 | 205,333 | ||||||
Subsea 7 SA1,2
|
10,340,000 | 196,581 | ||||||
Concho Resources Inc.1
|
2,365,000 | 168,246 | ||||||
Schlumberger Ltd.
|
2,800,000 | 167,244 | ||||||
Denbury Resources Inc.1
|
14,000,000 | 161,000 | ||||||
Hess Corp.
|
3,000,000 | 157,380 | ||||||
Tenaris SA (ADR)
|
6,020,360 | 153,218 | ||||||
Cenovus Energy Inc.
|
4,400,000 | 135,498 | ||||||
Imperial Oil Ltd.
|
3,608,739 | 129,624 | ||||||
CONSOL Energy Inc.
|
3,700,000 | 125,541 | ||||||
Murphy Oil Corp.
|
2,740,000 | 120,998 | ||||||
Talisman Energy Inc.
|
9,750,000 | 119,632 | ||||||
Technip SA2
|
1,225,000 | 98,034 | ||||||
Oceaneering International, Inc.
|
2,449,764 | 86,575 | ||||||
TOTAL SA2
|
1,850,000 | 81,568 | ||||||
Noble Energy, Inc.
|
1,100,000 | 77,880 | ||||||
Petróleo Brasileiro SA – Petrobras, ordinary nominative (ADR)
|
1,960,000 | 44,002 | ||||||
Apache Corp.
|
460,300 | 36,934 | ||||||
INPEX CORP.2
|
1,500 | 9,244 | ||||||
Kinder Morgan, Inc.
|
350,000 | 9,062 | ||||||
5,150,888 | ||||||||
HEALTH CARE — 10.73%
|
||||||||
Merck & Co., Inc.
|
38,926,664 | 1,273,291 | ||||||
Bristol-Myers Squibb Co.
|
28,300,000 | 888,054 | ||||||
Baxter International Inc.
|
10,275,000 | 576,839 | ||||||
Roche Holding AG2
|
3,000,000 | 482,645 | ||||||
Pfizer Inc
|
15,468,936 | 273,491 | ||||||
Cardinal Health, Inc.
|
5,425,000 | 227,199 | ||||||
Quest Diagnostics Inc.
|
3,500,000 | 172,760 | ||||||
AstraZeneca PLC (United Kingdom)2
|
2,500,000 | 110,692 | ||||||
Gilead Sciences, Inc.1
|
2,800,000 | 108,640 | ||||||
Vertex Pharmaceuticals Inc.1
|
2,045,000 | 91,084 | ||||||
Hospira, Inc.1
|
2,404,143 | 88,954 | ||||||
Laboratory Corporation of America Holdings1
|
1,100,000 | 86,955 | ||||||
Regeneron Pharmaceuticals, Inc.1
|
1,490,000 | 86,718 | ||||||
Aetna Inc.
|
1,935,000 | 70,337 | ||||||
Johnson & Johnson
|
1,065,000 | 67,851 | ||||||
UnitedHealth Group Inc.
|
210,000 | 9,685 | ||||||
Intuitive Surgical, Inc.1
|
15,000 | 5,464 | ||||||
Dendreon Corp.1
|
230,000 | 2,070 | ||||||
4,622,729 | ||||||||
FINANCIALS — 9.55%
|
||||||||
American Express Co.
|
9,770,000 | 438,673 | ||||||
Wells Fargo & Co.
|
15,195,200 | 366,508 | ||||||
Citigroup Inc.
|
12,621,000 | 323,350 | ||||||
ACE Ltd.
|
5,300,000 | 321,180 | ||||||
Moody’s Corp.
|
7,660,000 | 233,247 | ||||||
Marsh & McLennan Companies, Inc.
|
8,620,000 | 228,775 | ||||||
Digital Realty Trust, Inc.
|
3,435,000 | 189,475 | ||||||
Goldman Sachs Group, Inc.
|
1,930,000 | 182,481 | ||||||
SunTrust Banks, Inc.
|
8,250,000 | 148,087 | ||||||
Weyerhaeuser Co.
