N-PX 1 fi_npx.htm N-PX Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company

Investment Company Act File Number: 811-00032



American Funds Fundamental Investors
(Exact Name of Registrant as Specified in Charter)

P.O. Box 7650, One Market, Steuart Tower,
San Francisco, California 94120
(Address of Principal Executive Offices)




Registrant's telephone number, including area code:  (415) 421-9360

Date of fiscal year end: December 31

Date of reporting period: July 1, 2010 - June 30, 2011





Patrick F. Quan
Capital Research and Management Company
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
(Name and Address of Agent for Service)




 
 

 
 
Item 1: Proxy Voting Record
 
Fund Name: American Funds Fundamental Investors
 
Reporting Period:  July 01, 2010 - June 30, 2011
                 
                 
                 
Ace Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACE
CUSIP H0023R105
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Evan Greenberg
 
Mgmt
For
For
For
 
 
2
Elect Leo Mullin
 
Mgmt
For
For
For
 
 
3
Elect Olivier Steimer
 
Mgmt
For
For
For
 
 
4
Elect Michael Connors
 
Mgmt
For
For
For
 
 
5
Elect Eugene B. Shanks, Jr.
 
Mgmt
For
For
For
 
 
6
Elect John Krol
 
Mgmt
For
For
For
 
 
7
Approval of Annual Report
 
Mgmt
For
For
For
 
 
8
Approval of Statutory Financial Statements
Mgmt
For
For
For
 
 
9
Approval of Consolidated Financial Statements
Mgmt
For
For
For
 
 
10
Allocation of Disposable Profits
Mgmt
For
For
For
 
 
11
DISCHARGE OF THE BOARD OF DIRECTORS
Mgmt
For
For
For
 
 
12
Appointment of Auditor (Zurich)
Mgmt
For
For
For
 
 
13
Appointment of Auditor (US)
 
Mgmt
For
For
For
 
 
14
Appointment of Special Auditor (Zurich)
Mgmt
For
For
For
 
 
15
APPROVAL OF DIVIDENDS FROM LEGAL RESERVES
Mgmt
For
For
For
 
 
16
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
N/A
3 Years
N/A
 
                 
                 
                 
                 
Acergy S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACY
CINS L00306107
 
11/09/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Luxembourg
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Approval of the Merger
 
Mgmt
For
For
For
 
 
4
Election of Directors
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Acergy S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACY
CINS L00306107
 
12/20/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Luxembourg
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Bob Long
 
Mgmt
For
For
For
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Aetna Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AET
CUSIP 00817Y108
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mark Bertolini
 
Mgmt
For
For
For
 
 
2
Elect Frank Clark, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Betsy Cohen
 
Mgmt
For
For
For
 
 
4
Elect Molly Coye
 
Mgmt
For
For
For
 
 
5
Elect Roger Farah
 
Mgmt
For
For
For
 
 
6
Elect Barbara Franklin
 
Mgmt
For
For
For
 
 
7
Elect Jeffrey Garten
 
Mgmt
For
For
For
 
 
8
Elect Gerald Greenwald
 
Mgmt
For
For
For
 
 
9
Elect Ellen Hancock
 
Mgmt
For
For
For
 
 
10
Elect Richard Harrington
 
Mgmt
For
For
For
 
 
11
Elect Edward Ludwig
 
Mgmt
For
For
For
 
 
12
Elect Joseph Newhouse
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Amendment to the 2010 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
15
2011 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
18
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Agricultural Bank of China Limited
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1288
CINS Y00289119
 
03/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Amendments to Procedural Rules of Shareholders' Meetings
Mgmt
For
For
For
 
 
4
Amendments to Procedural Rules of Board of Directors
Mgmt
For
For
For
 
 
5
Amendments to Procedural Rules of Supervisors
Mgmt
For
For
For
 
 
6
Elect Frederick MA Si-Hang
 
Mgmt
For
For
For
 
 
7
Elect WEN Tiejun
 
Mgmt
For
For
For
 
 
8
Renewal of Liability Insurance
 
Mgmt
For
For
For
 
 
9
Issuance of Subordinated Bonds
Mgmt
For
For
For
 
 
10
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Agricultural Bank of China Limited
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1288
CINS Y00289119
 
06/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Directors' Report
 
Mgmt
For
For
For
 
 
5
Supervisors' Report
 
Mgmt
For
For
For
 
 
6
Accounts and Reports
 
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Fixed Assets Investment Budget for 2011
Mgmt
For
For
For
 
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
10
Elect LI Yelin
 
Mgmt
For
For
For
 
 
11
2010 Final Emoluments Plan for Directors and Supervisors
Mgmt
For
For
For
 
                 
                 
                 
                 
Alcoa Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AA
CUSIP 013817101
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Klaus Kleinfeld
 
Mgmt
For
For
For
 
 
2
Elect James Owens
 
Mgmt
For
For
For
 
 
3
Elect Ratan Tata
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
7
Annual Cash Incentive Plan
 
Mgmt
For
For
For
 
 
8
Elimination of Supermajority Requirement Relating to Fair Price Protection
Mgmt
For
For
For
 
 
9
Elimination of Supermajority Requirement Relating to the Board of Directors
Mgmt
For
For
For
 
 
10
Elimination of Supermajority Requirement Relating to the Removal of Directors
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Altria Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MO
CUSIP 02209S103
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Elizabeth Bailey
 
Mgmt
For
For
For
 
 
2
Elect Gerald Baliles
 
Mgmt
For
For
For
 
 
3
Elect John Casteen III
 
Mgmt
For
For
For
 
 
4
Elect Dinyar Devitre
 
Mgmt
For
For
For
 
 
5
Elect Thomas Farrell II
 
Mgmt
For
For
For
 
 
6
Elect Thomas Jones
 
Mgmt
For
For
For
 
 
7
Elect George Munoz
 
Mgmt
For
For
For
 
 
8
Elect Nabil Sakkab
 
Mgmt
For
For
For
 
 
9
Elect Michael Szymanczyk
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Shareholder Proposal Regarding Flavored Tobacco
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Amazon.com, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMZN
CUSIP 023135106
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Bezos
 
Mgmt
For
For
For
 
 
2
Elect Tom Alberg
 
Mgmt
For
For
For
 
 
3
Elect John Seely Brown
 
Mgmt
For
For
For
 
 
4
Elect William Gordon
 
Mgmt
For
For
For
 
 
5
Elect Alain Monie
 
Mgmt
For
For
For
 
 
6
Elect Jonathan Rubinstein
 
Mgmt
For
For
For
 
 
7
Elect Thomas Ryder
 
Mgmt
For
For
For
 
 
8
Elect Patricia Stonesifer
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
12
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
13
Shareholder Proposal Regarding Report on Climate Change
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
American Express Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AXP
CUSIP 025816109
 
05/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Daniel Akerson
 
Mgmt
For
For
For
 
 
1.2
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
1.3
Elect Ursula Burns
 
Mgmt
For
For
For
 
 
1.4
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
1.5
Elect Peter Chernin
 
Mgmt
For
For
For
 
 
1.6
Elect Theodore Leonsis
 
Mgmt
For
For
For
 
 
1.7
Elect Jan Leschly
 
Mgmt
For
For
For
 
 
1.8
Elect Richard Levin
 
Mgmt
For
For
For
 
 
1.9
Elect Richard McGinn
 
Mgmt
For
For
For
 
 
1.10
Elect Edward Miller
 
Mgmt
For
For
For
 
 
1.11
Elect Steven Reinemund
 
Mgmt
For
For
For
 
 
1.12
Elect Robert Walter
 
Mgmt
For
For
For
 
 
1.13
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
6
Sharehoholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
American Water Works Company, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AWK
CUSIP 030420103
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Stephen Adik
 
Mgmt
For
For
For
 
 
2
Elect Martha Clark Goss
 
Mgmt
For
For
For
 
 
3
Elect Julie Dobson
 
Mgmt
For
For
For
 
 
4
Elect Richard Grigg
 
Mgmt
For
For
For
 
 
5
Elect Julia Johnson
 
Mgmt
For
For
For
 
 
6
Elect George MacKenzie
 
Mgmt
For
For
For
 
 
7
Elect William Marrazzo
 
Mgmt
For
For
For
 
 
8
Elect Jeffry Sterba
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
AMP Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMP
CINS Q0344G101
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Australia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Re-elect J. Brian Clark
 
Mgmt
For
For
For
 
 
3
Re-elect Peter Shergold
 
Mgmt
For
For
For
 
 
4
Elect Catherine Brenner
 
Mgmt
For
For
For
 
 
5
Elect Richard Allert
 
Mgmt
For
For
For
 
 
6
Elect Patricia Akopiantz
 
Mgmt
For
For
For
 
 
7
Remuneration Report
 
Mgmt
For
For
For
 
 
8
Equity Grant (MD/CEO Craig Dunn)
Mgmt
For
For
For
 
 
9
Increase NEDs' Fee Cap
 
Mgmt
For
For
For
 
 
10
Ratify Issue of Convertible Notes
Mgmt
For
For
For
 
                 
                 
                 
                 
Amphenol Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
APH
CUSIP 032095101
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ronald Badie
 
Mgmt
For
For
For
 
 
1.2
Elect R. Adam Norwitt
 
Mgmt
For
For
For
 
 
1.3
Elect Dean Secord
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Analog Devices, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADI
CUSIP 032654105
 
03/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ray Stata
 
Mgmt
For
For
For
 
 
2
Elect Jerald Fishman
 
Mgmt
For
For
For
 
 
3
Elect James Champy
 
Mgmt
For
For
For
 
 
4
Elect John Doyle
 
Mgmt
For
For
For
 
 
5
Elect John Hodgson
 
Mgmt
For
For
For
 
 
6
Elect Yves-Andre Istel
 
Mgmt
For
For
For
 
 
7
Elect Neil Novich
 
Mgmt
For
For
For
 
 
8
Elect F. Grant Saviers
 
Mgmt
For
For
For
 
 
9
Elect Paul Severino
 
Mgmt
For
For
For
 
 
10
Elect Kenton Sicchitano
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Aon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AON
CUSIP 037389103
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lester Knight
 
Mgmt
For
For
For
 
 
2
Elect Gregory Case
 
Mgmt
For
For
For
 
 
3
Elect Fulvio Conti
 
Mgmt
For
For
For
 
 
4
Elect Cheryl Francis
 
Mgmt
For
For
For
 
 
5
Elect Judson Green
 
Mgmt
For
For
For
 
 
6
Elect Edgar Jannotta
 
Mgmt
For
For
For
 
 
7
Elect Jan Kalff
 
Mgmt
For
For
For
 
 
8
Elect J. Michael Losh
 
Mgmt
For
For
For
 
 
9
Elect R. Eden Martin
 
Mgmt
For
For
For
 
 
10
Elect Andrew McKenna
 
Mgmt
For
For
For
 
 
11
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
12
Elect Richard Myers
 
Mgmt
For
For
For
 
 
13
Elect Richard Notebaert
 
Mgmt
For
For
For
 
 
14
Elect John Rogers, Jr.
 
Mgmt
For
For
For
 
 
15
Elect Gloria Santona
 
Mgmt
For
For
For
 
 
16
Elect Carolyn Woo
 
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
20
2011 Incentive Plan
 
Mgmt
For
Against
Against
 
 
21
2011 Employee Stock Purchase Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Aon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AON
CUSIP 037389103
 
09/20/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Stock Issuance for Acquisition
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Apache Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
APA
CUSIP 037411105
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect G. Steven Farris
 
Mgmt
For
For
For
 
 
2
Elect Randolph Ferlic
 
Mgmt
For
For
For
 
 
3
Elect A. D. Frazier, Jr.
 
Mgmt
For
For
For
 
 
4
Elect John Kocur
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
8
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
9
Increase of Preferred Stock
 
Mgmt
For
For
For
 
 
10
2011 Omnibus Equity Compensation Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Apple Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AAPL
CUSIP 037833100
 
02/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Campbell
 
Mgmt
For
For
For
 
 
1.2
Elect Millard Drexler
 
Mgmt
For
For
For
 
 
1.3
Elect Albert Gore, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Steven Jobs
 
Mgmt
For
For
For
 
 
1.5
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
1.6
Elect Arthur Levinson
 
Mgmt
For
For
For
 
 
1.7
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
ARM Holdings plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ARM
CINS G0483X122
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Director's Remuneration Report
Mgmt
For
For
For
 
 
4
Elect Larry Hirst
 
Mgmt
For
For
For
 
 
5
Elect Janice Roberts
 
Mgmt
For
For
For
 
 
6
Elect Andy Green
 
Mgmt
For
For
For
 
 
7
Elect Doug Dunn
 
Mgmt
For
For
For
 
 
8
Elect Warren East
 
Mgmt
For
For
For
 
 
9
Elect Tudor Brown
 
Mgmt
For
For
For
 
 
10
Elect Mike Inglis
 
Mgmt
For
For
For
 
 
11
Elect Mike Muller
 
Mgmt
For
For
For
 
 
12
Elect Kathleen O'Donovan
 
Mgmt
For
For
For
 
 
13
Elect Philip Rowley
 
Mgmt
For
For
For
 
 
14
Elect Tim Score
 
Mgmt
For
For
For
 
 
15
Elect Simon Segars
 
Mgmt
For
For
For
 
 
16
Elect Young Sohn
 
Mgmt
For
For
For
 
 
17
Appointment of Auditor
 
Mgmt
For
For
For
 
 
18
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
21
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
23
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
24
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
25
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
26
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
27
Authority to Set General Meeting Period to 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
ASML Holding N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ASML
CINS N07059178
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
6
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
9
Amendments to Articles
 
Mgmt
For
For
For
 
 
10
Stock Option Grants to Employees
Mgmt
For
For
For
 
 
11
Elect William Siegle
 
Mgmt
For
For
For
 
 
12
Elect Josephus Westerburgen
 
Mgmt
For
For
For
 
 
13
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
14
Supervisory Board Fees
 
Mgmt
For
For
For
 
 
15
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
16
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
20
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
21
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
22
Authority to Cancel Additional Shares
Mgmt
For
For
For
 
 
23
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
24
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Astrazeneca plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AZN
CINS G0593M107
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor
 
Mgmt
For
For
For
 
 
4
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
5
Elect Louis Schweitzer
 
Mgmt
For
For
For
 
 
6
Elect David Brennan
 
Mgmt
For
For
For
 
 
7
Elect Simon Lowth
 
Mgmt
For
For
For
 
 
8
Elect D. Bruce Burlington
 
Mgmt
For
For
For
 
 
9
Elect Jean-Philippe Courtois
 
Mgmt
For
For
For
 
 
10
Elect Michele Hooper
 
Mgmt
For
For
For
 
 
11
Elect Rudy Markham
 
Mgmt
For
For
For
 
 
12
Elect Nancy Rothwell
 
Mgmt
For
For
For
 
 
13
Elect Shriti Vadera
 
Mgmt
For
For
For
 
 
14
Elect John Varley
 
Mgmt
For
For
For
 
 
15
Elect Marcus Wallenberg
 
Mgmt
For
For
For
 
 
16
Directors' Remuneration Report
Mgmt
For
For
For
 
 
17
Authorisation of Political Donations
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
21
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
AT&T Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
T
CUSIP 00206R102
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Randall Stephenson
 
Mgmt
For
For
For
 
 
2
Elect Gilbert Amelio
 
Mgmt
For
For
For
 
 
3
Elect Reuben Anderson
 
Mgmt
For
For
For
 
 
4
Elect James Blanchard
 
Mgmt
For
For
For
 
 
5
Elect Jaime Chico Pardo
 
Mgmt
For
For
For
 
 
6
Elect James Kelly
 
Mgmt
For
For
For
 
 
7
Elect Jon Madonna
 
Mgmt
For
For
For
 
 
8
Elect Lynn Martin
 
Mgmt
For
For
For
 
 
9
Elect John McCoy
 
Mgmt
For
For
For
 
 
10
Elect Joyce Roche
 
Mgmt
For
For
For
 
 
11
Elect Matthew Rose
 
Mgmt
For
For
For
 
 
12
Elect Laura Tyson
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2011 Incentive Plan
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Automatic Data Processing, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADP
CUSIP 053015103
 
11/09/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
1.2
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
1.3
Elect Gary Butler
 
Mgmt
For
For
For
 
 
1.4
Elect Leon Cooperman
 
Mgmt
For
For
For
 
 
1.5
Elect Eric Fast
 
Mgmt
For
For
For
 
 
1.6
Elect Linda Gooden
 
Mgmt
For
For
For
 
 
1.7
Elect R. Glenn Hubbard
 
Mgmt
For
For
For
 
 
1.8
Elect John Jones
 
Mgmt
For
For
For
 
 
1.9
Elect Sharon Rowlands
 
Mgmt
For
For
For
 
 
1.10
Elect Enrique Salem
 
Mgmt
For
For
For
 
 
1.11
Elect Gregory Summe
 
Mgmt
For
For
For
 
 
2
Amendment to the Employees' Savings-Stock Purchase Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Avago Technologies Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AVGO
CUSIP Y0486S104
 
03/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Hock Tan
 
Mgmt
For
For
For
 
 
2
Elect Adam Clammer
 
Mgmt
For
For
For
 
 
3
Elect James Davidson
 
Mgmt
For
For
For
 
 
4
Elect James Diller
 
Mgmt
For
For
For
 
 
5
Elect Kenneth Hao
 
Mgmt
For
For
For
 
 
6
Elect John Hsuan
 
Mgmt
For
For
For
 
 
7
Elect David Kerko
 
Mgmt
For
For
For
 
 
8
Elect Justine Lien
 
Mgmt
For
For
For
 
 
9
Elect Donald Macleod
 
Mgmt
For
For
For
 
 
10
Elect Bock Seng Tan
 
Mgmt
For
For
For
 
 
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
12
Directors' Fees
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
15
Authority to Issue Shares Without Preemptive Rights
Mgmt
For
For
For
 
 
16
Authority to Repurchase Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
Avon Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AVP
CUSIP 054303102
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
1.2
Elect V. Ann Hailey
 
Mgmt
For
For
For
 
 
1.3
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
1.4
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
1.5
Elect Maria Lagomasino
 
Mgmt
For
For
For
 
 
1.6
Elect Ann Moore
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Pressler
 
Mgmt
For
For
For
 
 
1.8
Elect Gary Rodkin
 
Mgmt
For
For
For
 
 
1.9
Elect Paula Stern
 
Mgmt
For
For
For
 
 
1.10
Elect Lawrence Weinbach
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
                 
                 
                 
                 
Baker Hughes Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BHI
CUSIP 057224107
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Brady
 
Mgmt
For
For
For
 
 
1.2
Elect Clarence Cazalot, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Chad Deaton
 
Mgmt
For
For
For
 
 
1.4
Elect Anthony Fernandes
 
Mgmt
For
For
For
 
 
1.5
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.6
Elect Pierre Jungels
 
Mgmt
For
For
For
 
 
1.7
Elect James Lash
 
Mgmt
For
For
For
 
 
1.8
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
1.9
Elect H. John Riley, Jr.
 