|
9,254,731 | 143,911 | ||||||
Aon Corp.
|
3,360,000 | 141,053 | ||||||
PNC Financial Services Group, Inc.
|
2,600,000 | 125,294 | ||||||
Bank of America Corp.
|
20,000,000 | 122,400 | ||||||
XL Group PLC
|
6,000,000 | 112,800 | ||||||
AMP Ltd.2
|
26,993,082 | 101,327 | ||||||
New York Community Bancorp, Inc.
|
8,190,000 | 97,461 | ||||||
U.S. Bancorp
|
3,957,000 | 93,148 | ||||||
United Overseas Bank Ltd.2
|
6,889,135 | 88,674 | ||||||
Industrial and Commercial Bank of China Ltd., Class H2
|
175,769,000 | 84,962 | ||||||
Travelers Companies, Inc.
|
1,500,000 | 73,095 | ||||||
CNO Financial Group, Inc.1
|
11,900,000 | 64,379 | ||||||
JPMorgan Chase & Co.
|
2,104,000 | 63,372 | ||||||
Jefferies Group, Inc.
|
5,000,000 | 62,050 | ||||||
ICICI Bank Ltd.2
|
3,260,000 | 57,329 | ||||||
ICICI Bank Ltd. (ADR)
|
105,000 | 3,646 | ||||||
Cincinnati Financial Corp.
|
1,704,255 | 44,873 | ||||||
HCP, Inc.
|
1,249,600 | 43,811 | ||||||
CapitalSource Inc.
|
6,860,954 | 42,126 | ||||||
Canadian Western Bank
|
1,500,000 | 36,759 | ||||||
Berkshire Hathaway Inc., Class A1
|
250 | 26,700 | ||||||
QBE Insurance Group Ltd.2
|
2,185,000 | 26,809 | ||||||
Synovus Financial Corp.
|
17,400,000 | 18,618 | ||||||
Hospitality Properties Trust
|
223,018 | 4,735 | ||||||
HDFC Bank Ltd. (ADR)
|
150,000 | 4,373 | ||||||
4,115,481 | ||||||||
MATERIALS — 7.58%
|
||||||||
Dow Chemical Co.
|
24,107,900 | 541,464 | ||||||
Syngenta AG2
|
1,710,000 | 442,991 | ||||||
Potash Corp. of Saskatchewan Inc.
|
8,000,000 | 345,760 | ||||||
Praxair, Inc.
|
2,305,000 | 215,471 | ||||||
E.I. du Pont de Nemours and Co.
|
5,000,000 | 199,850 | ||||||
FMC Corp.
|
2,699,000 | 186,663 | ||||||
Rio Tinto PLC2
|
3,850,000 | 170,035 | ||||||
Cliffs Natural Resources Inc.
|
3,260,000 | 166,814 | ||||||
Newmont Mining Corp.
|
2,500,000 | 157,250 | ||||||
LyondellBasell Industries NV, Class A
|
5,920,000 | 144,626 | ||||||
Alcoa Inc.
|
14,000,000 | 133,980 | ||||||
Ecolab Inc.
|
2,500,000 | 122,225 | ||||||
CRH PLC2
|
6,454,299 | 99,549 | ||||||
MeadWestvaco Corp.
|
3,350,000 | 82,276 | ||||||
Sigma-Aldrich Corp.
|
980,000 | 60,554 | ||||||
Mosaic Co.
|
1,000,000 | 48,970 | ||||||
Nucor Corp.
|
1,500,000 | 47,460 | ||||||
HudBay Minerals Inc.
|
5,000,000 | 46,617 | ||||||
Steel Dynamics, Inc.
|
4,248,000 | 42,140 | ||||||
Holcim Ltd2
|
160,000 | 8,459 | ||||||
3,263,154 | ||||||||
CONSUMER STAPLES — 6.65%
|
||||||||
Philip Morris International Inc.
|
8,250,000 | 514,635 | ||||||
Altria Group, Inc.
|
16,035,100 | 429,901 | ||||||
Costco Wholesale Corp.
|
3,930,000 | 322,732 | ||||||
CVS/Caremark Corp.