Mgmt
For
For
For
 
 
1.10
Elect J.W. Stewart
 
Mgmt
For
For
For
 
 
1.11
Elect Charles Watson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Reapproval of Performance Goals under the Annual Incentive Compensation Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Bank of America Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAC
CUSIP 060505104
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mukesh Ambani
 
Mgmt
For
For
For
 
 
2
Elect Susan Bies
 
Mgmt
For
For
For
 
 
3
Elect Frank Bramble, Sr.
 
Mgmt
For
For
For
 
 
4
Elect Virgis Colbert
 
Mgmt
For
For
For
 
 
5
Elect Charles Gifford
 
Mgmt
For
For
For
 
 
6
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
7
Elect D. Paul Jones, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Monica Lozano
 
Mgmt
For
For
For
 
 
9
Elect Thomas May
 
Mgmt
For
For
For
 
 
10
Elect Brian Moynihan
 
Mgmt
For
For
For
 
 
11
Elect Donald Powell
 
Mgmt
For
For
For
 
 
12
Elect Charles Rossotti
 
Mgmt
For
For
For
 
 
13
Elect Robert Scully
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Report OTC Derivative Trading
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
23
Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback)
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Baxter International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAX
CUSIP 071813109
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Wayne Hockmeyer
 
Mgmt
For
For
For
 
 
2
Elect Robert Parkinson, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Thomas Stallkamp
 
Mgmt
For
For
For
 
 
4
Elect Albert Stroucken
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
8
Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
9
2011 Incentive Plan
 
Mgmt
For
For
For
 
 
10
Repeal of Classified Board
 
Mgmt
For
For
For
 
                 
                 
                 
                 
BG Group plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BG
CINS G1245Z108
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Fabio de Oliveira Barbosa
Mgmt
For
For
For
 
 
5
Elect Caio Kock-Weser
 
Mgmt
For
For
For
 
 
6
Elect Patrick Thomas
 
Mgmt
For
For
For
 
 
7
Elect Peter Backhouse
 
Mgmt
For
For
For
 
 
8
Elect Frank Chapman
 
Mgmt
For
For
For
 
 
9
Elect Baroness Hogg
 
Mgmt
For
For
For
 
 
10
Elect John Hood
 
Mgmt
For
For
For
 
 
11
Elect Martin Houston
 
Mgmt
For
For
For
 
 
12
Elect Sir David Manning
 
Mgmt
For
For
For
 
 
13
Elect Mark Seligman
 
Mgmt
For
For
For
 
 
14
Elect Philippe Varin
 
Mgmt
For
For
For
 
 
15
Elect Sir Robert Wilson
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
18
Authorisation of Political Donations
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
21
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
23
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Boston Scientific Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BSX
CUSIP 101137107
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Katharine Bartlett
 
Mgmt
For
For
For
 
 
2
Elect Bruce Byrnes
 
Mgmt
For
For
For
 
 
3
Elect Nelda Connors
 
Mgmt
For
For
For
 
 
4
Elect J. Raymond Elliott
 
Mgmt
For
For
For
 
 
5
Elect Kristina Johnson
 
Mgmt
For
For
For
 
 
6
Elect Ernest Mario
 
Mgmt
For
For
For
 
 
7
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Pete Nicholas
 
Mgmt
For
For
For
 
 
9
Elect Uwe Reinhardt
 
Mgmt
For
For
For
 
 
10
Elect John Sununu
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
13
2011 Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
14
2006 Global Employee Stock Ownership Plan
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Bristol-Myers Squibb Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BMY
CUSIP 110122108
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lamberto Andreotti
 
Mgmt
For
For
For
 
 
2
Elect Lewis Campbell
 
Mgmt
For
For
For
 
 
3
Elect James Cornelius
 
Mgmt
For
For
For
 
 
4
Elect Louis Freeh
 
Mgmt
For
For
For
 
 
5
Elect Laurie Glimcher
 
Mgmt
For
For
For
 
 
6
Elect Michael Grobstein
 
Mgmt
For
For
For
 
 
7
Elect Leif Johansson
 
Mgmt
For
For
For
 
 
8
Elect Alan Lacy
 
Mgmt
For
For
For
 
 
9
Elect Vicki Sato
 
Mgmt
For
For
For
 
 
10
Elect Elliott Sigal
 
Mgmt
For
For
For
 
 
11
Elect Togo West, Jr.
 
Mgmt
For
For
For
 
 
12
Elect R. Sanders Williams
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
16
Shareholder Proposal Regarding Disclosure of Executive Compensation
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
British American Tobacco plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BATS
CINS G1510J102
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Director's Remuneration Report
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
 
5
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
6
Elect Richard Burrows
 
Mgmt
For
For
For
 
 
7
Elect Karen de Segundo
 
Mgmt
For
For
For
 
 
8
Elect Nicandro Durante
 
Mgmt
For
For
For
 
 
9
Elect Robert Lerwill
 
Mgmt
For
For
For
 
 
10
Elect Christine Morin-Postel
 
Mgmt
For
For
For
 
 
11
Elect Gerard Murphy
 
Mgmt
For
For
For
 
 
12
Elect Anthony Ruys
 
Mgmt
For
For
For
 
 
13
Elect Sir Nicholas Scheele
 
Mgmt
For
For
For
 
 
14
Elect Ben Stevens
 
Mgmt
For
For
For
 
 
15
Elect John Daly
 
Mgmt
For
For
For
 
 
16
Elect Kieran Poynter
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
19
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
20
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
21
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
22
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
C&C Group plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GCC
CINS G1826G107
 
06/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Sir Brian Stewart
 
Mgmt
For
For
For
 
 
4
Elect John Dunsmore
 
Mgmt
For
For
For
 
 
5
Elect Stephen Glancey
 
Mgmt
For
For
For
 
 
6
Elect Kenny Neison
 
Mgmt
For
For
For
 
 
7
Elect John Burgess
 
Mgmt
For
For
For
 
 
8
Elect Liam Fitzgerald
 
Mgmt
For
For
For
 
 
9
Elect John Hogan
 
Mgmt
For
For
For
 
 
10
Elect Richard Holroyd
 
Mgmt
For
For
For
 
 
11
Elect Philip Lynch
 
Mgmt
For
For
For
 
 
12
Elect Breege O'Donoghue
 
Mgmt
For
For
For
 
 
13
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
14
Directors' Remuneration Report
Mgmt
For
For
For
 
 
15
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
16
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
17
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
18
Authority to Reissue Treasury Shares
Mgmt
For
For
For
 
 
19
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
20
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
C&C Group plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GCC
CINS G1826G107
 
08/05/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Sir Brian Stewart
 
Mgmt
For
For
For
 
 
4
Elect Kenny Neison
 
Mgmt
For
For
For
 
 
5
Elect John Burgess
 
Mgmt
For
For
For
 
 
6
Elect Liam FitzGerald
 
Mgmt
For
For
For
 
 
7
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
8
Directors' Remuneration Report
Mgmt
For
For
For
 
 
9
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
11
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
12
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
13
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
14
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
16
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
18
Issuance of Treasury Shares
 
Mgmt
For
For
For
 
 
19
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
20
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
21
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
22
Scrip Dividend
 
Mgmt
For
For
For
 
 
23
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
24
Adoption of New Articles
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Canadian Western Bank
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CWB
CUSIP 13677F101
 
03/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Appointment of Auditor
 
Mgmt
For
For
For
 
 
2.1
Elect Albrecht Bellstedt
 
Mgmt
For
For
For
 
 
2.2
Elect Allan Jackson
 
Mgmt
For
For
For
 
 
2.3
Elect Wendy Leaney
 
Mgmt
For
For
For
 
 
2.4
Elect Robert Manning
 
Mgmt
For
For
For
 
 
2.5
Elect Gerald McGavin
 
Mgmt
For
For
For
 
 
2.6
Elect Howard Pechet
 
Mgmt
For
For
For
 
 
2.7
Elect Robert Phillips
 
Mgmt
For
For
For
 
 
2.8
Elect Laurence Pollock
 
Mgmt
For
For
For
 
 
2.9
Elect Raymond Protti
 
Mgmt
For
For
For
 
 
2.10
Elect Ian Reid
 
Mgmt
For
For
For
 
 
2.11
Elect H. Sanford Riley
 
Mgmt
For
For
For
 
 
2.12
Elect Alan Rowe
 
Mgmt
For
For
For
 
 
2.13
Elect Arnold Shell
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Amendments to By-laws Regarding Board Appointments
Mgmt
For
For
For
 
                 
                 
                 
                 
CapitalSource Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSE
CUSIP 14055X102
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Frederick Eubank, II
 
Mgmt
For
For
For
 
 
1.2
Elect Timothy Hurd
 
Mgmt
For
For
For
 
 
1.3
Elect Steven Museles
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Cardinal Health, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CAH
CUSIP 14149Y108
 
11/03/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Colleen Arnold
 
Mgmt
For
For
For
 
 
2
Elect George Barrett
 
Mgmt
For
For
For
 
 
3
Elect Glenn Britt
 
Mgmt
For
For
For
 
 
4
Elect Carrie Cox
 
Mgmt
For
For
For
 
 
5
Elect Calvin Darden
 
Mgmt
For
For
For
 
 
6
Elect Bruce Downey
 
Mgmt
For
For
For
 
 
7
Elect John Finn
 
Mgmt
For
For
For
 
 
8
Elect Gregory Kenny
 
Mgmt
For
For
For
 
 
9
Elect James Mongan
 
Mgmt
For
For
For
 
 
10
Elect Richard Notebaert
 
Mgmt
For
For
For
 
 
11
Elect David Raisbeck
 
Mgmt
For
For
For
 
 
12
Elect Jean Spaulding
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Amendment to Code of Regulations
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
CarMax, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KMX
CUSIP 143130102
 
06/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Thomas Folliard
 
Mgmt
For
For
For
 
 
1.2
Elect Rakesh Gangwal
 
Mgmt
For
For
For
 
 
1.3
Elect Shira Goodman
 
Mgmt
For
For
For
 
 
1.4
Elect W. Robert Grafton
 
Mgmt
For
For
For
 
 
1.5
Elect Edgar Grubb
 
Mgmt
For
For
For
 
 
1.6
Elect Mitchell Steenrod
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Caterpillar Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CAT
CUSIP 149123101
 
06/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Calhoun
 
Mgmt
For
For
For
 
 
1.2
Elect Daniel Dickinson
 
Mgmt
For
For
For
 
 
1.3
Elect Eugene Fife
 
Mgmt
For
For
For
 
 
1.4
Elect Juan Gallardo
 
Mgmt
For
For
For
 
 
1.5
Elect David Goode
 
Mgmt
For
For
For
 
 
1.6
Elect Jesse Greene, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect Peter Magowan
 
Mgmt
For
For
For
 
 
1.8
Elect Dennis Muilenburg
 
Mgmt
For
For
For
 
 
1.9
Elect Douglas Oberhelman
 
Mgmt
For
For
For
 
 
1.10
Elect William Osborn
 
Mgmt
For
For
For
 
 
1.11
Elect Charles Powell
 
Mgmt
For
For
For
 
 
1.12
Elect Edward Rust, Jr.
 
Mgmt
For
For
For
 
 
1.13
Elect Susan Schwab
 
Mgmt
For
For
For
 
 
1.14
Elect Joshua Smith
 
Mgmt
For
For
For
 
 
1.15
Elect Miles White
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Executive Short-Term Incentive Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
10
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
11
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Cenovus Energy Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVE
CUSIP 15135U109
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ralph Cunningham
 
Mgmt
For
For
For
 
 
1.2
Elect Patrick Daniel
 
Mgmt
For
For
For
 
 
1.3
Elect Ian Delaney
 
Mgmt
For
For
For
 
 
1.4
Elect Brian Ferguson
 
Mgmt
For
For
For
 
 
1.5
Elect Michael Grandin
 
Mgmt
For
For
For
 
 
1.6
Elect Valerie Nielsen
 
Mgmt
For
For
For
 
 
1.7
Elect Charles Rampacek
 
Mgmt
For
For
For
 
 
1.8
Elect Colin Taylor
 
Mgmt
For
For
For
 
 
1.9
Elect Wayne Thomson
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Chevron Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVX
CUSIP 166764100
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Linnet Deily
 
Mgmt
For
For
For
 
 
2
Elect Robert Denham
 
Mgmt
For
For
For
 
 
3
Elect Robert Eaton
 
Mgmt
For
For
For
 
 
4
Elect Chuck Hagel
 
Mgmt
For
For
For
 
 
5
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
6
Elect George Kirkland
 
Mgmt
For
For
For
 
 
7
Elect Donald Rice
 
Mgmt
For
For
For
 
 
8
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
9
Elect Charles Shoemate
 
Mgmt
For
For
For
 
 
10
Elect John Stumpf
 
Mgmt
For
For
For
 
 
11
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
12
Elect Carl Ware
 
Mgmt
For
For
For
 
 
13
Elect John Watson
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
17
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Establishment of Human Rights Committee
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Financial Risks of Climate Change
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Report on Hydraulic Fracturing
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Offshore Drilling Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
China Telecom Corporation Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
728
CINS Y1505D102
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
6
Elect WANG Xiaochu
 
Mgmt
For
For
For
 
 
7
Elect SHANG Bing
 
Mgmt
For
For
For
 
 
8
Elect WU Andi
 
Mgmt
For
For
For
 
 
9
Elect ZHANG Jiping
 
Mgmt
For
For
For
 
 
10
Elect ZHANG Chenshuang
 
Mgmt
For
For
For
 
 
11
Elect YANG Xiaowei
 
Mgmt
For
For
For
 
 
12
Elect YANG Jie
 
Mgmt
For
For
For
 
 
13
Elect SUN Kangmin
 
Mgmt
For
For
For
 
 
14
Elect LI Jinming
 
Mgmt
For
For
For
 
 
15
Elect WU Jichuan
 
Mgmt
For
For
For
 
 
16
Elect QIN Xiao
 
Mgmt
For
For
For
 
 
17
Elect Aloysius TSE Hau Yin
 
Mgmt
For
For
For
 
 
18
Elect Laura CHA May Lung
 
Mgmt
For
For
For
 
 
19
Elect XU Erming
 
Mgmt
For
For
For
 
 
20
Elect MIAO Jianhua
 
Mgmt
For
For
For
 
 
21
Elect ZHU Lihao
 
Mgmt
For
For
For
 
 
22
Elect XU Cailiao
 
Mgmt
For
For
For
 
 
23
Elect HAN Fang
 
Mgmt
For
For
For
 
 
24
Elect DU Zuguo
 
Mgmt
For
For
For
 
 
25
Amendments to Articles
 
Mgmt
For
For
For
 
 
26
Issuance of Debentures
 
Mgmt
For
For
For
 
 
27
Specific Terms and Conditions
Mgmt
For
For
For
 
 
28
Issuance of Bonds
 
Mgmt
For
For
For
 
 
29
Specific Terms and Conditions
Mgmt
For
For
For
 
 
30
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
31
Increase in Authorized Capital
 
Mgmt
For
Against
Against
 
                 
                 
                 
                 
China Telecom Corporation Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
728
CINS Y1505D102
 
10/25/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Renewal of Telecom CDMA Lease and Annual Caps
Mgmt
For
For
For
 
                 
                 
                 
                 
Chipotle Mexican Grill, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMG
CUSIP 169656105
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Charlesworth
 
Mgmt
For
For
For
 
 
1.2
Elect Montgomery Moran
 
Mgmt
For
For
For
 
 
2
2011 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
3
Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Cincinnati Financial Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CINF
CUSIP 172062101
 
04/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Kenneth Lichtendahl
 
Mgmt
For
For
For
 
 
1.2
Elect W. Rodney McMullen
 
Mgmt
For
For
For
 
 
1.3
Elect Thomas Schiff
 
Mgmt
For
For
For
 
 
1.4
Elect John Steele, Jr.
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Reapproval of the 2006 Stock Compensation Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Cisco Systems, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSCO
CUSIP 17275R102
 
11/18/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
For
For
 
 
2
Elect M. Michele Burns
 
Mgmt
For
For
For
 
 
3
Elect Michael Capellas
 
Mgmt
For
For
For
 
 
4
Elect Larry Carter
 
Mgmt
For
For
For
 
 
5
Elect John Chambers
 
Mgmt
For
For
For
 
 
6
Elect Brian Halla
 
Mgmt
For
For
For
 
 
7
Elect John Hennessy
 
Mgmt
For
For
For
 
 
8
Elect Richard Kovacevich
 
Mgmt
For
For
For
 
 
9
Elect Roderick McGeary
 
Mgmt
For
For
For
 
 
10
Elect Michael Powell
 
Mgmt
For
For
For
 
 
11
Elect Arun Sarin
 
Mgmt
For
For
For
 
 
12
Elect Steven West
 
Mgmt
For
For
For
 
 
13
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Report on Internet Fragmentation
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Restricting Sales to China
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Citigroup Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
C
CUSIP 172967101
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alain Belda
 
Mgmt
For
For
For
 
 
2
Elect Timothy Collins
 
Mgmt
For
For
For
 
 
3
Elect Jerry Grundhofer
 
Mgmt
For
For
For
 
 
4
Elect Robert Joss
 
Mgmt
For
For
For
 
 
5
Elect Michael O'Neill
 
Mgmt
For
For
For
 
 
6
Elect Vikram Pandit
 
Mgmt
For
For
For
 
 
7
Elect Richard Parsons
 
Mgmt
For
For
For
 
 
8
Elect Lawrence Ricciardi
 
Mgmt
For
For
For
 
 
9
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
10
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
11
Elect Anthony Santomero
 
Mgmt
For
For
For
 
 
12
Elect Diana Taylor
 
Mgmt
For
For
For
 
 
13
Elect William Thompson, Jr.
 
Mgmt
For
For
For
 
 
14
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Amendment to the 2009 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
17
2011 Executive Performance Plan
Mgmt
For
Against
Against
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
20
Reverse Stock Split Extension
 
Mgmt
For
For
For
 
 
21
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Risk Management Report
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
25
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Cliffs Natural Resources Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CLF
CUSIP 18683K101
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Joseph Carrabba
 
Mgmt
For
For
For
 
 
2
Elect Susan Cunningham
 
Mgmt
For
For
For
 
 
3
Elect Barry Eldridge
 
Mgmt
For
For
For
 
 
4
Elect Andres Ricardo Gluski Weilert
Mgmt
For
For
For
 
 
5
Elect Susan Green
 
Mgmt
For
For
For
 
 
6
Elect Janice Henry
 
Mgmt
For
For
For
 
 
7
Elect James Kirsch
 
Mgmt
For
For
For
 
 
8
Elect Francis McAllister
 
Mgmt
For
For
For
 
 
9
Elect Roger Phillips
 
Mgmt
For
For
For
 
 
10
Elect Richard Riederer
 
Mgmt
For
For
For
 
 
11
Elect Richard Ross
 
Mgmt
For
For
For
 
 
12
Elect Alan Schwartz
 
Mgmt
For
For
For
 
 
13
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
CNO Financial Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CNO
CUSIP 12621E103
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Greving
 
Mgmt
For
For
For
 
 
2
Elect R. Keith Long
 
Mgmt
For
For
For
 
 
3
Elect Charles Murphy
 
Mgmt
For
For
For
 
 
4
Elect C. James Prieur
 
Mgmt
For
For
For
 
 
5
Elect Neal Schneider
 
Mgmt
For
For
For
 
 
6
Elect Fedweick Sievert
 
Mgmt
For
For
For
 
 
7
Elect Michael Tokarz
 
Mgmt
For
For
For
 
 
8
Elect John Turner
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Coca-Cola Amatil Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CCL
CINS Q2594P146
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Australia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Remuneration Report
 
Mgmt
For
For
For
 
 
3
Re-elect Catherine Brenner
 
Mgmt
For
For
For
 
 
4
Re-elect Wallace King
 
Mgmt
For
For
For
 
 
5
Re-elect David Meiklejohn
 
Mgmt
For
For
For
 
 
6
Elect Anthony (Tony) Froggatt
 
Mgmt
For
For
For
 
 
7
Elect Ilana Atlas
 
Mgmt
For
For
For
 
 
8
Increase NEDs' Fee Cap
 
Mgmt
For
For
For
 
 
9
Equity Grant (Group MD Terry Davis)
Mgmt
For
For
For
 
                 
                 
                 
                 
Comcast Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMCSA
CUSIP 20030N101
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect S. Decker Anstrom
 
Mgmt
For
For
For
 
 
1.2
Elect Kenneth Bacon
 
Mgmt
For
For
For
 
 
1.3
Elect Sheldon Bonovitz
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Breen
 
Mgmt
For
For
For
 
 
1.5
Elect Joseph Collins
 
Mgmt
For
For
For
 
 
1.6
Elect J. Michael Cook
 
Mgmt
For
For
For
 
 
1.7
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
1.8
Elect Jeffrey Honickman
 
Mgmt
For
For
For
 
 
1.9
Elect Eduardo Mestre
 
Mgmt
For
For
For
 
 
1.10
Elect Brian Roberts
 
Mgmt
For
For
For
 
 
1.11
Elect Ralph Roberts
 
Mgmt
For
For
For
 
 
1.12
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2011 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Amendment to the 2002 Restricted Stock Plan
Mgmt
For
For
For
 
 
5
Amendment to the 2003 Stock Option Plan
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
8
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
9
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Concho Resources Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CXO
CUSIP 20605P101
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Timothy Leach
 
Mgmt
For
For
For
 
 
1.2
Elect William Easter III
 
Mgmt
For
For
For
 
 
1.3
Elect W. Howard Keenan, Jr.
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
ConocoPhillips
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COP
CUSIP 20825C104
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Armitage
 
Mgmt
For
For
For
 
 
2
Elect Richard Auchinleck
 
Mgmt
For
For
For
 
 
3
Elect James Copeland, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
5
Elect Ruth Harkin
 
Mgmt
For
For
For
 
 
6
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
7
Elect James Mulva
 
Mgmt
For
For
For
 
 
8
Elect Robert Niblock
 
Mgmt
For
For
For
 
 
9
Elect Harald Norvik
 
Mgmt
For
For
For
 
 
10
Elect William Reilly
 
Mgmt
For
For
For
 
 
11
Elect Victoria Tschinkel
 
Mgmt
For
For
For
 
 
12
Elect Kathryn Turner
 
Mgmt
For
For
For
 
 
13
Elect William Wade, Jr.
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
17
2011 Omnibus Stock and Performance Incentive Plan
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Safety Report
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Louisiana Wetlands
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding the Financial Risks of Climate Change
ShrHoldr
Against
Against
For
 
 
25
Shareholder Proposal Regarding Report on Oil Sands Operations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
CONSOL Energy Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CNX
CUSIP 20854P109
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect J. Brett Harvey
 
Mgmt
For
For
For
 
 
1.2
Elect John Whitmire
 
Mgmt
For
For
For
 
 
1.3
Elect Philip Baxter
 
Mgmt
For
For
For
 
 
1.4
Elect James Altmeyer, Sr.
 
Mgmt
For
For
For
 
 
1.5
Elect William Davis
 
Mgmt
For
For
For
 
 
1.6
Elect Raj Gupta
 
Mgmt
For
For
For
 
 
1.7
Elect Patricia Hammick
 
Mgmt
For
For
For
 
 
1.8
Elect David Hardesty, Jr.
 
Mgmt
For
For
For
 
 
1.9
Elect John Mills
 
Mgmt
For
For
For
 
 
1.10
Elect William Powell
 
Mgmt
For
For
For
 
 
1.11
Elect Joseph Williams
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
 
                 
                 
                 
                 
Corning Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GLW
CUSIP 219350105
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Seely Brown
 
Mgmt
For
For
For
 
 
2
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
3
Elect Gordon Gund
 
Mgmt
For
For
For
 
 
4
Elect Kurt Landgraf
 
Mgmt
For
For
For
 
 
5
Elect H. Onno Ruding
 
Mgmt
For
For
For
 
 
6
Elect Glenn Tilton
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Costco Wholesale Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COST
CUSIP 22160K105
 
01/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Susan Decker
 
Mgmt
For
For
For
 
 
1.2
Elect Richard Libenson
 
Mgmt
For
For
For
 
 
1.3
Elect John Meisenbach
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Munger
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Say When on Pay
 
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Crescent Point Energy Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CPG
CUSIP 22576C101
 
05/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Board Size
 
Mgmt
For
For
For
 
 
2.1
Elect Peter Bannister
 
Mgmt
For
For
For
 
 
2.2
Elect Paul Colborne
 
Mgmt
For
For
For
 
 
2.3
Elect Kenney Cugnet
 
Mgmt
For
For
For
 
 
2.4
Elect D. Hugh Gillard
 
Mgmt
For
For
For
 
 
2.5
Elect Gerald Romanzin
 
Mgmt
For
For
For
 
 
2.6
Elect Scott Saxberg
 
Mgmt
For
For
For
 
 
2.7
Elect Gregory Turnbull
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
4
Amendments to Articles Regarding Shareholder Meeting Location
Mgmt
For
For
For
 
 
5
Amendments to By-Laws (Short-Form By-Laws)
Mgmt
For
For
For
 
                 
                 
                 
                 
CRH Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CRH
CINS G25508105
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Directors' Remuneration Report
Mgmt
For
For
For
 
 
4
Elect Maeve Carton
 
Mgmt
For
For
For
 
 
5
Elect William Egan
 
Mgmt
For
For
For
 
 
6
Elect Utz-Hellmuth Felcht
 
Mgmt
For
For
For
 
 
7
Elect Nicky Hartery
 
Mgmt
For
For
For
 
 
8
Elect Jan Maarten de Jong
 
Mgmt
For
For
For
 
 
9
Elect John Kennedy
 
Mgmt
For
For
For
 
 
10
Elect Myles Lee
 
Mgmt
For
For
For
 
 
11
Elect Albert Manifold
 
Mgmt
For
For
For
 
 
12
Elect Kieran McGowan
 
Mgmt
For
For
For
 
 
13
Elect Daniel O'Connor
 
Mgmt
For
For
For
 
 
14
Elect Liam O'Mahony
 
Mgmt
For
For
For
 
 
15
Elect Mark Towe
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
18
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
19
Authority to Reissue Treasury Shares
Mgmt
For
For
For
 
 
20
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
21
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
CSL Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSL
CINS Q3018U109
 
10/13/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Australia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Peter Turner
 
Mgmt
For
Abstain
Against
 
 
2
Re-elect John Akehurst
 
Mgmt
For
Abstain
Against
 
 
3
Re-elect David Anstice
 
Mgmt
For
Abstain
Against
 
 
4
Re-elect Ian Renard
 
Mgmt
For
For
For
 
 
5
Remuneration Report
 
Mgmt
For
For
For
 
 
6
Equity Grant (Executive Directors)
Mgmt
For
For
For
 
 
7
Increase NEDs' Fee Cap
 
Mgmt
For
For
For
 
 
8
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
CSX Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSX
CUSIP 126408103
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Donna Alvarado
 
Mgmt
For
For
For
 
 
2
Elect John Breaux
 
Mgmt
For
For
For
 
 
3
Elect Pamela Carter
 
Mgmt
For
For
For
 
 
4
Elect Steven Halverson
 
Mgmt
For
For
For
 
 
5
Elect Edward Kelly, III
 
Mgmt
For
For
For
 
 
6
Elect Gilbert Lamphere
 
Mgmt
For
For
For
 
 
7
Elect John McPherson
 
Mgmt
For
For
For
 
 
8
Elect Timothy O'Toole
 
Mgmt
For
For
For
 
 
9
Elect David Ratcliffe
 
Mgmt
For
For
For
 
 
10
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
11
Elect Michael Ward
 
Mgmt
For
For
For
 
 
12
Elect J.C. Watts, Jr.
 
Mgmt
For
For
For
 
 
13
Elect J. Steven Whisler
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
CVS Caremark Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVS
CUSIP 126650100
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edwin Banks
 
Mgmt
For
For
For
 
 
2
Elect C. David Brown II
 
Mgmt
For
For
For
 
 
3
Elect David Dorman
 
Mgmt
For
For
For
 
 
4
Elect Anne Finucane
 
Mgmt
For
For
For
 
 
5
Elect Kristen Gibney Williams
 
Mgmt
For
For
For
 
 
6
Elect Marian Heard
 
Mgmt
For
For
For
 
 
7
Elect Larry Merlo
 
Mgmt
For
For
For
 
 
8
Elect Jean-Pierre Millon
 
Mgmt
For
For
For
 
 
9
Elect Terrence Murray
 
Mgmt
For
For
For
 
 
10
Elect C.A. Lance Piccolo
 
Mgmt
For
For
For
 
 
11
Elect Richard Swift
 
Mgmt
For
For
For
 
 
12
Elect Tony White
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Political Contributions or Expenditure
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Daimler AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DAI
CINS D1668R123
 
04/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Compensation Policy
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor
 
Mgmt
For
For
For
 
 
10
Supervisory Board Members' Fees
Mgmt
For
For
For
 
 
11
Elect Manfred Bischoff
 
Mgmt
For
For
For
 
 
12
Elect Lynton Wilson
 
Mgmt
For
For
For
 
 
13
Elect Petraea Heynike
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Deere & Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DE
CUSIP 244199105
 
02/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Dipak Jain
 
Mgmt
For
For
For
 
 
3
Elect Joachim Milberg
 
Mgmt
For
For
For
 
 
4
Elect Richard Myers
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Denbury Resources Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DNR
CUSIP 247916208
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Wieland Wettstein
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Beatty
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Decker
 
Mgmt
For
For
For
 
 
1.4
Elect Ronald Greene
 
Mgmt
For
For
For
 
 
1.5
Elect David Heather
 
Mgmt
For
For
For
 
 
1.6
Elect Gregory McMichael
 
Mgmt
For
For
For
 
 
1.7
Elect Gareth Roberts
 
Mgmt
For
For
For
 
 
1.8
Elect Phil Rykhoek
 
Mgmt
For
For
For
 
 
1.9
Elect Randy Stein
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Diageo PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DGE
CINS G42089113
 
10/14/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Director's Remuneration Report
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Peggy Bruzelius
 
Mgmt
For
For
For
 
 
5
Elect Laurence Danon
 
Mgmt
For
For
For
 
 
6
Elect Betsey Holden
 
Mgmt
For
For
For
 
 
7
Elect Lord Clive Hollick
 
Mgmt
For
For
For
 
 
8
Elect Franz Humer
 
Mgmt
For
For
For
 
 
9
Elect Philip Scott
 
Mgmt
For
For
For
 
 
10
Elect H. Todd Stitzer
 
Mgmt
For
For
For
 
 
11
Elect Paul Walker
 
Mgmt
For
For
For
 
 
12
Elect Paul Walsh
 
Mgmt
For
For
For
 
 
13
Elect Lord Mervyn Davies
 
Mgmt
For
For
For
 
 
14
Elect Deirdre Mahlan
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
19
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
20
Authorisation of Political Donations
Mgmt
For
For
For
 
 
21
Share Incentive Plan Renewal
 
Mgmt
For
For
For
 
 
22
Sharesave Plan
 
Mgmt
For
For
For
 
 
23
Authority to Establish International Share Plans
Mgmt
For
For
For
 
 
24
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Digital Realty Trust, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DLR
CUSIP 253868103
 
04/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Magnuson
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Foust
 
Mgmt
For
For
For
 
 
1.3
Elect Laurence Chapman
 
Mgmt
For
For
For
 
 
1.4
Elect Kathleen Earley
 
Mgmt
For
For
For
 
 
1.5
Elect Ruann Ernst
 
Mgmt
For
For
For
 
 
1.6
Elect Dennis Singleton
 
Mgmt
For
For
For
 
 
1.7
Elect Robert Zerbst
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
DIRECTV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DTV
CUSIP 25490A101
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Dillon
 
Mgmt
For
For
For
 
 
1.2
Elect Samuel DiPiazza, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Lorrie Norrington
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to Dual Class Stock
Mgmt
For
For
For
 
 
4
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
5
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
6
Limitation of Right to Call a Special Meeting
Mgmt
For
For
For
 
 
7
Adoption of Delaware as the Exclusive Forum for Certain Disputes
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Dominion Resources, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
D
CUSIP 25746U109
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Barr
 
Mgmt
For
For
For
 
 
2
Elect Peter Brown
 
Mgmt
For
For
For
 
 
3
Elect George Davidson, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Helen Dragas
 
Mgmt
For
For
For
 
 
5
Elect Thomas Farrell II
 
Mgmt
For
For
For
 
 
6
Elect John Harris
 
Mgmt
For
For
For
 
 
7
Elect Robert Jepson, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Mark Kington
 
Mgmt
For
For
For
 
 
9
Elect Margaret McKenna
 
Mgmt
For
For
For
 
 
10
Elect Frank Royal
 
Mgmt
For
For
For
 
 
11
Elect Robert Spilman, Jr.
 
Mgmt
For
For
For
 
 
12
Elect David Wollard
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Mountaintop Removal Coal Mining
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Establishment of 20% Renewable Energy Goal
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Report on Coal Risk
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Nuclear Power Plant Construction
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Supplemental Executive Retirement Benefits
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Duke Energy Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DUK
CUSIP 26441C105
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Barnet III
 
Mgmt
For
For
For
 
 
1.2
Elect G. Alex Bernhardt, Sr.
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Browning
 
Mgmt
For
For
For
 
 
1.4
Elect Daniel DiMicco
 
Mgmt
For
For
For
 
 
1.5
Elect John Forsgren
 
Mgmt
For
For
For
 
 
1.6
Elect Ann Maynard Gray
 
Mgmt
For
For
For
 
 
1.7
Elect James Hance, Jr.
 
Mgmt
For
For
For
 
 
1.8
Elect E. James Reinsch
 
Mgmt
For
For
For
 
 
1.9
Elect James Rhodes
 
Mgmt
For
For
For
 
 
1.10
Elect James Rogers
 
Mgmt
For
For
For
 
 
1.11
Elect Philip Sharp
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Report on Coal Risk
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
E. I. du Pont de Nemours and Company
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DD
CUSIP 263534109
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Brown
 
Mgmt
For
For
For
 
 
2
Elect Robert Brown
 
Mgmt
For
For
For
 
 
3
Elect Bertrand Collomb
 
Mgmt
For
For
For
 
 
4
Elect Curtis Crawford
 
Mgmt
For
For
For
 
 
5
Elect Alexander Cutler
 
Mgmt
For
For
For
 
 
6
Elect Eleuthere Du Pont
 
Mgmt
For
For
For
 
 
7
Elect Marillyn Hewson
 
Mgmt
For
For
For
 
 
8
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
9
Elect Ellen Kullman
 
Mgmt
For
For
For
 
 
10
Elect William Reilly
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the Equity and Incentive Plan
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Genetically Engineered Organisms
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Comparison Between Executive and Employee Pay
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
EADS: European Aeronautic Defence and Space Company N.V.
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EAD
CINS F17114103
 
05/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor
 
Mgmt
For
For
For
 
 
10
Amendments to Articles
 
Mgmt
For
For
For
 
 
11
Approval of Compensation Policy; Directors' Fees
Mgmt
For
For
For
 
 
12
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
For
For
 
 
13
Cancellation of Shares
 
Mgmt
For
For
For
 
 
14
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Ecolab Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ECL
CUSIP 278865100
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Douglas Baker, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Barbara Beck
 
Mgmt
For
For
For
 
 
3
Elect Jerry Levin
 
Mgmt
For
For
For
 
 
4
Elect Robert Lumpkins
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Amendment to the Stock Purchase Plan
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
9
Shareholder Proposal Regarding Human Right to Water
ShrHoldr
Against
Against
For
 
 
10
Shareholder Proposal Regarding Simple Majority Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Edison International
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EIX
CUSIP 281020107
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jagjeet Bindra
 
Mgmt
For
For
For
 
 
2
Elect Vanessa Chang
 
Mgmt
For
For
For
 
 
3
Elect France Cordova
 
Mgmt
For
For
For
 
 
4
Elect Theodore Craver, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Charles Curtis
 
Mgmt
For
For
For
 
 
6
Elect Bradford Freeman
 
Mgmt
For
For
For
 
 
7
Elect Luis Nogales
 
Mgmt
For
For
For
 
 
8
Elect Ronald Olson
 
Mgmt
For
For
For
 
 
9
Elect James Rosser
 
Mgmt
For
For
For
 
 
10
Elect Richard Schlosberg, III
 
Mgmt
For
For
For
 
 
11
Elect Thomas Sutton
 
Mgmt
For
For
For
 
 
12
Elect Brett White
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Amendment to the 2007 Performance Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Electricite de France
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EDF
CINS F2940H113
 
05/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports; Approval of Non-Tax-Deductible Expenses
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Directors' Fees
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor (KPMG)
Mgmt
For
For
For
 
 
10
Appointment of Auditor (Deloitte et Associes)
Mgmt
For
For
For
 
 
11
Appointment of Alternate Auditor (KPMG Audit IS)
Mgmt
For
For
For
 
 
12
Appointment of Alternate Auditor (BEAS)
Mgmt
For
For
For
 
 
13
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
14
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
15
Amendment to Article 10
 
Mgmt
For
For
For
 
 
16
Amendment to Article 19
 
Mgmt
For
For
For
 
 
17
Amendment to Article 20
 
Mgmt
For
For
For
 
 
18
Amendment to Article 24 Regarding Loyalty Dividends
Mgmt
For
Against
Against
 
 
19
Authority to Carry Out Formalities
Mgmt
For
For
For
 
 
20
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Eli Lilly and Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LLY
CUSIP 532457108
 
04/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
2
Elect Alfred Gilman
 
Mgmt
For
For
For
 
 
3
Elect Karen Horn
 
Mgmt
For
For
For
 
 
4
Elect John Lechleiter
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
8
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
9
Elimination of Supermajority Requirements
Mgmt
For
For
For
 
 
10
Executive Officer Incentive Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
EMC Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EMC
CUSIP 268648102
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Brown
 
Mgmt
For
For
For
 
 
2
Elect Randolph Cowen
 
Mgmt
For
For
For
 
 
3
Elect Michael Cronin
 
Mgmt
For
For
For
 
 
4
Elect Gail Deegan
 
Mgmt
For
For
For
 
 
5
Elect James DiStasio
 
Mgmt
For
For
For
 
 
6
Elect John Egan
 
Mgmt
For
For
For
 
 
7
Elect Edmund Kelly
 
Mgmt
For
For
For
 
 
8
Elect Windle Priem
 
Mgmt
For
For
For
 
 
9
Elect Paul Sagan
 
Mgmt
For
For
For
 
 
10
Elect David Strohm
 
Mgmt
For
For
For
 
 
11
Elect Joseph Tucci
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Amendment to the 2003 Stock Plan
Mgmt
For
For
For
 
 
14
Amendment to Right to Call a Special Meeting
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Exelon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EXC
CUSIP 30161N101
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
2
Elect M. Walter D'Alessio
 
Mgmt
For
For
For
 
 
3
Elect Nicholas DeBenedictis
 
Mgmt
For
For
For
 
 
4
Elect Nelson Diaz
 
Mgmt
For
For
For
 
 
5
Elect Sue Ling Gin
 
Mgmt
For
For
For
 
 
6
Elect Rosemarie Greco
 
Mgmt
For
For
For
 
 
7
Elect Paul Joskow
 
Mgmt
For
For
For
 
 
8
Elect Richard Mies
 
Mgmt
For
For
For
 
 
9
Elect John Palms
 
Mgmt
For
For
For
 
 
10
Elect William Richardson
 
Mgmt
For
For
For
 
 
11
Elect Thomas Ridge
 
Mgmt
For
For
For
 
 
12
Elect John Rogers, Jr.
 
Mgmt
For
For
For
 
 
13
Elect John Rowe
 
Mgmt
For
For
For
 
 
14
Elect Stephen Steinour
 
Mgmt
For
For
For
 
 
15
Elect Donald Thompson
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
18
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Fastenal Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FAST
CUSIP 311900104
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Kierlin
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Slaggie
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Gostomski
 
Mgmt
For
For
For
 
 
1.4
Elect Willard Oberton
 
Mgmt
For
For
For
 
 
1.5
Elect Michael Dolan
 
Mgmt
For
For
For
 
 
1.6
Elect Reyne Wisecup
 
Mgmt
For
For
For
 
 
1.7
Elect Hugh Miller
 
Mgmt
For
For
For
 
 
1.8
Elect Michael Ancius
 
Mgmt
For
For
For
 
 
1.9
Elect Scott Satterlee
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Fidelity National Information Services, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FIS
CUSIP 31620M106
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Hunt
 
Mgmt
For
For
For
 
 
2
Elect Richard Massey
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Annual Incentive Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
First Solar, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FSLR
CUSIP 336433107
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Michael Ahearn
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Gillette
 
Mgmt
For
For
For
 
 
1.3
Elect Craig Kennedy
 
Mgmt
For
For
For
 
 
1.4
Elect James Nolan
 
Mgmt
For
For
For
 
 
1.5
Elect William Post
 
Mgmt
For
For
For
 
 
1.6
Elect J. Thomas Presby
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Stebbins
 
Mgmt
For
For
For
 
 
1.8
Elect Michael Sweeney
 
Mgmt
For
For
For
 
 
1.9
Elect Jose Villarreal
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Report on Impacts of Immigration Reform
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Firstenergy Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FE
CUSIP 337932107
 
09/14/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Stock Issuance for Acquisition
 
Mgmt
For
For
For
 
 
2
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
3
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Flir Systems, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FLIR
CUSIP 302445101
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Crouch
 
Mgmt
For
For
For
 
 
1.2
Elect Angus Macdonald
 
Mgmt
For
For
For
 
 
2
2011 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
FMC Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FMC
CUSIP 302491303
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edward Mooney
 
Mgmt
For
For
For
 
 
2
Elect Enrique Sosa
 
Mgmt
For
For
For
 
 
3
Elect Vincent Volpe Jr.
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
FMC Technologies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FTI
CUSIP 30249U101
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect C. Maury Devine
 
Mgmt
For
For
For
 
 
2
Elect John Gremp
 
Mgmt
For
For
For
 
 
3
Elect Thomas Hamilton
 
Mgmt
For
For
For
 
 
4
Elect Richard Pattarozzi
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
8
Increase of Authorized Common Stock
Mgmt
For
For
For
 
                 
                 
                 
                 
Frontier Communications Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FTR
CUSIP 35906A108
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Leroy Barnes, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Peter Bynoe
 
Mgmt
For
For
For
 
 
1.3
Elect Jeri Finard
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Fraioli
 
Mgmt
For
For
For
 
 
1.5
Elect James Kahan
 
Mgmt
For
For
For
 
 
1.6
Elect Pamela Reeve
 
Mgmt
For
For
For
 
 
1.7
Elect Howard Schrott
 
Mgmt
For
For
For
 
 
1.8
Elect Larraine Segil
 
Mgmt
For
For
For
 
 
1.9
Elect Mark Shapiro
 
Mgmt
For
For
For
 
 
1.10
Elect Myron Wick III
 
Mgmt
For
For
For
 
 
1.11
Elect Mary Wilderotter
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Shareholder Proposal Regarding Independent Chairman
ShrHoldr
Against
For
Against
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
GDF Suez (fka Gaz de France)
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GSZ
CINS F42768105
 
05/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports; Approval of Non-Tax-Deductible Expenses
Mgmt
For
For
For
 
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Related Party Transactions
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
10
Elect Albert Frere
 
Mgmt
For
For
For
 
 
11
Elect Edmond Alphandery
 
Mgmt
For
For
For
 
 
12
Elect Aldo Cardoso
 
Mgmt
For
For
For
 
 
13
Elect Rene Carron
 
Mgmt
For
For
For
 
 
14
Elect Thierry de Rudder
 
Mgmt
For
For
For
 
 
15
Elect Francoise  Malrieu
 
Mgmt
For
For
For
 
 
16
Relocation of Corporate Headquarters
Mgmt
For
For
For
 
 
17
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
18
Authority to Increase Capital Under Employee Savings Plan for Overseas Employees
Mgmt
For
For
For
 
 
19
Authority to Issue Restricted Shares
Mgmt
For
For
For
 
 
20
Authority to Carry Out Formalities
Mgmt
For
For
For
 
 
21
Shareholder Proposal Regarding Allocation of Profits/Dividends
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Dynamics Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GD
CUSIP 369550108
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Barra
 
Mgmt
For
For
For
 
 
2
Elect Nicholas Chabraja
 
Mgmt
For
For
For
 
 
3
Elect James Crown
 
Mgmt
For
For
For
 
 
4
Elect William Fricks
 
Mgmt
For
For
For
 
 
5
Elect Jay Johnson
 
Mgmt
For
For
For
 
 
6
Elect George Joulwan
 
Mgmt
For
For
For
 
 
7
Elect Paul Kaminski
 
Mgmt
For
For
For
 
 
8
Elect John Keane
 
Mgmt
For
For
For
 
 
9
Elect Lester Lyles
 
Mgmt
For
For
For
 
 
10
Elect William Osborn
 
Mgmt
For
For
For
 
 
11
Elect Robert Walmsley
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
15
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Electric Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GE
CUSIP 369604103
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect W. Geoffrey Beattie
 
Mgmt
For
For
For
 
 
2
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Ann Fudge
 
Mgmt
For
For
For
 
 
4
Elect Susan Hockfield
 
Mgmt
For
For
For
 
 
5
Elect Jeffrey Immelt
 
Mgmt
For
For
For
 
 
6
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
7
Elect Alan Lafley
 
Mgmt
For
For
For
 
 
8
Elect Robert Lane
 
Mgmt
For
For
For
 
 
9
Elect Ralph Larsen
 
Mgmt
For
For
For
 
 
10
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
11
Elect James Mulva
 
Mgmt
For
For
For
 
 
12
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
13
Elect Roger Penske
 
Mgmt
For
For
For
 
 
14
Elect Robert Swieringa
 
Mgmt
For
For
For
 
 
15
Elect James Tisch
 
Mgmt
For
For
For
 
 
16
Elect Douglas Warner III
 
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
20
Shareholder Proposal Cumulative Voting
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Report on Financial Risks of Climate Change
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding Transparency in Animal Research
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Motors Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GM
CUSIP 37045V100
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Daniel Akerson
 