|
7,705,000 | 258,734 | ||||||
Kellogg Co.
|
3,500,000 | 186,165 | ||||||
H.J. Heinz Co.
|
3,500,000 | 176,680 | ||||||
British American Tobacco PLC2
|
3,640,000 | 154,281 | ||||||
Unilever NV, depository receipts2
|
4,290,000 | 135,881 | ||||||
Kraft Foods Inc., Class A
|
3,790,000 | 127,268 | ||||||
Diageo PLC2
|
6,500,000 | 123,667 | ||||||
Coca-Cola Amatil Ltd.2
|
10,725,000 | 122,713 | ||||||
Tingyi (Cayman Islands) Holding Corp.2
|
39,105,000 | 95,846 | ||||||
Procter & Gamble Co.
|
1,255,100 | 79,297 | ||||||
PepsiCo, Inc.
|
1,050,000 | 64,995 | ||||||
C&C Group PLC2
|
8,948,312 | 33,737 | ||||||
Avon Products, Inc.
|
1,600,000 | 31,360 | ||||||
Pernod Ricard SA2
|
100,000 | 7,841 | ||||||
2,865,733 | ||||||||
TELECOMMUNICATION SERVICES — 4.03%
|
||||||||
Verizon Communications Inc.
|
22,130,000 | 814,384 | ||||||
AT&T Inc.
|
11,000,000 | 313,720 | ||||||
Koninklijke KPN NV2
|
16,220,000 | 213,529 | ||||||
Vivendi SA2
|
7,000,000 | 142,923 | ||||||
SOFTBANK CORP.2
|
4,800,000 | 140,510 | ||||||
American Tower Corp., Class A1
|
1,000,000 | 53,800 | ||||||
Portugal Telecom, SGPS, SA2
|
5,145,144 | 37,517 | ||||||
América Móvil, SAB de CV, Series L (ADR)
|
450,000 | 9,936 | ||||||
France Télécom SA2
|
450,000 | 7,379 | ||||||
1,733,698 | ||||||||
UTILITIES — 3.14%
|
||||||||
PG&E Corp.
|
5,380,000 | 227,628 | ||||||
Edison International
|
5,250,000 | 200,813 | ||||||
American Water Works Co., Inc.
|
5,700,000 | 172,026 | ||||||
National Grid PLC2
|
13,615,000 | 134,994 | ||||||
NV Energy, Inc.
|
7,000,000 | 102,970 | ||||||
Dominion Resources, Inc.
|
2,000,000 | 101,540 | ||||||
Exelon Corp.
|
2,370,200 | 100,994 | ||||||
PPL Corp.
|
2,912,201 | 83,114 | ||||||
Duke Energy Corp.
|
3,500,000 | 69,965 | ||||||
NextEra Energy, Inc.
|
1,050,000 | 56,721 | ||||||
GDF SUEZ2
|
1,600,000 | 47,797 | ||||||
Xcel Energy Inc.