Mgmt
For
For
For
 
 
2
Elect David Bonderman
 
Mgmt
For
For
For
 
 
3
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Stephen Girsky
 
Mgmt
For
For
For
 
 
5
Elect E. Neville Isdell
 
Mgmt
For
For
For
 
 
6
Elect Robert Krebs
 
Mgmt
For
For
For
 
 
7
Elect Philip Laskawy
 
Mgmt
For
For
For
 
 
8
Elect Kathryn Marinello
 
Mgmt
For
For
For
 
 
9
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
10
Elect Carol Stephenson
 
Mgmt
For
For
For
 
 
11
Elect Cynthia Telles
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Gilead Sciences, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GILD
CUSIP 375558103
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Cogan
 
Mgmt
For
For
For
 
 
1.2
Elect Etienne Davignon
 
Mgmt
For
For
For
 
 
1.3
Elect James Denny
 
Mgmt
For
For
For
 
 
1.4
Elect Carla Hills
 
Mgmt
For
For
For
 
 
1.5
Elect Kevin Lofton
 
Mgmt
For
For
For
 
 
1.6
Elect John Madigan
 
Mgmt
For
For
For
 
 
1.7
Elect John Martin
 
Mgmt
For
For
For
 
 
1.8
Elect Gordon Moore
 
Mgmt
For
For
For
 
 
1.9
Elect Nicholas Moore
 
Mgmt
For
For
For
 
 
1.10
Elect Richard Whitley
 
Mgmt
For
For
For
 
 
1.11
Elect Gayle Wilson
 
Mgmt
For
For
For
 
 
1.12
Elect Per Wold-Olsen
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 162(m) Bonus Plan
Mgmt
For
For
For
 
 
4
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
5
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Google Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GOOG
CUSIP 38259P508
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Page
 
Mgmt
For
For
For
 
 
1.2
Elect Sergey Brin
 
Mgmt
For
For
For
 
 
1.3
Elect Eric Schmidt
 
Mgmt
For
For
For
 
 
1.4
Elect L. John Doerr
 
Mgmt
For
Against
Against
 
 
1.5
Elect John Hennessy
 
Mgmt
For
For
For
 
 
1.6
Elect Ann Mather
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Otellini
 
Mgmt
For
Against
Against
 
 
1.8
Elect K. Ram Shriram
 
Mgmt
For
For
For
 
 
1.9
Elect Shirley Tilghman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Stock Plan
Mgmt
For
Against
Against
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
6
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
 
8
Shareholder Proposal Regarding Conflict of Interest Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Grafton Group plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GN5
CINS G4035Q189
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Elect Charles Fisher
 
Mgmt
For
For
For
 
 
3
Elect Annette Flynn
 
Mgmt
For
For
For
 
 
4
Elect Richard Jewson
 
Mgmt
For
For
For
 
 
5
Elect Roderick Ryan
 
Mgmt
For
For
For
 
 
6
Elect Gavin Slark
 
Mgmt
For
For
For
 
 
7
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
8
Directors' Remuneration Report
Mgmt
For
For
For
 
 
9
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
10
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
11
Authority to Reissue Treasury Shares
Mgmt
For
For
For
 
 
12
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
13
Long Term Incentive Plan
 
Mgmt
For
For
For
 
 
14
SAYE Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
H.J. Heinz Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HNZ
CUSIP 423074103
 
08/31/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Johnson
 
Mgmt
For
For
For
 
 
2
Elect Charles Bunch
 
Mgmt
For
For
For
 
 
3
Elect Leonard Coleman, Jr.
 
Mgmt
For
For
For
 
 
4
Elect John Drosdick
 
Mgmt
For
For
For
 
 
5
Elect Edith Holiday
 
Mgmt
For
For
For
 
 
6
Elect Candace Kendle
 
Mgmt
For
For
For
 
 
7
Elect Dean O'Hare
 
Mgmt
For
For
For
 
 
8
Elect Nelson Peltz
 
Mgmt
For
For
For
 
 
9
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
10
Elect Lynn Swann
 
Mgmt
For
For
For
 
 
11
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
12
Elect Michael Weinstein
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
HCP, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HCP
CUSIP 40414L109
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Flaherty III
 
Mgmt
For
For
For
 
 
2
Elect Christine Garvey
 
Mgmt
For
For
For
 
 
3
Elect David Henry
 
Mgmt
For
For
For
 
 
4
Elect Lauralee Martin
 
Mgmt
For
For
For
 
 
5
Elect Michael McKee
 
Mgmt
For
For
For
 
 
6
Elect Peter Rhein
 
Mgmt
For
For
For
 
 
7
Elect Kenneth Roath
 
Mgmt
For
For
For
 
 
8
Elect Richard Rosenberg
 
Mgmt
For
For
For
 
 
9
Elect Joseph Sullivan
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Hess Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HES
CUSIP 42809H107
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edith Holiday
 
Mgmt
For
For
For
 
 
2
Elect John Mullin, III
 
Mgmt
For
For
For
 
 
3
Elect F. Borden Walker
 
Mgmt
For
For
For
 
 
4
Elect Robert Wilson
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
 
8
Amendment to the Performance Incentive Plan for Senior Officers
Mgmt
For
For
For
 
                 
                 
                 
                 
Honeywell International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HON
CUSIP 438516106
 
04/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Gordon Bethune
 
Mgmt
For
For
For
 
 
2
Elect Kevin Burke
 
Mgmt
For
For
For
 
 
3
Elect Jaime Chico Pardo
 
Mgmt
For
For
For
 
 
4
Elect David Cote
 
Mgmt
For
For
For
 
 
5
Elect D. Scott Davis
 
Mgmt
For
For
For
 
 
6
Elect Linnet Deily
 
Mgmt
For
For
For
 
 
7
Elect Judd Gregg
 
Mgmt
For
For
For
 
 
8
Elect Lord Clive Hollick
 
Mgmt
For
For
For
 
 
9
Elect George Paz
 
Mgmt
For
For
For
 
 
10
Elect Bradley Sheares
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
14
2011 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
15
Amendment to the Incentive Compensation Plan for Executive Employees
Mgmt
For
Against
Against
 
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Hospira, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HSP
CUSIP 441060100
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Irving Bailey, II
 
Mgmt
For
For
For
 
 
2
Elect F. Michael Ball
 
Mgmt
For
For
For
 
 
3
Elect Jacque Sokolov
 
Mgmt
For
For
For
 
 
4
Elimination of Supermajority Requirement for Removal of Directors For Cause
Mgmt
For
For
For
 
 
5
Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal
Mgmt
For
For
For
 
 
6
Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Hospitality Properties Trust
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HPT
CUSIP 44106M102
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Harrington
 
Mgmt
For
For
For
 
 
2
Elect Barry Portnoy
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Hudbay Minerals Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HBM
CUSIP 443628102
 
06/16/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect J. Bruce Barraclough
 
Mgmt
For
For
For
 
 
1.2
Elect David Garofalo
 
Mgmt
For
For
For
 
 
1.3
Elect Alan Hibben
 
Mgmt
For
For
For
 
 
1.4
Elect W. Warren Holmes
 
Mgmt
For
For
For
 
 
1.5
Elect John Knowles
 
Mgmt
For
For
For
 
 
1.6
Elect Alan Lenczner
 
Mgmt
For
For
For
 
 
1.7
Elect Kenneth Stowe
 
Mgmt
For
For
For
 
 
1.8
Elect Wesley Voorheis
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
ICICI Bank Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ICICIBANK
CINS Y38575109
 
06/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
India
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Dividend on Preference Shares
Mgmt
For
For
For
 
 
3
Dividend on Equity Shares
 
Mgmt
For
For
For
 
 
4
Elect M.S. Ramachandran
 
Mgmt
For
For
For
 
 
5
Elect K. Ramkumar
 
Mgmt
For
For
For
 
 
6
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
7
Appointment of Branch Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
8
Resignation of V.P. Watsa
 
Mgmt
For
For
For
 
 
9
Amendment to Compensation of C. Kochhar
Mgmt
For
For
For
 
 
10
Amendment to Compensation of N.S. Kannan
Mgmt
For
For
For
 
 
11
Amendment to Compensation of K. Ramkumar
Mgmt
For
For
For
 
 
12
Amendment to Compensation of R. Sabharwal
Mgmt
For
For
For
 
                 
                 
                 
                 
Imperial Oil Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IMO
CUSIP 453038408
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Appointment of Auditor
 
Mgmt
For
For
For
 
 
2.1
Elect Krystyna Hoeg
 
Mgmt
For
For
For
 
 
2.2
Elect Bruce March
 
Mgmt
For
For
For
 
 
2.3
Elect Jack Mintz
 
Mgmt
For
For
For
 
 
2.4
Elect Robert Olsen
 
Mgmt
For
For
For
 
 
2.5
Elect David Sutherland
 
Mgmt
For
For
For
 
 
2.6
Elect Sheelagh Whittaker
 
Mgmt
For
For
For
 
 
2.7
Elect Victor Young
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Industria de Dise–o Textil SA - Inditex
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ITX
CINS E6282J109
 
07/13/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Spain
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Accounts and Reports
 
Mgmt
For
For
For
 
 
3
Consolidated Accounts and Reports; Ratification of Board Acts
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Elect Amancio Ortega Gaona
 
Mgmt
For
For
For
 
 
6
Elect Pablo Isla Alvarez de Tejera
Mgmt
For
For
For
 
 
7
Elect Juan Manuel Urgoiti y Lopez-Ocana
Mgmt
For
For
For
 
 
8
Elect Nils Smedegaard Andersen
Mgmt
For
For
For
 
 
9
Elect Emilio  Saracho Rodriguez de Torres
Mgmt
For
For
For
 
 
10
Amendments to Articles
 
Mgmt
For
For
For
 
 
11
Amendments to General Meeting Regulations
Mgmt
For
For
For
 
 
12
Appointment of Auditor
 
Mgmt
For
For
For
 
 
13
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
14
Authority to Carry Out Formalities
Mgmt
For
For
For
 
 
15
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Industrial & Commercial Bank Of China
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1398
CINS ADPV10686
 
05/31/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Directors' Reports
 
Mgmt
For
For
For
 
 
4
Supervisors' Reports
 
Mgmt
For
For
For
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Property Purchase
 
Mgmt
For
For
For
 
 
8
Fixed Assets Investment Budget
Mgmt
For
For
For
 
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
10
Elect ZHAO Lin as Supervisor
 
Mgmt
For
For
For
 
 
11
2010 Directors and Supervisors Remuneration
Mgmt
For
For
For
 
                 
                 
                 
                 
Industrial & Commercial Bank Of China
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1398
CINS ADPV10686
 
09/21/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Other
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Types and Nominal Value of Securities to be Issued
Mgmt
For
For
For
 
 
3
Proportion and Number of Shares to be Issued
Mgmt
For
For
For
 
 
4
Subscription Price and the Basis for Price Determination
Mgmt
For
For
For
 
 
5
Target Subscribers for the Rights Issue
Mgmt
For
For
For
 
 
6
Amount and Use of Proceeds
 
Mgmt
For
For
For
 
 
7
Effective Period of the Resolutions
Mgmt
For
For
For
 
 
8
Authorization for the Rights Issue
Mgmt
For
For
For
 
 
9
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Industrial & Commercial Bank Of China
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1398
CINS ADPV10686
 
09/21/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Types and Nominal Value of Securities to be Issued
Mgmt
For
For
For
 
 
4
Proportion and Number of Shares to be Issued
Mgmt
For
For
For
 
 
5
Subscription Price and the Basis for Price Determination
Mgmt
For
For
For
 
 
6
Target Subscribers for the Rights Issue
Mgmt
For
For
For
 
 
7
Amount and Use of Proceeds
 
Mgmt
For
For
For
 
 
8
Effective Period of the Resolutions
Mgmt
For
For
For
 
 
9
Authorization for the Rights Issue
Mgmt
For
For
For
 
 
10
Distribution of Undistributed Profits
Mgmt
For
For
For
 
 
11
Feasibility Analysis Report on Use of Proceeds
Mgmt
For
For
For
 
 
12
Utilization Report on Use of Proceeds from Previous Issuance
Mgmt
For
For
For
 
 
13
Directors' and Supervisors' Fees
Mgmt
For
For
For
 
 
14
Elect XU Shanda
 
Mgmt
For
For
For
 
 
15
Elect LI Xiaopeng
 
Mgmt
For
For
For
 
 
16
Utilization Report on Use of Proceeds from Previous Issuance
Mgmt
For
For
For
 
                 
                 
                 
                 
Infineon Technologies AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IFX
CINS D35415104
 
02/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Ratify Peter Bauer
 
Mgmt
For
For
For
 
 
6
Ratify Hermann Eul
 
Mgmt
For
For
For
 
 
7
Ratify Reinhard Ploss
 
Mgmt
For
For
For
 
 
8
Ratify Marco Schroter
 
Mgmt
For
For
For
 
 
9
Ratify Klaus Wucherer
 
Mgmt
For
For
For
 
 
10
Ratify Wigand Cramer
 
Mgmt
For
For
For
 
 
11
Ratify Alfred Eibl
 
Mgmt
For
For
For
 
 
12
Ratify Peter Gruber
 
Mgmt
For
For
For
 
 
13
Ratify Gerhard Hobbach
 
Mgmt
For
For
For
 
 
14
Ratify Hans-Ulrich Holdenried
 
Mgmt
For
For
For
 
 
15
Ratify Max Dietrich Kley
 
Mgmt
For
For
For
 
 
16
Ratify Renate Kocher
 
Mgmt
For
For
For
 
 
17
Ratify Siegfried Luther
 
Mgmt
For
For
For
 
 
18
Ratify Manfred Puffer
 
Mgmt
For
For
For
 
 
19
Ratify Gerd Schmidt
 
Mgmt
For
For
For
 
 
20
Ratify Doris Schmitt-Landsiedel
Mgmt
For
For
For
 
 
21
Ratify Jurgen Scholz
 
Mgmt
For
For
For
 
 
22
Ratify Horst Schuler
 
Mgmt
For
For
For
 
 
23
Ratify Kerstin Schulzendorf
 
Mgmt
For
For
For
 
 
24
Ratify Eckart Sunner
 
Mgmt
For
For
For
 
 
25
Ratify Alexander Truby
 
Mgmt
For
For
For
 
 
26
Ratify Arnaud de Weert
 
Mgmt
For
For
For
 
 
27
Appointment of Auditor
 
Mgmt
For
For
For
 
 
28
Elect Wolfgang Mayrhuber
 
Mgmt
For
For
For
 
 
29
Compensation Policy
 
Mgmt
For
For
For
 
 
30
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
31
Authority to Repurchase Shares Using Equity Derivatives
Mgmt
For
For
For
 
 
32
Approval of Settlement Agreement with Ulrich Schumacher
Mgmt
For
For
For
 
 
33
Amendment Regarding Supervisory Board Resolutions
Mgmt
For
For
For
 
 
34
Supervisory Board Members' Fees
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Ingersoll-Rand Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IR
CUSIP G47791101
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ann Berzin
 
Mgmt
For
For
For
 
 
2
Elect John Bruton
 
Mgmt
For
For
For
 
 
3
Elect Jared Cohon
 
Mgmt
For
For
For
 
 
4
Elect Gary Forsee
 
Mgmt
For
For
For
 
 
5
Elect Peter Godsoe
 
Mgmt
For
For
For
 
 
6
Elect Edward Hagenlocker
 
Mgmt
For
For
For
 
 
7
Elect Constance Horner
 
Mgmt
For
For
For
 
 
8
Elect Michael Lamach
 
Mgmt
For
For
For
 
 
9
Elect Theodore Martin
 
Mgmt
For
For
For
 
 
10
Elect Richard Swift
 
Mgmt
For
For
For
 
 
11
Elect Tony White
 
Mgmt
For
For
For
 
 
12
Senior Executive Performance Plan
Mgmt
For
Against
Against
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Intercontinental Hotels Group PLC
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IHG
CINS G4804L122
 
05/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect James Abrahamson
 
Mgmt
For
For
For
 
 
5
Elect Kirk Kinsell
 
Mgmt
For
For
For
 
 
6
Elect Graham Allan
 
Mgmt
For
For
For
 
 
7
Elect Andrew Cosslett
 
Mgmt
For
For
For
 
 
8
Elect David Kappler
 
Mgmt
For
For
For
 
 
9
Elect Ralph Kugler
 
Mgmt
For
For
For
 
 
10
Elect Jennifer Laing
 
Mgmt
For
For
For
 
 
11
Elect Jonathan Linen
 
Mgmt
For
For
For
 
 
12
Elect Richard Solomons
 
Mgmt
For
For
For
 
 
13
Elect David Webster
 
Mgmt
For
For
For
 
 
14
Elect Ying Yeh
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authorisation of Political Donations
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
21
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Intuit Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
INTU
CUSIP 461202103
 
01/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Batchelder
 
Mgmt
For
For
For
 
 
2
Elect Christopher Brody
 
Mgmt
For
For
For
 
 
3
Elect William Campbell
 
Mgmt
For
For
For
 
 
4
Elect Scott Cook
 
Mgmt
For
For
For
 
 
5
Elect Diane Greene
 
Mgmt
For
For
For
 
 
6
Elect Michael Hallman
 
Mgmt
For
For
For
 
 
7
Elect Edward Kangas
 
Mgmt
For
For
For
 
 
8
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
9
Elect Dennis Powell
 
Mgmt
For
For
For
 
 
10
Elect Brad Smith
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the 2005 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Jefferies Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JEF
CUSIP 472319102
 
05/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Handler
 
Mgmt
For
For
For
 
 
1.2
Elect Brian Friedman
 
Mgmt
For
For
For
 
 
1.3
Elect W. Patrick Campbell
 
Mgmt
For
For
For
 
 
1.4
Elect Ian Cumming
 
Mgmt
For
For
For
 
 
1.5
Elect Richard Dooley
 
Mgmt
For
For
For
 
 
1.6
Elect Robert Joyal
 
Mgmt
For
For
For
 
 
1.7
Elect Michael O'Kane
 
Mgmt
For
For
For
 
 
1.8
Elect Joseph Steinberg
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Johnson & Johnson
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JNJ
CUSIP 478160104
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Coleman
 
Mgmt
For
For
For
 
 
2
Elect James Cullen
 
Mgmt
For
For
For
 
 
3
Elect Ian Davis
 
Mgmt
For
For
For
 
 
4
Elect Michael Johns
 
Mgmt
For
For
For
 
 
5
Elect Susan Lindquist
 
Mgmt
For
For
For
 
 
6
Elect Anne Mulcahy
 
Mgmt
For
For
For
 
 
7
Elect Leo Mullin
 
Mgmt
For
For
For
 
 
8
Elect William Perez
 
Mgmt
For
For
For
 
 
9
Elect Charles Prince
 
Mgmt
For
For
For
 
 
10
Elect David Satcher
 
Mgmt
For
For
For
 
 
11
Elect William Weldon
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Policy on Health Status Discrimination
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Johnson Controls, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JCI
CUSIP 478366107
 
01/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Natalie Black
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Cornog
 
Mgmt
For
For
For
 
 
1.3
Elect William Lacy
 
Mgmt
For
For
For
 
 
1.4
Elect Stephen Roell
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
4
Amendment to the Annual Incentive Performance Plan
Mgmt
For
For
For
 
 
5
Amendment to the Long-Term Incentive Performance Plan
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Joy Global Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JOYG
CUSIP 481165108
 
03/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steven Gerard
 
Mgmt
For
For
For
 
 
1.2
Elect John Hanson
 
Mgmt
For
For
For
 
 
1.3
Elect Kenneth Johnsen
 
Mgmt
For
For
For
 
 
1.4
Elect Gale Klappa
 
Mgmt
For
For
For
 
 
1.5
Elect Richard Loynd
 
Mgmt
For
For
For
 
 
1.6
Elect P. Eric Siegert
 
Mgmt
For
For
For
 
 
1.7
Elect Michael Sutherlin
 
Mgmt
For
For
For
 
 
1.8
Elect James Tate
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Employee Stock Purchase Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
JPMorgan Chase & Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JPM
CUSIP 46625H100
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
2
Elect Stephen Burke
 
Mgmt
For
For
For
 
 
3
Elect David Cote
 
Mgmt
For
For
For
 
 
4
Elect James Crown
 
Mgmt
For
For
For
 
 
5
Elect James Dimon
 
Mgmt
For
For
For
 
 
6
Elect Ellen Futter
 
Mgmt
For
For
For
 
 
7
Elect William Gray, III
 
Mgmt
For
For
For
 
 
8
Elect Laban Jackson, Jr.
 
Mgmt
For
For
For
 
 
9
Elect David Novak
 
Mgmt
For
For
For
 
 
10
Elect Lee Raymond
 
Mgmt
For
For
For
 
 
11
Elect William Weldon
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
Against
Against
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Amendment to the Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
16
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Mortgage Loan Servicing
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Genocide-Free Investing
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding an Independent Lead Director
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
KLA-Tencor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KLAC
CUSIP 482480100
 
11/03/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Edward Barnholt
 
Mgmt
For
For
For
 
 
1.2
Elect Emiko Higashi
 
Mgmt
For
For
For
 
 
1.3
Elect Stephen Kaufman
 
Mgmt
For
For
For
 
 
1.4
Elect Richard Wallace
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Laboratory Corporation of America Holdings
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LH
CUSIP 50540R409
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David King
 
Mgmt
For
For
For
 
 
2
Elect Kerrii Anderson
 
Mgmt
For
For
For
 
 
3
Elect Jean-Luc Belingard
 
Mgmt
For
For
For
 
 
4
Elect N. Anthony Coles, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Wendy Lane
 
Mgmt
For
For
For
 
 
6
Elect Thomas Mac Mahon
 
Mgmt
For
For
For
 
 
7
Elect Robert Mittelstaedt, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Arthur Rubenstein
 
Mgmt
For
For
For
 
 
9
Elect M. Keith Weikel
 
Mgmt
For
For
For
 
 
10
Elect R. Sanders Williams
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Lender Processing Services, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LPS
CUSIP 52602E102
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Lee Kennedy
 
Mgmt
For
For
For
 
 
1.2
Elect Philip Heasley
 
Mgmt
For
For
For
 
 
1.3
Elect Susan Lester
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
5
Amendment to the 2008 Omnibus Incentive Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Liberty Media Corporation (Capital)
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LCAPA
CUSIP 53071M708
 
05/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Spin-off
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Linear Technology Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LLTC
CUSIP 535678106
 
11/03/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Swanson, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Lothar Maier
 
Mgmt
For
For
For
 
 
1.3
Elect Arthur Agnos
 
Mgmt
For
For
For
 
 
1.4
Elect John Gordon
 
Mgmt
For
For
For
 
 
1.5
Elect David Lee
 
Mgmt
For
For
For
 
 
1.6
Elect Richard Moley
 
Mgmt
For
For
For
 
 
1.7
Elect Thomas Volpe
 
Mgmt
For
For
For
 
 
2
2010 Equity Incentive Plan
 
Mgmt
For
Against
Against
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Lockheed Martin Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LMT
CUSIP 539830109
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Nolan Archibald
 
Mgmt
For
For
For
 
 
2
Elect Rosalind Brewer
 
Mgmt
For
For
For
 
 
3
Elect David Burritt
 
Mgmt
For
For
For
 
 
4
Elect James Ellis, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Thomas Falk
 
Mgmt
For
For
For
 
 
6
Elect Gwendolyn King
 
Mgmt
For
For
For
 
 
7
Elect James Loy
 
Mgmt
For
For
For
 
 
8
Elect Douglas McCorkindale
 
Mgmt
For
For
For
 
 
9
Elect Joseph Ralston
 
Mgmt
For
For
For
 
 
10
Elect Anne Stevens
 
Mgmt
For
For
For
 
 
11
Elect Robert Stevens
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2011 Incentive Performance Award Plan
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Lowe's Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LOW
CUSIP 548661107
 
05/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Raul Alvarez
 
Mgmt
For
For
For
 
 
1.2
Elect David Bernauer
 
Mgmt
For
For
For
 
 
1.3
Elect Leonard Berry
 
Mgmt
For
For
For
 
 
1.4
Elect Peter Browning
 
Mgmt
For
For
For
 
 
1.5
Elect Dawn Hudson
 
Mgmt
For
For
For
 
 
1.6
Elect Robert Johnson
 
Mgmt
For
For
For
 
 
1.7
Elect Marshall Larsen
 
Mgmt
For
For
For
 
 
1.8
Elect Richard Lochridge
 
Mgmt
For
For
For
 
 
1.9
Elect Robert Niblock
 
Mgmt
For
For
For
 
 
1.10
Elect Stephen Page
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
2011 Annual Incentive Plan
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
                 
LyondellBasell Industries N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LYB
CUSIP N53745100
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jagject Bindra
 
Mgmt
For
For
For
 
 
2
Elect Milton Carroll
 
Mgmt
For
For
For
 
 
3
Elect Rudy van der Meer
 
Mgmt
For
For
For
 
 
4
Elect Robin Buchanan
 
Mgmt
For
For
For
 
 
5
Elect Jacques Aigrain
 
Mgmt
For
For
For
 
 
6
Approval of Annual Accounts
 
Mgmt
For
For
For
 
 
7
Officer Liability/Indemnification
 
Mgmt
For
For
For
 
 
8
Director Liability/Indemnification
Mgmt
For
For
For
 
 
9
Appointment of Auditor
 
Mgmt
For
For
For
 
 
10
Remuneration of Supervisory Board
Mgmt
For
For
For
 
 
11
Amendments to Articles
 
Mgmt
For
For
For
 
 
12
Approval of Ordinary Cash Dividend
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Elect Robert G. Gwin
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Macy's, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
M
CUSIP 55616P104
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Bollenbach
 
Mgmt
For
For
For
 
 
1.2
Elect Deirdre Connelly
 
Mgmt
For
For
For
 
 
1.3
Elect Meyer Feldberg
 
Mgmt
For
For
For
 
 
1.4
Elect Sara Levinson
 
Mgmt
For
For
For
 
 
1.5
Elect Terry Lundgren
 
Mgmt
For
For
For
 
 
1.6
Elect Joseph Neubauer
 
Mgmt
For
For
For
 
 
1.7
Elect Joseph Pichler
 
Mgmt
For
For
For
 
 
1.8
Elect Joyce Roche
 
Mgmt
For
For
For
 
 
1.9
Elect Craig Weatherup
 
Mgmt
For
For
For
 
 
1.10
Elect Marna Whittington
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Marriott International, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MAR
CUSIP 571903202
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect J.W. Marriott, Jr.
 
Mgmt
For
For
For
 
 
2
Elect John Marriott III
 
Mgmt
For
For
For
 
 
3
Elect Mary Bush
 
Mgmt
For
For
For
 
 
4
Elect Lawrence Kellner
 
Mgmt
For
For
For
 
 
5
Elect Debra Lee
 
Mgmt
For
For
For
 
 
6
Elect George Munoz
 
Mgmt
For
For
For
 
 
7
Elect Harry Pearce
 
Mgmt
For
For
For
 
 
8
Elect Steven Reinemund
 
Mgmt
For
For
For
 
 
9
Elect Lawrence Small
 
Mgmt
For
For
For
 
 
10
Elect Arne Sorenson
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Marsh & McLennan Companies, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MMC
CUSIP 571748102
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Zachary Carter
 
Mgmt
For
For
For
 
 
2
Elect Brian Duperreault
 
Mgmt
For
For
For
 
 
3
Elect Oscar Fanjul
 
Mgmt
For
For
For
 
 
4
Elect H. Edward Hanway
 
Mgmt
For
For
For
 
 
5
Elect Lord Ian Lang
 
Mgmt
For
For
For
 
 
6
Elect Steven Mills
 
Mgmt
For
For
For
 
 
7
Elect Bruce Nolop
 
Mgmt
For
For
For
 
 
8
Elect Marc Oken
 
Mgmt
For
For
For
 
 
9
Elect Morton Schapiro
 
Mgmt
For
For
For
 
 
10
Elect Adele Simmons
 
Mgmt
For
For
For
 
 
11
Elect Lloyd Yates
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2011 Incentive and Stock Award Plan
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Maxim Integrated Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MXIM
CUSIP 57772K101
 
11/09/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Tunc Doluca
 
Mgmt
For
For
For
 
 
1.2
Elect B. Kipling Hagopian
 
Mgmt
For
For
For
 
 
1.3
Elect James Bergman
 
Mgmt
For
For
For
 
 
1.4
Elect Joseph Bronson
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Grady
 
Mgmt
For
For
For
 
 
1.6
Elect William Watkins
 
Mgmt
For
For
For
 
 
1.7
Elect A.R. Frank Wazzan
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2008 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Amendment to the 1996 Stock Incentive Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
McDonald's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCD
CUSIP 580135101
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Susan Arnold
 
Mgmt
For
For
For
 
 
2
Elect Richard Lenny
 
Mgmt
For
For
For
 
 
3
Elect Cary McMillan
 
Mgmt
For
For
For
 
 
4
Elect Sheila Penrose
 
Mgmt
For
For
For
 
 
5
Elect James Skinner
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
9
Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders
Mgmt
For
For
For
 
 
10
Elimination of Supermajority Requirement in Article Regarding the Removal of Directors
Mgmt
For
For
For
 
 
11
Elimination of Supermajority Requirement in Article Regarding Shareholder Action
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
 
13
Shareholder Proposal Regarding Controlled Atmosphere Killing
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Report on Childhood Obesity
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Beverage Containers
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
MeadWestvaco Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MWV
CUSIP 583334107
 
04/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Campbell
 
Mgmt
For
For
For
 
 
2
Elect Thomas Cole, Jr.
 
Mgmt
For
For
For
 
 
3
Elect James Kaiser
 
Mgmt
For
For
For
 
 
4
Elect Richard Kelson
 
Mgmt
For
For
For
 
 
5
Elect James Kilts
 
Mgmt
For
For
For
 
 
6
Elect Susan Kropf
 
Mgmt
For
For
For
 
 
7
Elect Douglas Luke
 
Mgmt
For
For
For
 
 
8
Elect John Luke, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Robert McCormack
 
Mgmt
For
For
For
 
 
10
Elect Timothy Powers
 
Mgmt
For
For
For
 
 
11
Elect Jane Warner
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Amendment to the 2005 Performance Incentive Plan
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Medco Health Solutions, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MHS
CUSIP 58405U102
 
05/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Howard Barker, Jr.
 
Mgmt
For
For
For
 
 
2
Elect John Cassis
 
Mgmt
For
For
For
 
 
3
Elect Michael Goldstein
 
Mgmt
For
For
For
 
 
4
Elect Charles Lillis
 
Mgmt
For
For
For
 
 
5
Elect Myrtle Potter
 
Mgmt
For
For
For
 
 
6
Elect William Roper
 
Mgmt
For
For
For
 
 
7
Elect David Snow, Jr.
 
Mgmt
For
For
For
 
 
8
Elect David Stevens
 
Mgmt
For
For
For
 
 
9
Elect Blenda Wilson
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Elimination of Supermajority Requirements
Mgmt
For
For
For
 
 
12
Amendment to the 2002 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Medtronic, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MDT
CUSIP 585055106
 
08/25/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Anderson
 
Mgmt
For
For
For
 
 
1.2
Elect David Calhoun
 
Mgmt
For
For
For
 
 
1.3
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
1.4
Elect William Hawkins
 
Mgmt
For
For
For
 
 
1.5
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
1.6
Elect James Lenehan
 
Mgmt
For
For
For
 
 
1.7
Elect Denise O'Leary
 
Mgmt
For
For
For
 
 
1.8
Elect Kendall Powell
 
Mgmt
For
For
For
 
 
1.9
Elect Robert Pozen
 
Mgmt
For
For
For
 
 
1.10
Elect Jean-Pierre Rosso
 
Mgmt
For
For
For
 
 
1.11
Elect Jack Schuler
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Merck & Co., Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MRK
CUSIP 58933Y105
 
05/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
2
Elect Thomas Cech
 
Mgmt
For
For
For
 
 
3
Elect Richard Clark
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Frazier
 
Mgmt
For
For
For
 
 
5
Elect Thomas Glocer
 
Mgmt
For
For
For
 
 
6
Elect Steven Goldstone
 
Mgmt
For
For
For
 
 
7
Elect William Harrison, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Harry Jacobson
 
Mgmt
For
For
For
 
 
9
Elect William Kelley
 
Mgmt
For
For
For
 
 
10
Elect C. Robert Kidder
 
Mgmt
For
For
For
 
 
11
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
12
Elect Carlos Represas
 
Mgmt
For
For
For
 
 
13
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
14
Elect Thomas Shenk
 
Mgmt
For
For
For
 
 
15
Elect Anne Tatlock
 
Mgmt
For
For
For
 
 
16
Elect Craig Thompson
 
Mgmt
For
For
For
 
 
17
Elect Wendell Weeks
 
Mgmt
For
For
For
 
 
18
Elect Peter Wendell
 
Mgmt
For
For
For
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
 
20
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
21
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Microchip Technology Incorporated
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCHP
CUSIP 595017104
 
08/20/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steve Sanghi
 
Mgmt
For
For
For
 
 
1.2
Elect Albert Hugo-Martinez
 
Mgmt
For
For
For
 
 
1.3
Elect L. B. Day
 
Mgmt
For
For
For
 
 
1.4
Elect Matthew Chapman
 
Mgmt
For
For
For
 
 
1.5
Elect Wade Meyercord
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Microsoft Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MSFT
CUSIP 594918104
 
11/16/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Steven Ballmer
 
Mgmt
For
Abstain
Against
 
 
2
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
3
Elect William Gates III
 
Mgmt
For
For
For
 
 
4
Elect Raymond Gilmartin
 
Mgmt
For
For
For
 
 
5
Elect Reed Hastings
 
Mgmt
For
For
For
 
 
6
Elect Maria Klawe
 
Mgmt
For
For
For
 
 
7
Elect David Marquardt
 
Mgmt
For
For
For
 
 
8
Elect Charles Noski
 
Mgmt
For
For
For
 
 
9
Elect Helmut Panke
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Monsanto Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MON
CUSIP 61166W101
 
01/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Laura Ipsen
 
Mgmt
For
For
For
 
 
2
Elect William Parfet
 
Mgmt
For
For
For
 
 
3
Elect George Poste
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
7
Reapproval of Performance Goals under the Annual Incentive Plan for Covered Executives
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Moody's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCO
CUSIP 615369105
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Glauber
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
5
Shareholder Proposal  Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
6
Elect Jorge Bermudez
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Mosaic Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MOS
CUSIP 61945A107
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Recapitalization and Spin-off
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
MTU Aero Engines Holding AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MTX
CINS D5565H104
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Increase in Authorized Capital II
Mgmt
For
For
For
 
 
10
Increase in Authorized Capital III
Mgmt
For
For
For
 
                 
                 
                 
                 
Murphy Oil Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MUR
CUSIP 626717102
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Frank Blue
 
Mgmt
For
For
For
 
 
2
Elect Claiborne Deming
 
Mgmt
For
For
For
 
 
3
Elect Robert Hermes
 
Mgmt
For
For
For
 
 
4
Elect James Kelley
 
Mgmt
For
For
For
 
 
5
Elect R. Madison Murphy
 
Mgmt
For
For
For
 
 
6
Elect William Nolan, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Neal Schmale
 
Mgmt
For
For
For
 
 
8
Elect David Smith
 
Mgmt
For
For
For
 
 
9
Elect Caroline Theus
 
Mgmt
For
For
For
 
 
10
Elect David Wood
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
National Grid plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NG
CINS G6375K151
 
07/26/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Sir John Parker
 
Mgmt
For
For
For
 
 
4
Elect Steven Holliday
 
Mgmt
For
For
For
 
 
5
Elect Kenneth Harvey
 
Mgmt
For
For
For
 
 
6
Elect Steve Lucas
 
Mgmt
For
For
For
 
 
7
Elect Stephen Pettit
 
Mgmt
For
For
For
 
 
8
Elect Nick Winser
 
Mgmt
For
For
For
 
 
9
Elect George Rose
 
Mgmt
For
For
For
 
 
10
Elect Thomas King
 
Mgmt
For
For
For
 
 
11
Elect Maria Richter
 
Mgmt
For
For
For
 
 
12
Elect John Allan
 
Mgmt
For
For
For
 
 
13
Elect Linda Adamany
 
Mgmt
For
For
For
 
 
14
Elect Mark Fairbairn
 
Mgmt
For
For
For
 
 
15
Elect Philip Aiken
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
18
Directors' Remuneration Report
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
New York Community Bancorp, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NYB
CUSIP 649445103
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Dominick Ciampa
 
Mgmt
For
For
For
 
 
1.2
Elect William Frederick
 
Mgmt
For
For
For
 
 
1.3
Elect Max Kupferberg
 
Mgmt
For
For
For
 
 
1.4
Elect Spiros Voutsinas
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Wann
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Management Incentive Compensation Plan
Mgmt
For
For
For
 
 
4
Amendment to the 2006 Stock Incentive Plan
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Newmont Mining Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NEM
CUSIP 651639106
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Glen Barton
 
Mgmt
For
Against
Against
 
 
2
Elect Vincent Calarco
 
Mgmt
For
Against
Against
 
 
3
Elect Joseph Carrabba
 
Mgmt
For
For
For
 
 
4
Elect Noreen Doyle
 
Mgmt
For
For
For
 
 
5
Elect Veronica Hagen
 
Mgmt
For
For
For
 
 
6
Elect Michael Hamson
 
Mgmt
For
Against
Against
 
 
7
Elect Richard O'Brien
 
Mgmt
For
For
For
 
 
8
Elect John Prescott
 
Mgmt
For
Against
Against
 
 
9
Elect Donald Roth
 
Mgmt
For
For
For
 
 
10
Elect Simon Thompson
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
NextEra Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NEE
CUSIP 65339F101
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Sherry Barrat
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Beall II
 
Mgmt
For
For
For
 
 
1.3
Elect J. Hyatt Brown
 
Mgmt
For
For
For
 
 
1.4
Elect James Camaren
 
Mgmt
For
For
For
 
 
1.5
Elect Kenneth Dunn
 
Mgmt
For
For
For
 
 
1.6
Elect J. Brian Ferguson
 
Mgmt
For
For
For
 
 
1.7
Elect Lewis Hay III
 
Mgmt
For
For
For
 
 
1.8
Elect Toni Jennings
 
Mgmt
For
For
For
 
 
1.9
Elect Oliver Kingsley, Jr.
 
Mgmt
For
For
For
 
 
1.10
Elect Rudy Schupp
 
Mgmt
For
For
For
 
 
1.11
Elect William Swanson
 
Mgmt
For
For
For
 
 
1.12
Elect Michael Thaman
 
Mgmt
For
For
For
 
 
1.13
Elect Hansel Tookes II
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2011 Long Term Incentive Plan
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Noble Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NBL
CUSIP 655044105
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Berenson
 
Mgmt
For
For
For
 
 
2
Elect Michael Cawley
 
Mgmt
For
For
For
 
 
3
Elect Edward Cox
 
Mgmt
For
For
For
 
 
4
Elect Charles Davidson
 
Mgmt
For
For
For
 
 
5
Elect Thomas Edelman
 
Mgmt
For
For
For
 
 
6
Elect Eric Grubman
 
Mgmt
For
For
For
 
 
7
Elect Kirby Hedrick
 
Mgmt
For
For
For
 
 
8
Elect Scott Urban
 
Mgmt
For
For
For
 
 
9
Elect William Van Kleef
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Amendment to the 1992 Stock Option and Restricted Stock Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Northern Trust Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NTRS
CUSIP 665859104
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Linda Bynoe
 
Mgmt
For
For
For
 
 
1.2
Elect Nicholas Chabraja
 
Mgmt
For
For
For
 
 
1.3
Elect Susan Crown
 
Mgmt
For
For
For
 
 
1.4
Elect Dipak Jain
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Lane
 
Mgmt
For
For
For
 
 
1.6
Elect Robert McCormack
 
Mgmt
For
For
For
 
 
1.7
Elect Edward Mooney
 
Mgmt
For
For
For
 
 
1.8
Elect John Rowe
 
Mgmt
For
For
For
 
 
1.9
Elect Martin Slark
 
Mgmt
For
For
For
 
 
1.10
Elect David Smith, Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect Enrique Sosa
 
Mgmt
For
For
For
 
 
1.12
Elect Charles Tribbett III
 
Mgmt
For
For
For
 
 
1.13
Elect Frederick Waddell
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Northrop Grumman Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOC
CUSIP 666807102
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Wesley Bush
 
Mgmt
For
For
For
 
 
2
Elect Lewis Coleman
 
Mgmt
For
For
For
 
 
3
Elect Victor Fazio
 
Mgmt
For
For
For
 
 
4
Elect Donald Felsinger
 
Mgmt
For
For
For
 
 
5
Elect Stephen Frank
 
Mgmt
For
For
For
 
 
6
Elect Bruce Gordon
 
Mgmt
For
For
For
 
 
7
Elect Madeleine Kleiner
 
Mgmt
For
For
For
 
 
8
Elect Karl Krapek
 
Mgmt
For
For
For
 
 
9
Elect Richard Myers
 
Mgmt
For
For
For
 
 
10
Elect Aulana Peters
 
Mgmt
For
For
For
 
 
11
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2011 Long-Term Incentive Stock Plan
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Novartis AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOVN
CINS H5820Q150
 
02/22/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
4
Ratification of Management and Board Acts
Mgmt
For
TNA
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
TNA
N/A
 
 
6
Compensation Policy
 
Mgmt
For
TNA
N/A
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
TNA
N/A
 
 
8
Re-elect Ann Fudge
 
Mgmt
For
TNA
N/A
 
 
9
Re-elect Pierre Landolt
 
Mgmt
For
TNA
N/A
 
 
10
Re-elect Ulrich Lehner
 
Mgmt
For
TNA
N/A
 
 
11
Elect Enrico Vanni
 
Mgmt
For
TNA
N/A
 
 
12
Appointment of Auditor
 
Mgmt
For
TNA
N/A
 
 
13
Transaction of Other Business
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Novartis AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOVN
CINS H5820Q150
 
04/08/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Special
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
3
Approval of Merger Agreement
 
Mgmt
For
TNA
N/A
 
 
4
Approval of Share Issuance
 
Mgmt
For
TNA
N/A
 
 
5
Additional and/or Counter-Proposals
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Novo Nordisk A/S
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOVO-B
CINS K7314N152
 
03/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Denmark
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Approve Fiscal 2010 Directors' Fees
Mgmt
For
For
For
 
 
6
Approve Fiscal 2011 Directors' Fees
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Elect Sten Scheibye
 
Mgmt
For
For
For
 
 
9
Elect Goran Ando
 
Mgmt
For
For
For
 
 
10
Elect Bruno Angelici
 
Mgmt
For
For
For
 
 
11
Elect Henrik Gurtler
 
Mgmt
For
For
For
 
 
12
Elect Thomas Koestler
 
Mgmt
For
For
For
 
 
13
Elect Kurt Anker Nielsen
 
Mgmt
For
For
For
 
 
14
Elect Hannu Ryopponen
 
Mgmt
For
For
For
 
 
15
Elect Jorgen Wedel
 
Mgmt
For
For
For
 
 
16
Election of Chairman
 
Mgmt
For
For
For
 
 
17
Election of Vice Chairman
 
Mgmt
For
For
For
 
 
18
Appointment of Auditor
 
Mgmt
For
For
For
 
 
19
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
20
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
21
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
22
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
23
Amendments to Articles Regarding Age Limit
Mgmt
For
For
For
 
 
24
Amendments to Incentive Compensation Guidelines
Mgmt
For
For
For
 
                 
                 
                 
                 
Nucor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NUE
CUSIP 670346105
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Peter Browning
 