|
1,500,000 | 37,035 | ||||||
SUEZ Environnement Co.2
|
1,354,459 | 18,878 | ||||||
1,354,475 | ||||||||
MISCELLANEOUS — 0.83%
|
||||||||
Other common stocks in initial period of acquisition
|
356,514 | |||||||
Total common stocks (cost: $38,116,880,000)
|
40,954,534 | |||||||
Principal amount
|
||||||||
Convertible securities — 0.04%
|
(000 | ) | ||||||
INDUSTRIALS — 0.04%
|
||||||||
United Continental Holdings, Inc. 4.50% convertible debentures 2015
|
$ | 12,275 | 15,405 | |||||
Total convertible securities (cost: $12,275,000)
|
15,405 | |||||||
Principal amount
|
Value
|
|||||||
Bonds & notes — 0.01%
|
(000 | ) | (000 | ) | ||||
MORTGAGE-BACKED OBLIGATIONS4 — 0.01%
|
||||||||
ChaseFlex Trust, Series 2007-2, Class A-1, 0.53% 20375
|
$ | 7,957 | $ | 5,216 | ||||
Total bonds & notes (cost: $5,820,000)
|
5,216 | |||||||
Short-term securities — 4.67%
|
||||||||
Freddie Mac 0.08%–0.199% due 10/4/2011–6/1/2012
|
548,175 | 548,027 | ||||||
Fannie Mae 0.12%–0.21% due 10/3/2011–5/14/2012
|
440,471 | 440,399 | ||||||
Federal Home Loan Bank 0.09%–0.16% due 11/18/2011–5/15/2012
|
190,790 | 190,731 | ||||||
Jupiter Securitization Co., LLC 0.14%–0.18% due 10/3–11/7/20116
|
152,000 | 151,983 | ||||||
Falcon Asset Securitization Co., LLC 0.12%–0.15% due 10/13–10/17/20116
|
36,100 | 36,098 | ||||||
Hewlett-Packard Co. 0.14%–0.15% due 10/12–10/21/20116
|
125,500 | 125,492 | ||||||
U.S. Treasury Bills 0.147%–0.258% due 11/17/2011–5/3/2012
|
91,800 | 91,785 | ||||||
Abbott Laboratories 0.09%–0.10% due 10/11–11/8/20116
|
76,900 | 76,895 | ||||||
General Electric Capital Services, Inc. 0.17% due 10/17/2011
|
75,000 | 74,994 | ||||||
Federal Farm Credit Banks 0.14%–0.19% due 2/6–3/8/2012
|
75,000 | 74,984 | ||||||
Coca-Cola Co. 0.09%–0.12% due 10/28–11/16/20116
|
43,600 | 43,596 | ||||||
Procter & Gamble Co. 0.04%–0.17% due 10/31/2011–1/6/20126
|
40,800 | 40,790 | ||||||
eBay Inc. 0.09% due 12/1/20116
|
28,100 | 28,086 | ||||||
Straight-A Funding LLC 0.16% due 10/7/20116
|
25,000 | 24,998 | ||||||
John Deere Credit Ltd. 0.05%–0.09% due 10/13–10/21/20116
|
21,300 | 21,300 | ||||||
Becton, Dickinson and Co. 0.08% due 10/31/2011
|
20,000 | 19,999 | ||||||
Private Export Funding Corp. 0.11% due 10/31/20116
|
9,600 | 9,599 | ||||||
Wal-Mart Stores, Inc. 0.07% due 11/28/20116
|
6,600 | 6,599 | ||||||
Merck & Co. Inc. 0.08% due 11/1/20116
|
5,900 | 5,900 | ||||||
Total short-term securities (cost: $2,011,805,000)
|
2,012,255 | |||||||
Total investment securities (cost: $40,146,780,000)
|
42,987,410 | |||||||
Other assets less liabilities
|
85,327 | |||||||
Net assets
|
$ | 43,072,737 |
Beginning shares
|
Additions
|
Reductions
|
Ending shares
|
Dividend income
(000
|
) |
Value of affiliates at 9/30/2011
(000
|
) | |||||||||||||||||
Grafton Group PLC, units
|
15,037,000 | — | — | 15,037,000 | $ | 1,520 | $ | 53,527 | ||||||||||||||||
Strayer Education, Inc.*
|
760,000 | — | 760,000 | — | 760 | — | ||||||||||||||||||
$ | 2,280 | $ | 53,527 | |||||||||||||||||||||
*Unaffiliated issuer at 9/30/2011.