Mgmt
For
For
For
 
 
1.2
Elect Victoria Haynes
 
Mgmt
For
For
For
 
 
1.3
Elect Christopher Kearney
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
5
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
NV Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NVE
CUSIP 67073Y106
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Joseph Anderson, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Glenn Christenson
 
Mgmt
For
For
For
 
 
1.3
Elect Brian Kennedy
 
Mgmt
For
For
For
 
 
1.4
Elect John O'Reilly
 
Mgmt
For
For
For
 
 
1.5
Elect Philip Satre
 
Mgmt
For
For
For
 
 
1.6
Elect Michael Yackira
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Amendment to the Executive Long-Term Incentive Plan
Mgmt
For
For
For
 
 
5
Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections
Mgmt
For
For
For
 
 
6
"Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions"
Mgmt
For
For
For
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
 
8
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
10
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Occidental Petroleum Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OXY
CUSIP 674599105
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Spencer Abraham
 
Mgmt
For
For
For
 
 
2
Elect Howard Atkins
 
Mgmt
For
For
For
 
 
3
Elect Stephen Chazen
 
Mgmt
For
For
For
 
 
4
Elect Edward Djerejian
 
Mgmt
For
For
For
 
 
5
Elect John Feick
 
Mgmt
For
For
For
 
 
6
Elect Margaret Foran
 
Mgmt
For
For
For
 
 
7
Elect Carlos Gutierrez
 
Mgmt
For
For
For
 
 
8
Elect Ray Irani
 
Mgmt
For
For
For
 
 
9
Elect Avedick Poladian
 
Mgmt
For
For
For
 
 
10
Elect Rodolfo Segovia
 
Mgmt
For
For
For
 
 
11
Elect Aziz Syriani
 
Mgmt
For
For
For
 
 
12
Elect Rosemary Tomich
 
Mgmt
For
For
For
 
 
13
Elect Walter Weisman
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
For
1 Year
N/A
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Oceaneering International, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OII
CUSIP 675232102
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect T. Jay Collins
 
Mgmt
For
For
For
 
 
1.2
Elect D. Michael Hughes
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Oracle Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ORCL
CUSIP 68389X105
 
10/06/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Berg
 
Mgmt
For
Withhold
Against
 
 
1.2
Elect H. Raymond Bingham
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Boskin
 
Mgmt
For
For
For
 
 
1.4
Elect Safra Catz
 
Mgmt
For
For
For
 
 
1.5
Elect Bruce Chizen
 
Mgmt
For
For
For
 
 
1.6
Elect George Conrades
 
Mgmt
For
For
For
 
 
1.7
Elect Lawrence Ellison
 
Mgmt
For
For
For
 
 
1.8
Elect Hector Garcia-Molina
 
Mgmt
For
For
For
 
 
1.9
Elect Jeffrey Henley
 
Mgmt
For
For
For
 
 
1.10
Elect Mark Hurd
 
Mgmt
For
Withhold
Against
 
 
1.11
Elect Donald Lucas
 
Mgmt
For
For
For
 
 
1.12
Elect Naomi Seligman
 
Mgmt
For
For
For
 
 
2
Executive Bonus Plan
 
Mgmt
For
Against
Against
 
 
3
Amendment to the 2000 Long-Term Equity Incentive Plan
Mgmt
For
Against
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
PACCAR Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCAR
CUSIP 693718108
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Fluke, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Kirk Hachigian
 
Mgmt
For
For
For
 
 
1.3
Elect Stephen Page
 
Mgmt
For
For
For
 
 
1.4
Elect Thomas Plimpton
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
4
Amendment to the Long Term Incentive Plan
Mgmt
For
For
For
 
 
5
Amendment to the Senior Executive Yearly Incentive Compensation Plan
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Parker-Hannifin Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PH
CUSIP 701094104
 
10/27/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Bohn
 
Mgmt
For
For
For
 
 
1.2
Elect Linda Harty
 
Mgmt
For
For
For
 
 
1.3
Elect William Kassling
 
Mgmt
For
For
For
 
 
1.4
Elect Robert Kohlhepp
 
Mgmt
For
For
For
 
 
1.5
Elect Klaus-Peter Muller
 
Mgmt
For
For
For
 
 
1.6
Elect Candy Obourn
 
Mgmt
For
For
For
 
 
1.7
Elect Joseph Scaminace
 
Mgmt
For
For
For
 
 
1.8
Elect Wolfgang Schmitt
 
Mgmt
For
For
For
 
 
1.9
Elect Ake Svensson
 
Mgmt
For
For
For
 
 
1.10
Elect Markos Tambakeras
 
Mgmt
For
For
For
 
 
1.11
Elect James Wainscott
 
Mgmt
For
For
For
 
 
1.12
Elect Donald Washkewicz
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2010 Performance Bonus Plan
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Independent Chairman
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Penn National Gaming, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PENN
CUSIP 707569109
 
06/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Peter Carlino
 
Mgmt
For
For
For
 
 
1.2
Elect Harold Cramer
 
Mgmt
For
For
For
 
 
1.3
Elect Saul Reibstein
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2008 Long Term Incentive Compensation Plan
Mgmt
For
Against
Against
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
PepsiCo, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PEP
CUSIP 713448108
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Shona Brown
 
Mgmt
For
For
For
 
 
2
Elect Ian Cook
 
Mgmt
For
For
For
 
 
3
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
4
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
5
Elect Ray Hunt
 
Mgmt
For
For
For
 
 
6
Elect Alberto Ibarguen
 
Mgmt
For
For
For
 
 
7
Elect Arthur Martinez
 
Mgmt
For
For
For
 
 
8
Elect Indra Nooyi
 
Mgmt
For
For
For
 
 
9
Elect Sharon Rockefeller
 
Mgmt
For
For
For
 
 
10
Elect James Schiro
 
Mgmt
For
For
For
 
 
11
Elect Lloyd Trotter
 
Mgmt
For
For
For
 
 
12
Elect Daniel Vasella
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
01/31/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger by Absorption
 
Mgmt
For
For
For
 
 
2
Amendments to Articles
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
04/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Amendments to Articles
 
Mgmt
For
For
For
 
 
2
Merger by Absorption
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Capital Expenditure Budget
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Election of Directors
 
Mgmt
For
For
For
 
 
5
Election of Chairman of the Board of Directors
Mgmt
For
For
For
 
 
6
Election of Supervisory Council Members
Mgmt
For
For
For
 
 
7
Remuneration Report
 
Mgmt
For
For
For
 
 
8
Capitalization of Reserves
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
08/12/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Ratification of Nomination of Appraiser for Treasury Notes
Mgmt
For
For
For
 
 
2
Valuation Method of Treasury Notes
Mgmt
For
For
For
 
 
3
Authority to Carry Out Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
12/07/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger Agreement with Marlim Participacoes SA
Mgmt
For
For
For
 
 
2
Merger Agreement with Nova Marlim Participacoes SA
Mgmt
For
For
For
 
 
3
Ratification of Appointment of Auditor
Mgmt
For
For
For
 
 
4
Valuation Reports
 
Mgmt
For
For
For
 
 
5
Merger by Absorption
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Pfizer Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PFE
CUSIP 717081103
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Dennis Ausiello
 
Mgmt
For
For
For
 
 
2
Elect Michael Brown
 
Mgmt
For
For
For
 
 
3
Elect M. Anthony Burns
 
Mgmt
For
For
For
 
 
4
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
5
Elect Frances Fergusson
 
Mgmt
For
For
For
 
 
6
Elect William Gray, III
 
Mgmt
For
For
For
 
 
7
Elect Constance Horner
 
Mgmt
For
For
For
 
 
8
Elect James Kilts
 
Mgmt
For
For
For
 
 
9
Elect George Lorch
 
Mgmt
For
For
For
 
 
10
Elect John Mascotte
 
Mgmt
For
For
For
 
 
11
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
12
Elect Ian Read
 
Mgmt
For
For
For
 
 
13
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
 
 
17
Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Lobbying Priorities Report
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding the Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Transparency in Animal Research
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
PG&E Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCG
CUSIP 69331C108
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Andrews
 
Mgmt
For
For
For
 
 
2
Elect Lewis Chew
 
Mgmt
For
For
For
 
 
3
Elect C. Lee Cox
 
Mgmt
For
For
For
 
 
4
Elect Peter Darbee
 
Mgmt
For
For
For
 
 
5
Elect Maryellen Herringer
 
Mgmt
For
For
For
 
 
6
Elect Roger Kimmel
 
Mgmt
For
For
For
 
 
7
Elect Richard Meserve
 
Mgmt
For
For
For
 
 
8
Elect Forrest Miller
 
Mgmt
For
For
For
 
 
9
Elect Rosendo Parra
 
Mgmt
For
For
For
 
 
10
Elect Barbara Rambo
 
Mgmt
For
For
For
 
 
11
Elect Barry Williams
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Philip Morris International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PM
CUSIP 718172109
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Harold Brown
 
Mgmt
For
For
For
 
 
2
Elect Mathis Cabiallavetta
 
Mgmt
For
For
For
 
 
3
Elect Louis Camilleri
 
Mgmt
For
For
For
 
 
4
Elect J. Dudley Fishburn
 
Mgmt
For
For
For
 
 
5
Elect Jennifer Li
 
Mgmt
For
For
For
 
 
6
Elect Graham Mackay
 
Mgmt
For
For
For
 
 
7
Elect Sergio Marchionne
 
Mgmt
For
For
For
 
 
8
Elect Lucio Noto
 
Mgmt
For
For
For
 
 
9
Elect Carlos Slim Helu
 
Mgmt
For
For
For
 
 
10
Elect Stephen Wolf
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
14
Shareholder proposal Regarding Food Insecurity and Tobacco Use
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Portugal Telecom SGPS SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PTC
CINS X6769Q104
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Portugal
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
7
Amendments to Articles
 
Mgmt
For
For
For
 
 
8
Authority to Repurchase and Re-Issue Shares
Mgmt
For
For
For
 
 
9
Authority to Issue Convertible Bonds
Mgmt
For
For
For
 
 
10
Suppression of Preemptive Rights
Mgmt
For
Against
Against
 
 
11
Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
12
Authority to Repurchase and Re-Issue Company Debt Instruments
Mgmt
For
For
For
 
 
13
Remuneration Report
 
Mgmt
For
For
For
 
 
14
Election of Directors
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Potash Corporation of Saskatchewan Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
POT
CUSIP 73755L107
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Christopher Burley
 
Mgmt
For
For
For
 
 
1.2
Elect William Doyle
 
Mgmt
For
For
For
 
 
1.3
Elect John Estey
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Hoffman
 
Mgmt
For
For
For
 
 
1.5
Elect Dallas Howe
 
Mgmt
For
For
For
 
 
1.6
Elect Alice Laberge
 
Mgmt
For
For
For
 
 
1.7
Elect Keith Martell
 
Mgmt
For
For
For
 
 
1.8
Elect Jeffrey McCaig
 
Mgmt
For
For
For
 
 
1.9
Elect Mary Mogford
 
Mgmt
For
For
For
 
 
1.10
Elect Paul Schoenhals
 
Mgmt
For
For
For
 
 
1.11
Elect E. Robert Stromberg
 
Mgmt
For
For
For
 
 
1.12
Elect Elena Viyella de Paliza
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
2011 Performance Option Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
PPG Industries, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PPG
CUSIP 693506107
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Angel
 
Mgmt
For
For
For
 
 
1.2
Elect Hugh Grant
 
Mgmt
For
For
For
 
 
1.3
Elect Michele Hooper
 
Mgmt
For
For
For
 
 
1.4
Elect Robert Mehrabian
 
Mgmt
For
For
For
 
 
2
Reapproval of Performance Goals Under the 2006 Omnibus Incentive Plan
Mgmt
For
For
For
 
 
3
Amendment to the 2006  Omnibus Incentive Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Shareholder Proposal Regarding Environmental Accountability Report
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
PPL Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PPL
CUSIP 69351T106
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Frederick Bernthal
 
Mgmt
For
For
For
 
 
1.2
Elect John Conway
 
Mgmt
For
For
For
 
 
1.3
Elect Steven Elliot
 
Mgmt
For
For
For
 
 
1.4
Elect Louise Goeser
 
Mgmt
For
For
For
 
 
1.5
Elect Stuart Graham
 
Mgmt
For
For
For
 
 
1.6
Elect Stuart Heydt
 
Mgmt
For
For
For
 
 
1.7
Elect James Miller
 
Mgmt
For
For
For
 
 
1.8
Elect Craig Rogerson
 
Mgmt
For
For
For
 
 
1.9
Elect Natica von Althann
 
Mgmt
For
For
For
 
 
1.10
Elect Keith Williamson
 
Mgmt
For
For
For
 
 
2
Short-term Incentive Plan
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Praxair, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PX
CUSIP 74005P104
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Angel
 
Mgmt
For
For
For
 
 
1.2
Elect Oscar Bernardes
 
Mgmt
For
For
For
 
 
1.3
Elect Nance Dicciani
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Galante
 
Mgmt
For
For
For
 
 
1.5
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.6
Elect Ira Hall
 
Mgmt
For
For
For
 
 
1.7
Elect Raymond LeBoeuf
 
Mgmt
For
For
For
 
 
1.8
Elect Larry McVay
 
Mgmt
For
For
For
 
 
1.9
Elect Wayne Smith
 
Mgmt
For
For
For
 
 
1.10
Elect Robert Wood
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Approval of Performance Goals Under the 162(m) Plan
Mgmt
For
For
For
 
 
5
Amendment to the 2009 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Precision Castparts Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCP
CUSIP 740189105
 
08/10/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Daniel Murphy
 
Mgmt
For
For
For
 
 
1.2
Elect Steven Rothmeier
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Wambold
 
Mgmt
For
For
For
 
 
1.4
Elect Timothy Wicks
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
QBE Insurance Group Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
QBE
CINS Q78063114
 
04/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Australia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Remuneration Report
 
Mgmt
For
For
For
 
 
3
Equity Grant (CEO Frank O'Halloran)
Mgmt
For
For
For
 
 
4
Approve Termination Benefits
 
Mgmt
For
For
For
 
 
5
Re-elect Charles Irby
 
Mgmt
For
For
For
 
 
6
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Rio Tinto plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RIO
CINS G75754104
 
04/14/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
Mgmt
For
For
For
 
 
3
Elect Tom Albanese
 
Mgmt
For
For
For
 
 
4
Elect Robert Brown
 
Mgmt
For
For
For
 
 
5
Elect Vivienne Cox
 
Mgmt
For
For
For
 
 
6
Elect Jan du Plessis
 
Mgmt
For
For
For
 
 
7
Elect Guy Elliott
 
Mgmt
For
For
For
 
 
8
Elect Michael Fitzpatrick
 
Mgmt
For
For
For
 
 
9
Elect Ann Godbehere
 
Mgmt
For
For
For
 
 
10
Elect Richard Goodmanson
 
Mgmt
For
For
For
 
 
11
Elect Andrew Gould
 
Mgmt
For
For
For
 
 
12
Elect Lord John Kerr of Kinlochard
Mgmt
For
For
For
 
 
13
Elect Paul Tellier
 
Mgmt
For
For
For
 
 
14
Elect Samuel Walsh
 
Mgmt
For
For
For
 
 
15
Elect Stephen Mayne
 
Mgmt
Against
Against
For
 
 
16
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
17
Amendment to the Performance Share Plan
Mgmt
For
For
For
 
 
18
Amendment to and Renewal of Share Ownership Plan
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Authority to Repurchase Rio Tinto plc Shares
Mgmt
For
For
For
 
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Rockwell Automation, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ROK
CUSIP 773903109
 
02/01/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Donald Parfet
 
Mgmt
For
For
For
 
 
1.2
Elect Steven Kalmanson
 
Mgmt
For
For
For
 
 
1.3
Elect James Keane
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Royal Dutch Shell plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RDSB
CUSIP 780259107
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
Mgmt
For
For
For
 
 
3
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
4
Elect Josef Ackermann
 
Mgmt
For
For
For
 
 
5
Elect Malcolm Brinded
 
Mgmt
For
For
For
 
 
6
Elect Guy Elliott
 
Mgmt
For
For
For
 
 
7
Elect Simon Henry
 
Mgmt
For
For
For
 
 
8
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Lord John Kerr of Kinlochard
Mgmt
For
For
For
 
 
10
Elect Gerard Kleisterlee
 
Mgmt
For
For
For
 
 
11
Elect Christine Morin-Postel
 
Mgmt
For
For
For
 
 
12
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
13
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
14
Elect Peter Voser
 
Mgmt
For
For
For
 
 
15
Elect Hans Wijers
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
21
Authorisation of Political Donations
Mgmt
For
For
For
 
                 
                 
                 
                 
Schlumberger Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SLB
CUSIP 806857108
 
04/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Philippe Camus
 
Mgmt
For
For
For
 
 
2
Elect Peter Currie
 
Mgmt
For
For
For
 
 
3
Elect Andrew Gould
 
Mgmt
For
For
For
 
 
4
Elect Tony Isaac
 
Mgmt
For
For
For
 
 
5
Elect K.V. Kamath
 
Mgmt
For
For
For
 
 
6
Elect Nikolay Kudryavtsev
 
Mgmt
For
For
For
 
 
7
Elect Adrian Lajous
 
Mgmt
For
For
For
 
 
8
Elect Michael Marks
 
Mgmt
For
For
For
 
 
9
Elect Elizabeth Moler
 
Mgmt
For
For
For
 
 
10
Elect Leo Reif
 
Mgmt
For
For
For
 
 
11
Elect Tore Sandvold
 
Mgmt
For
For
For
 
 
12
Elect Henri Seydoux
 
Mgmt
For
For
For
 
 
13
Elect Paal Kibsgaard
 
Mgmt
For
For
For
 
 
14
Elect Lubna Olayan
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
 
 
17
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
18
Amendements to Articles
 
Mgmt
For
For
For
 
 
19
Approval of Financial Statements and Dividends
Mgmt
For
For
For
 
 
20
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Schneider Electric SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SU
CINS F86921107
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Ratification of the Co-option of Anand Mahindra
Mgmt
For
Abstain
Against
 
 
9
Elect Betsy Atkins
 
Mgmt
For
For
For
 
 
10
Elect Jeong H. Kim
 
Mgmt
For
For
For
 
 
11
Elect Dominique Senequier
 
Mgmt
For
For
For
 
 
12
Directors' Fees
 
Mgmt
For
For
For
 
 
13
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
14
Amendment Regarding Director Age Limit
Mgmt
For
For
For
 
 
15
Amendment Regarding Censors
Mgmt
For
For
For
 
 
16
Stock Split
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
18
Authority to Increase Capital Through Capitalizations
Mgmt
For
For
For
 
 
19
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
20
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
21
Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind
Mgmt
For
Against
Against
 
 
22
Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
23
Authority to Grant Stock Options
Mgmt
For
For
For
 
 
24
Authority to Issue Restricted Shares
Mgmt
For
For
For
 
 
25
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
26
Authority to Increase Capital Under Foreign Employee Savings Plan
Mgmt
For
For
For
 
 
27
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
28
Authority to Carry Out Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
SHIRE PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SHP
CUSIP 82481R106
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
Mgmt
For
For
For
 
 
3
Elect Matthew Emmens
 
Mgmt
For
For
For
 
 
4
Elect Angus Russell
 
Mgmt
For
For
For
 
 
5
Elect Graham Hetherington
 
Mgmt
For
For
For
 
 
6
Elect David Kappler
 
Mgmt
For
For
For
 
 
7
Elect Patrick Langlois
 
Mgmt
For
For
For
 
 
8
Elect Jeffrey Leiden
 
Mgmt
For
For
For
 
 
9
Elect David Ginsburg
 
Mgmt
For
For
For
 
 
10
Elect Anne Minto
 
Mgmt
For
For
For
 
 
11
Appointment of Auditor
 
Mgmt
For
For
For
 
 
12
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
13
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
14
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
15
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
16
Adoption of New Articles
 
Mgmt
For
For
For
 
 
17
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Sigma-Aldrich Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SIAL
CUSIP 826552101
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Rebecca Bergman
 
Mgmt
For
For
For
 
 
2
Elect George Church
 
Mgmt
For
For
For
 
 
3
Elect David Harvey
 
Mgmt
For
For
For
 
 
4
Elect W. Lee McCollum
 
Mgmt
For
For
For
 
 
5
Elect Avi Nash
 
Mgmt
For
For
For
 
 
6
Elect Steven Paul
 
Mgmt
For
For
For
 
 
7
Elect J. Pedro Reinhard
 
Mgmt
For
For
For
 
 
8
Elect Rakesh Sachdev
 
Mgmt
For
For
For
 
 
9
Elect D. Dean Spatz
 
Mgmt
For
For
For
 
 
10
Elect Barrett Toan
 
Mgmt
For
For
For
 
 
11
Approval of the Material Terms of the Performance Criteria for Performance-Based Awards Under the 2003 Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Elimination of Supermajority Requirement to Amend, Alter, Change or Repeal Provisions in the Certificate of Incorporation
Mgmt
For
For
For
 
 
14
Elimination of Supermajority Requirement for Business Combinations
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Singapore Exchange Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
S68
CINS Y79946102
 
10/07/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Singapore
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Joseph Yuvaraj Pillay
 
Mgmt
For
For
For
 
 
4
Elect Robert Owen
 
Mgmt
For
For
For
 
 
5
Elect CHEW Choon Seng
 
Mgmt
For
For
For
 
 
6
Elect LOH Boon Chye
 
Mgmt
For
For
For
 
 
7
Elect NG Kee Choe
 
Mgmt
For
For
For
 
 
8
Elect Magnus Bocker
 
Mgmt
For
For
For
 
 
9
Directors' Fees for the Chairman
Mgmt
For
For
For
 
 
10
Directors' Fees
 
Mgmt
For
For
For
 
 
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
12
Elect Thaddeus Beczak
 
Mgmt
For
For
For
 
 
13
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
14
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
16
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
18
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Singapore Exchange Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
S68
CINS Y79946102
 