|
Fixed-income class
|
Examples of standard inputs
|
All
|
Benchmark yields, transactions, bids, offers, quotations from dealers and
|
trading systems, new issues, spreads and other relationships observed in
|
|
the markets among comparable securities; and proprietary pricing models
|
|
such as yield measures calculated using factors such as cash flows,
|
|
financial or collateral performance and other reference data (collectively
|
|
referred to as “standard inputs”)
|
|
Corporate bonds & notes; convertible securities
|
Standard inputs and underlying equity of the issuer
|
Bonds & notes of governments & government agencies
|
Standard inputs and interest rate volatilities
|
Mortgage-backed; asset-backed obligations
|
Standard inputs and cash flows, prepayment information, default rates,
|
delinquency and loss assumptions, collateral characteristics, credit
|
|
enhancements and specific deal information
|
|
Investment securities:
|
Level 1
|
Level 2
|
Level 3
|
Total
|
||||||||||||
Common stocks:
|
||||||||||||||||
Information technology
|
$ | 6,021,399 | $ | 657,184 | * | $ | — | $ | 6,678,583 | |||||||
Consumer discretionary
|
4,804,255 | 605,674 | * | — | 5,409,929 | |||||||||||
Industrials
|
4,205,237 | 1,198,113 | * | — | 5,403,350 | |||||||||||
Energy
|
4,765,461 | 385,427 | * | — | 5,150,888 | |||||||||||
Health care
|
4,029,392 | 593,337 | * | — | 4,622,729 | |||||||||||
Financials
|
3,756,380 | 359,101 | * | — | 4,115,481 | |||||||||||
Materials
|
2,542,120 | 721,034 | * | — | 3,263,154 | |||||||||||
Consumer staples
|
2,191,767 | 673,966 | * | — | 2,865,733 | |||||||||||
Telecommunication services
|
1,191,840 | 541,858 | * | — | 1,733,698 | |||||||||||
Utilities
|
1,152,806 | 201,669 | * | — | 1,354,475 | |||||||||||
Miscellaneous
|
291,581 | 64,933 | * | — | 356,514 | |||||||||||
Convertible securities
|
— | 15,405 | — | 15,405 | ||||||||||||
Bonds & notes
|
— | 5,216 | — | 5,216 | ||||||||||||
Short-term securities
|
— | 2,012,255 | — | 2,012,255 | ||||||||||||
Total
|
$ | 34,952,238 | $ | 8,035,172 | $ | — | $ | 42,987,410 | ||||||||
*Includes certain securities trading outside the U.S. whose values were adjusted as a result of significant market movements following the close of local trading; therefore, $6,002,296,000 of investment securities were classified as Level 2 instead of Level 1.
|
Federal income tax information
|
(dollars in thousands)
|
|||
Gross unrealized appreciation on investment securities
|
$ | 7,110,621 | ||
Gross unrealized depreciation on investment securities
|
(4,281,211 | ) | ||
Net unrealized appreciation on investment securities
|
2,829,410 | |||
Cost of investment securities for federal income tax purposes
|
40,158,000 |
AMERICAN FUNDS FUNDAMENTAL INVESTORS
|
|
By /s/ Paul G. Haaga, Jr.
|
|
Paul G. Haaga, Jr., Executive Vice President and
Principal Executive Officer
|
|
Date: November 28, 2011
|
By /s/ Paul G. Haaga, Jr.
|
Paul G. Haaga, Jr., Executive Vice President and
Principal Executive Officer
|
Date: November 28, 2011
|
By /s/ Jeffrey P. Regal
|
Jeffrey P. Regal, Treasurer and
Principal Financial Officer
|
Date: November 28, 2011
|
![]() |
American Funds Fundamental Investors
One Market, Steuart Tower
Suite 2000
San Francisco, California 94105
Phone (415) 421-9360
|
1.
|
I have reviewed this report on Form N-Q of American Funds Fundamental Investors;
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
3.
|
Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which this report is filed;
|
4.
|
The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal controls over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
|
a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
|
b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
|
c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based on such evaluation; and
|
|
d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
|
|
5.
|
The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's Board of Trustees (or persons performing the equivalent functions):
|
a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and
|
|
b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
|
|
![]() |
American Funds Fundamental Investors
One Market, Steuart Tower
Suite 2000
San Francisco, California 94105
Phone (415) 421-9360
|
1.
|
I have reviewed this report on Form N-Q of American Funds Fundamental Investors;
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
3.
|
Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which this report is filed;
|
4.
|
The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal controls over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
|
a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
|
b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
|
c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based on such evaluation; and
|
|
d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
|
|
5.
|
The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's Board of Trustees (or persons performing the equivalent functions):
|
a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and
|
|
b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
|
|