10/07/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Singapore
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Authority to Repurchase Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
Softbank Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
9984
CINS J75963108
 
06/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
Against
Against
 
 
4
Elect Masayoshi Son
 
Mgmt
For
For
For
 
 
5
Elect Ken Miyauchi
 
Mgmt
For
For
For
 
 
6
Elect Kazuhiko Kasai
 
Mgmt
For
For
For
 
 
7
Elect Masahiro Inoue
 
Mgmt
For
For
For
 
 
8
Elect Ronald Fisher
 
Mgmt
For
For
For
 
 
9
Elect Yun Mah
 
Mgmt
For
For
For
 
 
10
Elect Tadashi Yanai
 
Mgmt
For
For
For
 
 
11
Elect Mark Schwartz
 
Mgmt
For
For
For
 
 
12
Elect Sunil Bharti Mittal
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Starbucks Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SBUX
CUSIP 855244109
 
03/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Howard Schultz
 
Mgmt
For
For
For
 
 
2
Elect William Bradley
 
Mgmt
For
For
For
 
 
3
Elect Mellody Hobson
 
Mgmt
For
For
For
 
 
4
Elect Kevin Johnson
 
Mgmt
For
For
For
 
 
5
Elect Olden Lee
 
Mgmt
For
For
For
 
 
6
Elect Sheryl Sandberg
 
Mgmt
For
For
For
 
 
7
Elect James Shennan, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Javier Teruel
 
Mgmt
For
For
For
 
 
9
Elect Myron Ullman III
 
Mgmt
For
For
For
 
 
10
Elect Craig Weatherup
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan
Mgmt
For
For
For
 
 
14
Amendment to the 2005 Long-Term Equity Incentive Plan
Mgmt
For
Against
Against
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Steel Dynamics, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STLD
CUSIP 858119100
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Keith Busse
 
Mgmt
For
For
For
 
 
1.2
Elect Mark Millett
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Teets, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect John Bates
 
Mgmt
For
For
For
 
 
1.5
Elect Frank Byrne
 
Mgmt
For
For
For
 
 
1.6
Elect Paul Edgerley
 
Mgmt
For
For
For
 
 
1.7
Elect Richard Freeland
 
Mgmt
For
For
For
 
 
1.8
Elect Jurgen Kolb
 
Mgmt
For
For
For
 
 
1.9
Elect James Marcuccilli
 
Mgmt
For
For
For
 
 
1.10
Elect Joseph Ruffolo
 
Mgmt
For
For
For
 
 
1.11
Elect Gabriel Shaheen
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Transaction of Other Business
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Stericycle, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SRCL
CUSIP 858912108
 
05/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mark Miller
 
Mgmt
For
For
For
 
 
2
Elect Jack Schuler
 
Mgmt
For
For
For
 
 
3
Elect Thomas Brown
 
Mgmt
For
For
For
 
 
4
Elect Rod Dammeyer
 
Mgmt
For
For
For
 
 
5
Elect William Hall
 
Mgmt
For
For
For
 
 
6
Elect Jonathan Lord
 
Mgmt
For
For
For
 
 
7
Elect John Patience
 
Mgmt
For
For
For
 
 
8
Elect James Reid-Anderson
 
Mgmt
For
For
For
 
 
9
Elect Ronald Spaeth
 
Mgmt
For
For
For
 
 
10
2011 Incentive Stock Plan
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Strayer Education, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STRA
CUSIP 863236105
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Silberman
 
Mgmt
For
For
For
 
 
2
Elect David Coulter
 
Mgmt
For
For
For
 
 
3
Elect Charlotte Beason
 
Mgmt
For
For
For
 
 
4
Elect William Brock
 
Mgmt
For
For
For
 
 
5
Elect John Casteen III
 
Mgmt
For
For
For
 
 
6
Elect Robert Grusky
 
Mgmt
For
For
For
 
 
7
Elect Robert Johnson
 
Mgmt
For
For
For
 
 
8
Elect Todd Milano
 
Mgmt
For
For
For
 
 
9
Elect G. Thomas Waite, III
 
Mgmt
For
For
For
 
 
10
Elect J. David Wargo
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
2011 Equity Compensation Plan
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Stryker Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SYK
CUSIP 863667101
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Howard Cox, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Srikant Datar
 
Mgmt
For
For
For
 
 
1.3
Elect Roch Doliveux
 
Mgmt
For
For
For
 
 
1.4
Elect Louis Francesconi
 
Mgmt
For
For
For
 
 
1.5
Elect Allan Golston
 
Mgmt
For
For
For
 
 
1.6
Elect Howard Lance
 
Mgmt
For
For
For
 
 
1.7
Elect Stephen MacMillan
 
Mgmt
For
For
For
 
 
1.8
Elect William Parfet
 
Mgmt
For
For
For
 
 
1.9
Elect Ronda Stryker
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2011 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
4
2011 Performance Incentive Award Plan
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Subsea 7 S.A. (fka Acergy S.A.)
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SUBC
CINS L8882U106
 
05/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Luxembourg
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Presentation of Accounts and Reports
Mgmt
For
For
For
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
7
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Suez Environnement SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SEV
CINS F4984P118
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Form of Dividend Payment
 
Mgmt
For
For
For
 
 
8
Related Party Transactions
 
Mgmt
For
For
For
 
 
9
Relocation of Company Headquarters
Mgmt
For
For
For
 
 
10
Ratification of the Co-option of Penelope Chalmers Small
Mgmt
For
For
For
 
 
11
Elect Valerie Bernis
 
Mgmt
For
For
For
 
 
12
Elect Nicolas Bazire
 
Mgmt
For
For
For
 
 
13
Elect Jean-Francois Cirelli
 
Mgmt
For
For
For
 
 
14
Elect Lorenz d'Este
 
Mgmt
For
For
For
 
 
15
Elect Gerard Lamarche
 
Mgmt
For
For
For
 
 
16
Elect Olivier Pirotte
 
Mgmt
For
For
For
 
 
17
Authority to Trade in Company Stock
Mgmt
For
For
For
 
 
18
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
19
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
20
Authority to Carry Out Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
Suncor Energy Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SU
CUSIP 867224107
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mel Benson
 
Mgmt
For
For
For
 
 
1.2
Elect Dominic D'Alessandro
 
Mgmt
For
For
For
 
 
1.3
Elect John Ferguson
 
Mgmt
For
For
For
 
 
1.4
Elect W. Douglas Ford
 
Mgmt
For
For
For
 
 
1.5
Elect Richard George
 
Mgmt
For
For
For
 
 
1.6
Elect Paul Haseldonckx
 
Mgmt
For
For
For
 
 
1.7
Elect John Huff
 
Mgmt
For
For
For
 
 
1.8
Elect Jacques Lamarre
 
Mgmt
For
For
For
 
 
1.9
Elect Brian MacNeill
 
Mgmt
For
For
For
 
 
1.10
Elect Maureen McCaw
 
Mgmt
For
For
For
 
 
1.11
Elect Michael O'Brien
 
Mgmt
For
For
For
 
 
1.12
Elect James Simpson
 
Mgmt
For
For
For
 
 
1.13
Elect Eira Thomas
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Suntrust Banks, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STI
CUSIP 867914103
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Beall II
 
Mgmt
For
For
For
 
 
2
Elect Alston Correll
 
Mgmt
For
For
For
 
 
3
Elect Jeffrey Crowe
 
Mgmt
For
For
For
 
 
4
Elect Blake Garrett, Jr.
 
Mgmt
For
For
For
 
 
5
Elect David Hughes
 
Mgmt
For
For
For
 
 
6
Elect M. Douglas Ivester
 
Mgmt
For
For
For
 
 
7
Elect J. Hicks Lanier
 
Mgmt
For
For
For
 
 
8
Elect Kyle Legg
 
Mgmt
For
For
For
 
 
9
Elect William Linnenbringer
 
Mgmt
For
For
For
 
 
10
Elect G. Gilmer Minor III
 
Mgmt
For
For
For
 
 
11
Elect Frank Royal
 
Mgmt
For
For
For
 
 
12
Elect Thomas Watjen
 
Mgmt
For
For
For
 
 
13
Elect James Wells III
 
Mgmt
For
For
For
 
 
14
Elect Phail Wynn, Jr.
 
Mgmt
For
For
For
 
 
15
Amendment to 2009 Stock Plan
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
18
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
19
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Syngenta AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SYNN
CINS H84140112
 
04/19/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
4
Compensation Report
 
Mgmt
For
TNA
N/A
 
 
5
Ratification of Board and Management Acts
Mgmt
For
TNA
N/A
 
 
6
Cancellation of Shares
 
Mgmt
For
TNA
N/A
 
 
7
Allocation of Profits
 
Mgmt
For
TNA
N/A
 
 
8
Dividend Distribution from Reserves
Mgmt
For
TNA
N/A
 
 
9
Elect Martin Taylor
 
Mgmt
For
TNA
N/A
 
 
10
Elect Peter Thompson
 
Mgmt
For
TNA
N/A
 
 
11
Elect Rolf Watter
 
Mgmt
For
TNA
N/A
 
 
12
Elect Felix Weber
 
Mgmt
For
TNA
N/A
 
 
13
Appointment of Auditor
 
Mgmt
For
TNA
N/A
 
 
14
Transaction of Other Business
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Synovus Financial Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SNV
CUSIP 87161C105
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Catherine Allen
 
Mgmt
For
For
For
 
 
2
Elect Richard Anthony
 
Mgmt
For
For
For
 
 
3
Elect James Blanchard
 
Mgmt
For
For
For
 
 
4
Elect Richard Bradley
 
Mgmt
For
For
For
 
 
5
Elect Frank Brumley
 
Mgmt
For
For
For
 
 
6
Elect Elizabeth Camp
 
Mgmt
For
For
For
 
 
7
Elect T. Michael Goodrich
 
Mgmt
For
For
For
 
 
8
Elect V. Nathaniel Hansford
 
Mgmt
For
For
For
 
 
9
Elect Mason Lampton
 
Mgmt
For
For
For
 
 
10
Elect H. Lynn Page
 
Mgmt
For
For
For
 
 
11
Elect Joseph Prochaska, Jr.
 
Mgmt
For
For
For
 
 
12
Elect J. Neal Purcell
 
Mgmt
For
For
For
 
 
13
Elect Kessel Stelling, Jr.
 
Mgmt
For
For
For
 
 
14
Elect Melvin Stith
 
Mgmt
For
For
For
 
 
15
Elect Philip Tomlinson
 
Mgmt
For
For
For
 
 
16
Elect James Yancey
 
Mgmt
For
For
For
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
18
Ratification of 2010 Tax Benefits Preservation Plan
Mgmt
For
For
For
 
 
19
2011 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
20
2011 Director Stock Purchase Plan
Mgmt
For
For
For
 
 
21
Ratification of Auditor
 
Mgmt
For
For
For
 
 
22
Are you the beneficial owner, in all capacities, of more than 1,139,063 shares of Synovus common stock? If you answered No to question 7A, do not answer question 7B or 7C your shares represented by the proxy are entitled to ten votes per share
Mgmt
N/A
N/A
N/A
 
 
23
If your answer to question 7A was Yes, have you acquired more than 1,139,063 shares of Synovus common stock since February 17, 2007 (including shares received as a stock dividend)? If you answered No, to question 7B, do not answer question 7C. Shares represented by the proxy are entitled to ten votes per share
Mgmt
N/A
N/A
N/A
 
                 
                 
                 
                 
Taiwan Semiconductor Manufacturing
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
2330
CUSIP 874039100
 
06/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
Mgmt
For
For
For
 
 
4
Approve Spin-off
 
Mgmt
For
For
For
 
 
5.1
Elect Gregory C. Chow
 
Mgmt
For
For
For
 
 
5.2
Elect Kok-Choo Chen
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Taiwan Semiconductor Manufacturing
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
2330
CINS Y84629107
 
06/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Taiwan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
Mgmt
For
For
For
 
 
7
Approve Spin-off
 
Mgmt
For
For
For
 
 
8
Elect Gregory C. Chow
 
Mgmt
For
For
For
 
 
9
Elect Kok-Choo Chen
 
Mgmt
For
For
For
 
 
10
Extraordinary motions
 
Mgmt
For
Abstain
Against
 
 
11
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
12
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
13
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Talisman Energy Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TLM
CUSIP 87425E103
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Christiane Bergevin
 
Mgmt
For
For
For
 
 
1.2
Elect Donald Carty
 
Mgmt
For
For
For
 
 
1.3
Elect William Dalton
 
Mgmt
For
For
For
 
 
1.4
Elect Kevin Dunne
 
Mgmt
For
For
For
 
 
1.5
Elect Harold Kvisle
 
Mgmt
For
For
For
 
 
1.6
Elect John Manzoni
 
Mgmt
For
For
For
 
 
1.7
Elect Lisa Stewart
 
Mgmt
For
For
For
 
 
1.8
Elect Peter Tomsett
 
Mgmt
For
For
For
 
 
1.9
Elect Charles Williamson
 
Mgmt
For
For
For
 
 
1.10
Elect Charles Winograd
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to Shareholder Rights' Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Technip
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEC
CINS F90676101
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Ratification of the Co-Option of Marie-Ange Debon
Mgmt
For
For
For
 
 
9
Elect Thierry Pilenko
 
Mgmt
For
For
For
 
 
10
Elect Olivier Appert
 
Mgmt
For
For
For
 
 
11
Elect Pascal Colombani
 
Mgmt
For
For
For
 
 
12
Elect John O'Leary
 
Mgmt
For
For
For
 
 
13
Elect C. Maury Devine
 
Mgmt
For
For
For
 
 
14
Elect Leticia Costa
 
Mgmt
For
For
For
 
 
15
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
16
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
17
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
19
Authority to Issue Restricted Shares
Mgmt
For
For
For
 
 
20
Authority to Issue Restricted Shares to Executives
Mgmt
For
For
For
 
 
21
Authority to Grant Stock Options
Mgmt
For
For
For
 
 
22
Authority to Grant Stock Options to Chairman/CEO and executives
Mgmt
For
For
For
 
 
23
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
24
Authority to Carry Out Formalities
Mgmt
For
For
For
 
 
25
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Telekom Austria AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TKA
CINS A8502A102
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Austria
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Presentation of Accounts and Reports
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
4
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
5
Supervisory Board Members' Fees
Mgmt
For
For
For
 
 
6
Appointment of Auditor
 
Mgmt
For
For
For
 
 
7
Election of Supervisory Board Members
Mgmt
For
For
For
 
 
8
Presentation of Share Repurchase Report
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
10
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
                 
                 
Tenaris S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEN
CUSIP 88031M109
 
06/01/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Presentation of Accounts and Reports
Mgmt
For
For
For
 
 
2
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
6
Election of Directors
 
Mgmt
For
For
For
 
 
7
Directors' Fees
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
9
Electronic Communications
 
Mgmt
For
For
For
 
 
10
Amendments to Articles
 
Mgmt
For
For
For
 
 
11
Amendment Regarding Date of the Annual General Meeting
Mgmt
For
For
For
 
                 
                 
                 
                 
Texas Instruments Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TXN
CUSIP 882508104
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ralph Babb, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Daniel Carp
 
Mgmt
For
For
For
 
 
3
Elect Carrie Cox
 
Mgmt
For
For
For
 
 
4
Elect Stephen MacMillan
 
Mgmt
For
For
For
 
 
5
Elect Pamela Patsley
 
Mgmt
For
For
For
 
 
6
Elect Robert Sanchez
 
Mgmt
For
For
For
 
 
7
Elect Wayne Sanders
 
Mgmt
For
For
For
 
 
8
Elect Ruth Simmons
 
Mgmt
For
For
For
 
 
9
Elect Richard Templeton
 
Mgmt
For
For
For
 
 
10
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
The Bank of New York Mellon Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BK
CUSIP 064058100
 
04/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ruth Bruch
 
Mgmt
For
For
For
 
 
2
Elect Nicholas Donofrio
 
Mgmt
For
For
For
 
 
3
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
4
Elect Edmund Kelly
 
Mgmt
For
For
For
 
 
5
Elect Robert Kelly
 
Mgmt
For
For
For
 
 
6
Elect Richard Kogan
 
Mgmt
For
For
For
 
 
7
Elect Michael Kowalski
 
Mgmt
For
For
For
 
 
8
Elect John Luke, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Mark Nordenberg
 
Mgmt
For
For
For
 
 
10
Elect Catherine Rein
 
Mgmt
For
For
For
 
 
11
Elect William Richardson
 
Mgmt
For
For
For
 
 
12
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
13
Elect John Surma
 
Mgmt
For
For
For
 
 
14
Elect Wesley von Schack
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
17
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
18
Amendment to the Executive Incentive Compensation Plan
Mgmt
For
Against
Against
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
 
20
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
The Boeing Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BA
CUSIP 097023105
 
05/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Bryson
 
Mgmt
For
For
For
 
 
2
Elect David Calhoun
 
Mgmt
For
For
For
 
 
3
Elect Arthur Collins, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Linda Cook
 
Mgmt
For
For
For
 
 
5
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
6
Elect Edmund Giambastiani, Jr.
Mgmt
For
For
For
 
 
7
Elect Edward Liddy
 
Mgmt
For
For
For
 
 
8
Elect John McDonnell
 
Mgmt
For
For
For
 
 
9
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Susan Schwab
 
Mgmt
For
For
For
 
 
11
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
12
Elect Mike Zafirovski
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
The Dow Chemical Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DOW
CUSIP 260543103
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Arnold Allemang
 
Mgmt
For
For
For
 
 
2
Elect Jacqueline Barton
 
Mgmt
For
For
For
 
 
3
Elect James Bell
 
Mgmt
For
For
For
 
 
4
Elect Jeff Fettig
 
Mgmt
For
For
For
 
 
5
Elect Barbara Franklin
 
Mgmt
For
For
For
 
 
6
Elect Jennifer Granholm
 
Mgmt
For
For
For
 
 
7
Elect John Hess
 
Mgmt
For
For
For
 
 
8
Elect Andrew Liveris
 
Mgmt
For
For
For
 
 
9
Elect Paul Polman
 
Mgmt
For
For
For
 
 
10
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
11
Elect James Ringler
 
Mgmt
For
For
For
 
 
12
Elect Ruth Shaw
 
Mgmt
For
For
For
 
 
13
Elect Paul Stern
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
The Dun & Bradstreet Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DNB
CUSIP 26483E100
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Naomi Seligman
 
Mgmt
For
For
For
 
 
2
Elect Michael Winkler
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Amendment to the Covered Employee Incentive Plan
Mgmt
For
Against
Against
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
8
Repeal of Classified Board
 
Mgmt
For
For
For
 
                 
                 
                 
                 
The Goldman Sachs Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GS
CUSIP 38141G104
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lloyd Blankfein
 
Mgmt
For
For
For
 
 
2
Elect John Bryan
 
Mgmt
For
For
For
 
 
3
Elect Gary Cohn
 
Mgmt
For
For
For
 
 
4
Elect Claes Dahlback
 
Mgmt
For
For
For
 
 
5
Elect Stephen Friedman
 
Mgmt
For
For
For
 
 
6
Elect William George
 
Mgmt
For
For
For
 
 
7
Elect James Johnson
 
Mgmt
For
For
For
 
 
8
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
9
Elect Lakshmi Mittal
 
Mgmt
For
For
For
 
 
10
Elect James Schiro
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Report on Compensation
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Report on Climate Change
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
The Home Depot, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HD
CUSIP 437076102
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
2
Elect Francis Blake
 
Mgmt
For
For
For
 
 
3
Elect Ari Bousbib
 
Mgmt
For
For
For
 
 
4
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
5
Elect J. Frank Brown
 
Mgmt
For
For
For
 
 
6
Elect Albert Carey
 
Mgmt
For
For
For
 
 
7
Elect Armando Codina
 
Mgmt
For
For
For
 
 
8
Elect Bonnie Hill
 
Mgmt
For
For
For
 
 
9
Elect Karen Katen
 
Mgmt
For
For
For
 
 
10
Elect Ronald Sargent
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
14
Restoration of Written Consent
 
Mgmt
For
For
For
 
 
15
SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
17
SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
The McGraw-Hill Companies, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MHP
CUSIP 580645109
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Pedro Aspe
 
Mgmt
For
For
For
 
 
2
Elect Sir Winfried Bischoff
 
Mgmt
For
For
For
 
 
3
Elect Douglas Daft
 
Mgmt
For
For
For
 
 
4
Elect Willaim Green
 
Mgmt
For
For
For
 
 
5
Elect Linda Lorimer
 
Mgmt
For
For
For
 
 
6
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
7
Elect Robert McGraw
 
Mgmt
For
For
For
 
 
8
Elect Hilda Ochoa-Brillembourg
Mgmt
For
For
For
 
 
9
Elect Sir Michael Rake
 
Mgmt
For
For
For
 
 
10
Elect Edward Rust, Jr.
 
Mgmt
For
For
For
 
 
11
Elect Kurt Schmoke
 
Mgmt
For
For
For
 
 
12
Elect Sidney Taurel
 
Mgmt
For
For
For
 
 
13
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
The Mosaic Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MOS
CUSIP 61945A107
 
10/07/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Graber
 
Mgmt
For
For
For
 
 
1.2
Elect Emery Koenig
 
Mgmt
For
For
For
 
 
1.3
Elect Sergio Rial
 
Mgmt
For
For
For
 
 
1.4
Elect David Seaton
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
The PNC Financial Services Group, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PNC
CUSIP 693475105
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Berndt
 
Mgmt
For
For
For
 
 
2
Elect Charles Bunch
 
Mgmt
For
For
For
 
 
3
Elect Paul Chellgren
 
Mgmt
For
For
For
 
 
4
Elect Kay James
 
Mgmt
For
For
For
 
 
5
Elect Richard Kelson
 
Mgmt
For
For
For
 
 
6
Elect Bruce Lindsay
 
Mgmt
For
For
For
 
 
7
Elect Anthony Massaro
 
Mgmt
For
For
For
 
 
8
Elect Jane Pepper
 
Mgmt
For
For
For
 
 
9
Elect James Rohr
 
Mgmt
For
For
For
 
 
10
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
11
Elect Lorene Steffes
 
Mgmt
For
For
For
 
 
12
Elect Dennis Strigl
 
Mgmt
For
For
For
 
 
13
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
14
Elect George Walls, Jr.
 
Mgmt
For
For
For
 
 
15
Elect Helge Wehmeier
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Amendment to the 2006 Incentive Award Plan
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
The Procter & Gamble Company
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PG
CUSIP 742718109
 
10/12/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Angela Braly
 
Mgmt
For
For
For
 
 
2
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
3
Elect Scott Cook
 
Mgmt
For
For
For
 
 
4
Elect Rajat Gupta
 
Mgmt
For
For
For
 
 
5
Elect Robert McDonald
 
Mgmt
For
For
For
 
 
6
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Johnathan Rodgers
 
Mgmt
For
For
For
 
 
8
Elect Mary Wilderotter
 
Mgmt
For
For
For
 
 
9
Elect Patricia Woertz
 
Mgmt
For
For
For
 
 
10
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
The Walt Disney Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DIS
CUSIP 254687106
 
03/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Susan Arnold
 
Mgmt
For
For
For
 
 
2
Elect John Bryson
 
Mgmt
For
For
For
 
 
3
Elect John Chen
 
Mgmt
For
For
For
 
 
4
Elect Judith Estrin
 
Mgmt
For
For
For
 
 
5
Elect Robert Iger
 
Mgmt
For
For
For
 
 
6
Elect Steven Jobs
 
Mgmt
For
For
For
 
 
7
Elect Fred Langhammer
 
Mgmt
For
Against
Against
 
 
8
Elect Aylwin Lewis
 
Mgmt
For
For
For
 
 
9
Elect Monica Lozano
 
Mgmt
For
For
For
 
 
10
Elect Robert Matschullat
 
Mgmt
For
For
For
 
 
11
Elect John Pepper, Jr.
 
Mgmt
For
For
For
 
 
12
Elect Sheryl Sandberg
 
Mgmt
For
For
For
 
 
13
Elect Orin Smith
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
2011 Stock Incentive Plan
 
Mgmt
For
Against
Against
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
18
Shareholder Proposal Regarding One Test Performance Assessment
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Time Warner Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWX
CUSIP 887317303
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Barksdale
 
Mgmt
For
For
For
 
 
2
Elect William Barr
 
Mgmt
For
For
For
 
 
3
Elect Jeffrey Bewkes
 
Mgmt
For
For
For
 
 
4
Elect Stephen Bollenbach
 
Mgmt
For
For
For
 
 
5
Elect Frank Caufield
 
Mgmt
For
For
For
 
 
6
Elect Robert Clark
 
Mgmt
For
For
For
 
 
7
Elect Mathias Dopfner
 
Mgmt
For
For
For
 
 
8
Elect Jessica Einhorn
 
Mgmt
For
For
For
 
 
9
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
10
Elect Michael Miles
 
Mgmt
For
For
For
 
 
11
Elect Kenneth Novack
 
Mgmt
For
For
For
 
 
12
Elect Paul Wachter
 
Mgmt
For
For
For
 
 
13
Elect Deborah Wright
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
17
Elimination of Absolute Majority Voting Requirement
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Tingyi (Cayman Islands) Holdings Corp.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
322
CINS G8878S103
 
06/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Cayman Islands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Elect RYO Yoshizawa
 
Mgmt
For
For
For
 
 
6
Elect WU Chung-Yi
 
Mgmt
For
For
For
 
 
7
Elect Junichiro IDA
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
9
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
10
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
11
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
 
12
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Tingyi (Cayman Islands) Holdings Corp.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
322
CINS G8878S103
 
11/11/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Cayman Islands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
TZCI Supply Agreement and Annual Caps
Mgmt
For
For
For
 
 
3
TFS Supply Agreement and Annual Caps
Mgmt
For
For
For
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Total SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FP
CINS F92124100
 
05/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Related Party Transactions
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
10
Elect Patricia Barbizet
 
Mgmt
For
For
For
 
 
11
Elect Paul Desmarais, Jr.
 
Mgmt
For
For
For
 
 
12
Elect Claude Mandil
 
Mgmt
For
For
For
 
 
13
Elect Marie-Christine Coisne
 
Mgmt
For
For
For
 
 
14
Elect Barbara Kux
 
Mgmt
For
For
For
 
 
15
Authority to Issue Restricted Shares
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Share Ownership Disclosure
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Travelers Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TRV
CUSIP 89417E109
 
05/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alan Beller
 
Mgmt
For
For
For
 
 
2
Elect John Dasburg
 
Mgmt
For
For
For
 
 
3
Elect Janet Dolan
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
5
Elect Jay Fishman
 
Mgmt
For
For
For
 
 
6
Elect Lawrence Graev
 
Mgmt
For
For
For
 
 
7
Elect Patricia Higgins
 
Mgmt
For
For
For
 
 
8
Elect Thomas Hodgson
 
Mgmt
For
For
For
 
 
9
Elect Cleve Killingsworth, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
11
Elect Laurie Thomsen
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
                 
                 
Tyco Electronics Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEL
CUSIP H8912P106
 
03/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Pierre Brondeau
 
Mgmt
For
For
For
 
 
2
Elect Juergen Gromer
 
Mgmt
For
For
For
 
 
3
Elect Robert Hernandez
 
Mgmt
For
For
For
 
 
4
Elect Thomas Lynch
 
Mgmt
For
For
For
 
 
5
Elect Daniel Phelan
 
Mgmt
For
For
For
 
 
6
Elect Frederic Poses
 
Mgmt
For
For
For
 
 
7
Elect Lawrence Smith
 
Mgmt
For
For
For
 
 
8
Elect Paula Sneed
 
Mgmt
For
For
For
 
 
9
Elect David Steiner
 
Mgmt
For
For
For
 
 
10
Elect John Van Scoter
 
Mgmt
For
For
For
 
 
11
2010 Annual Report
 
Mgmt
For
For
For
 
 
12
Statutory Financial Statements
 
Mgmt
For
For
For
 
 
13
Consolidated Financial Statements
Mgmt
For
For
For
 
 
14
Release Board of Directors and Executive Officers
Mgmt
For
For
For
 
 
15
Deloitte & Touche
 
Mgmt
For
For
For
 
 
16
Deloitte AG, Zurich
 
Mgmt
For
For
For
 
 
17
PricewaterhouseCoopers AG, Zurich
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
For
3 Years
N/A
 
 
20
Dividend Payment/Reduction of Par Value
Mgmt
For
For
For
 
 
21
Change in Company Name
 
Mgmt
For
For
For
 
 
22
Renewal of Authorized Capital
 
Mgmt
For
For
For
 
 
23
Reduction of Share Capital Under the Share Repurchase Program
Mgmt
For
For
For
 
 
24
Share Repurchase Program
 
Mgmt
For
For
For
 
 
25
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco International Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TYC
CUSIP H89128104
 
03/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
3.1
Elect Edward Breen
 
Mgmt
For
For
For
 
 
3.2
Elect Michael Daniels
 
Mgmt
For
For
For
 
 
3.3
Elect Timothy Donahue
 
Mgmt
For
For
For
 
 
3.4
Elect Brian Duperreault
 
Mgmt
For
For
For
 
 
3.5
Elect Bruce Gordon
 
Mgmt
For
For
For
 
 
3.6
Elect Rajiv Gupta
 
Mgmt
For
For
For
 
 
3.7
Elect John Krol
 
Mgmt
For
For
For
 
 
3.8
Elect Brendan O'Neill
 
Mgmt
For
For
For
 
 
3.9
Elect Dinesh Paliwal
 
Mgmt
For
For
For
 
 
3.10
Elect William Stavropoulos
 
Mgmt
For
For
For
 
 
3.11
Elect Sandra Wijnberg
 
Mgmt
For
For
For
 
 
3.12
Elect R. David Yost
 
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
 
5
Appointment of Auditor
 
Mgmt
For
For
For
 
 
6
Appointment of Special Auditor
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Approval of Ordinary Cash Dividend
Mgmt
For
For
For
 
 
9
Renewal of Authorized Share Capital
Mgmt
For
For
For
 
 
10
Cancellation of Repurchased Treasury Shares
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
U.S. Bancorp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
USB
CUSIP 902973304
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Douglas Baker, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Y. Marc Belton
 
Mgmt
For
For
For
 
 
3
Elect Victoria Buyniski Gluckman
Mgmt
For
For
For
 
 
4
Elect Arthur Collins, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Richard Davis
 
Mgmt
For
For
For
 
 
6
Elect Joel Johnson
 
Mgmt
For
For
For
 
 
7
Elect Olivia Kirtley
 
Mgmt
For
For
For
 
 
8
Elect Jerry Levin
 
Mgmt
For
For
For
 
 
9
Elect David O'Maley
 
Mgmt
For
For
For
 
 
10
Elect O'Dell Owens
 
Mgmt
For
For
For
 
 
11
Elect Richard Reiten
 
Mgmt
For
For
For
 
 
12
Elect Craig Schnuck
 
Mgmt
For
For
For
 
 
13
Elect Patrick Stokes
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
17
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Unilever N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNA
CINS N8981F271
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
3
Ratification of Executive Directors' Acts
Mgmt
For
For
For
 
 
4
Ratification of Non-Executive Directors' Acts
Mgmt
For
For
For
 
 
5
Elect Paul Polman
 
Mgmt
For
For
For
 
 
6
Elect Jean-Marc Huet
 
Mgmt
For
For
For
 
 
7
Elect Louise Fresco
 
Mgmt
For
For
For
 
 
8
Elect Ann Fudge
 
Mgmt
For
For
For
 
 
9
Elect Charles Golden
 
Mgmt
For
For
For
 
 
10
Elect Byron Grote
 
Mgmt
For
For
For
 
 
11
Elect Hixonia Nyasulu
 
Mgmt
For
For
For
 
 
12
Elect Malcolm Rifkind
 
Mgmt
For
For
For
 
 
13
Elect Kees Storm
 
Mgmt
For
For
For
 
 
14
Elect Michael Treschow
 
Mgmt
For
For
For
 
 
15
Elect Paul Walsh
 
Mgmt
For
For
For
 
 
16
Elect Sunil Bharti Mittal
 
Mgmt
For
For
For
 
 
17
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
18
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Union Pacific Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNP
CUSIP 907818108
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Andrew Card, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Thomas Donohue
 
Mgmt
For
For
For
 
 
4
Elect Archie Dunham
 
Mgmt
For
For
For
 
 
5
Elect Judith Richards Hope
 
Mgmt
For
For
For
 
 
6
Elect Charles Krulak
 
Mgmt
For
For
For
 
 
7
Elect Michael McCarthy
 
Mgmt
For
For
For
 
 
8
Elect Michael McConnell
 
Mgmt
For
For
For
 
 
9
Elect Thomas McLarty III
 
Mgmt
For
For
For
 
 
10
Elect Steven Rogel
 
Mgmt
For
For
For
 
 
11
Elect Jose Villarreal
 
Mgmt
For
For
For
 
 
12
Elect James Young
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Actions adversely affecting preferred stock
Mgmt
For
For
For
 
 
17
Removal of directors
 
Mgmt
For
For
For
 
 
18
Changing the authorized amount of capital stock.
Mgmt
For
For
For
 
 
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
United Overseas Bank Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
U11
CINS V96194127
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Singapore
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Directors' Fees
 
Mgmt
For
For
For
 
 
4
Fees to WEE Cho Yaw
 
Mgmt
For
For
For
 
 
5
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
6
Elect WEE Ee Cheong
 
Mgmt
For
For
For
 
 
7
Elect Franklin Lavin
 
Mgmt
For
For
For
 
 
8
Elect Willie CHENG Jue Hiang
 
Mgmt
For
For
For
 
 
9
Elect TAN Lip-Bu
 
Mgmt
For
For
For
 
 
10
Elect WEE Cho Yaw
 
Mgmt
For
For
For
 
 
11
Elect NGIAM Tong Dow
 
Mgmt
For
For
For
 
 
12
Elect CHAM Tao Soon
 
Mgmt
For
For
For
 
 
13
Elect Reggie Thein
 
Mgmt
For
For
For
 
 
14
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
16
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
18
Authority to Issue Shares under UOB Scrip Dividend Scheme
Mgmt
For
For
For
 
 
19
Authority to Issue Preferred Shares
Mgmt
For
For
For
 
 
20
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
United Overseas Bank Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
U11
CINS V96194127
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Singapore
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
United Parcel Service, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UPS
CUSIP 911312106
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
2
Elect Michael Burns
 
Mgmt
For
For
For
 
 
3
Elect D. Scott Davis
 
Mgmt
For
For
For
 
 
4
Elect Stuart Eizenstat
 
Mgmt
For
For
For
 
 
5
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
6
Elect William Johnson
 
Mgmt
For
For
For
 
 
7
Elect Ann Livermore
 
Mgmt
For
For
For
 
 
8
Elect Rudy Markham
 
Mgmt
For
For
For
 
 
9
Elect Clark Randt, Jr.
 
Mgmt
For
For
For
 
 
10
Elect John Thompson
 
Mgmt
For
For
For
 
 
11
Elect Carol Tome
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Transaction of Other Business
 
Mgmt
For
For
For
 
                 
                 
                 
                 
United Technologies Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UTX
CUSIP 913017109
 
04/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Louis Chenevert
 
Mgmt
For
For
For
 
 
2
Elect John Faraci
 
Mgmt
For
For
For
 
 
3
Elect Jean-Pierre Garnier
 
Mgmt
For
For
For
 
 
4
Elect Jamie Gorelick
 
Mgmt
For
For
For
 
 
5
Elect Edward Kangas
 
Mgmt
For
For
For
 
 
6
Elect Ellen Kullman
 
Mgmt
For
For
For
 
 
7
Elect Charles Lee
 
Mgmt
For
For
For
 
 
8
Elect Richard McCormick
 
Mgmt
For
For
For
 
 
9
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
10
Elect Richard Myers
 
Mgmt
For
For
For
 
 
11
Elect H. Patrick Swygert
 
Mgmt
For
For
For
 
 
12
Elect Andre Villeneuve
 
Mgmt
For
For
For
 
 
13
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Amendment to the 2005 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
N/A
3 Years
N/A
 
 
18
Shareholder Proposal Regarding Retention of Shares
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Vallourec
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VK
CINS F95922104
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Form of Dividend Payment
 
Mgmt
For
For
For
 
 
8
Ratification of the Co-option of Pascale Chargrasse
Mgmt
For
For
For
 
 
9
Elect Pascale Chargrasse
 
Mgmt
For
For
For
 
 
10
Elect Jean-Paul Parayre
 
Mgmt
For
For
For
 
 
11
Elect Patrick Boissier
 
Mgmt
For
For
For
 
 
12
Elect Anne-Marie Idrac
 
Mgmt
For
For
For
 
 
13
Elect Francois Henrot as Censor
Mgmt
For
For
For
 
 
14
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
15
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
16
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
17
Authority to Issue Capital and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
18
Authority to Set Offering Price of Shares
Mgmt
For
Against
Against
 
 
19
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
20
Authority to Increase Capital In Consideration for Contributions in Kind; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
21
Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
22
Authority for Subsidiaries to Issue Securities Convertible into Company Shares
Mgmt
For
Against
Against
 
 
23
Authority to Increase Capital Through Capitalizations
Mgmt
For
For
For
 
 
24
Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
25
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
26
Authority to Increase Capital for Foreign Employees
Mgmt
For
For
For
 
 
27
Authority to Increase Capital for Foreign Employees as an Alternative to Employee Savings Plan
Mgmt
For
For
For
 
 
28
Authority to Issue Restricted Shares Under Savings Plans
Mgmt
For
For
For
 
 
29
Authority to Issue Restricted Shares
Mgmt
For
For
For
 
 
30
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
31
Amendment Regarding Supervisory Board Member Term Length
Mgmt
For
For
For
 
 
32
Amendment Regarding Employee Representation
Mgmt
For
For
For
 
 
33
Authority to Carry Out Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
Verizon Communications Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VZ
CUSIP 92343V104
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Carrion
 
Mgmt
For
For
For
 
 
2
Elect M. Frances Keeth
 
Mgmt
For
For
For
 
 
3
Elect Robert Lane
 
Mgmt
For
For
For
 
 
4
Elect Lowell McAdam
 
Mgmt
For
For
For
 
 
5
Elect Sandra Moose
 
Mgmt
For
For
For
 
 
6
Elect Joseph Neubauer
 
Mgmt
For
For
For
 
 
7
Elect Donald Nicolaisen
 
Mgmt
For
For
For
 
 
8
Elect Clarence Otis, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Hugh Price
 
Mgmt
For
For
For
 
 
10
Elect Ivan Seidenberg
 
Mgmt
For
For
For
 
 
11
Elect Rodney Slater
 
Mgmt
For
For
For
 
 
12
Elect John Snow
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Vertex Pharmaceuticals Incorporated
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VRTX
CUSIP 92532F100
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Matthew Emmens
 
Mgmt
For
For
For
 
 
1.2
Elect Margaret McGlynn
 
Mgmt
For
For
For
 
 
1.3
Elect Wayne Riley
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Virgin Media Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VMED
CUSIP 92769L101
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect James Chiddix
 
Mgmt
For
For
For
 
 
1.2
Elect William Huff
 
Mgmt
For
For
For
 
 
1.3
Elect James Mooney
 
Mgmt
For
For
For
 
 
1.4
Elect John Rigsby
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Visa Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
V
CUSIP 92826C839
 
01/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
2
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
3.1
Elect Gary Coughlan
 
Mgmt
For
For
For
 
 
3.2
Elect Mary Cranston
 
Mgmt
For
For
For
 
 
3.3
Elect Francisco Javier Fernandez-Carbajal
Mgmt
For
For
For
 
 
3.4
Elect Robert Matschullat
 
Mgmt
For
For
For
 
 
3.5
Elect Cathy Minehan
 
Mgmt
For
For
For
 
 
3.6
Elect Suzanne Johnson
 
Mgmt
For
For
For
 
 
3.7
Elect David Pang
 
Mgmt
For
For
For
 
 
3.8
Elect Joseph Saunders
 
Mgmt
For
For
For
 
 
3.9
Elect William Shanahan
 
Mgmt
For
For
For
 
 
3.10
Elect John Swainson
 
Mgmt
For
For
For
 
 
3.11
Elect Suzanne Johnson
 
Mgmt
For
For
For
 
 
3.12
Elect Joseph Saunders
 
Mgmt
For
For
For
 
 
3.13
Elect John Swainson
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Amendment to the Incentive Plan
Mgmt
For
For
For
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Vivendi SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VIV
CINS F97982106
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Related Party Transactions
 
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Elect Jean-Yves Charlier
 
Mgmt
For
For
For
 
 
9
Elect Henri Lachmann
 
Mgmt
For
For
For
 
 
10
Elect Pierre Rodocanachi
 
Mgmt
For
For
For
 
 
11
Appointment of Auditor
 
Mgmt
For
For
For
 
 
12
Appointment of Alternate Auditor
Mgmt
For
For
For
 
 
13
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
14
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
15
Authority to Grant Stock Options
Mgmt
For
For
For
 
 
16
Authority to Issue Restricted Shares
Mgmt
For
For
For
 
 
17
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
20
Authority to Increase Capital in Consideration for Contributions in Kind
Mgmt
For
Against
Against
 
 
21
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
22
Authority to Increase Capital Under Employee Savings Plan for Employees Abroad
Mgmt
For
For
For
 
 
23
Authority to Increase Capital Through Capitalizations
Mgmt
For
For
For
 
 
24
Amendment Regarding Censors
Mgmt
For
For
For
 
 
25
Authority to Carry Out Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
Vodafone Group PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VOD
CINS G93882135
 
07/27/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Elect John R. H. Bond
 
Mgmt
For
For
For
 
 
3
Elect John Buchanan
 
Mgmt
For
For
For
 
 
4
Elect Vittorio Colao
 
Mgmt
For
For
For
 
 
5
Elect Michel  Combes
 
Mgmt
For
For
For
 
 
6
Elect Andy Halford
 
Mgmt
For
For
For
 
 
7
Elect Steve Pusey
 
Mgmt
For
For
For
 
 
8
Elect Alan Jebson
 
Mgmt
For
For
For
 
 
9
Elect Samuel Jonah
 
Mgmt
For
For
For
 
 
10
Elect Nick Land
 
Mgmt
For
For
For
 
 
11
Elect Anne Lauvergeon
 
Mgmt
For
For
For
 
 
12
Elect Luc Vandevelde
 
Mgmt
For
For
For
 
 
13
Elect Anthony Watson
 
Mgmt
For
For
For
 
 
14
Elect Philip Yea
 
Mgmt
For
For
For
 
 
15
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
16
Directors' Remuneration Report
Mgmt
For
For
For
 
 
17
Appointment of Auditor
 
Mgmt
For
For
For
 
 
18
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
22
Adoption of New Articles
 
Mgmt
For
For
For
 
 
23
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
24
Share Incentive Plan Renewal
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Waste Management, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WM
CUSIP 94106L109
 
05/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Pastora Cafferty
 
Mgmt
For
For
For
 
 
2
Elect Frank Clark, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Patrick Gross
 
Mgmt
For
For
For
 
 
4
Elect John Pope
 
Mgmt
For
For
For
 
 
5
Elect W. Robert Reum
 
Mgmt
For
For
For
 
 
6
Elect Steven Rothmeier
 
Mgmt
For
For
For
 
 
7
Elect David Steiner
 
Mgmt
For
For
For
 
 
8
Elect Thomas Weidemeyer
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
12
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Weight Watchers International, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WTW
CUSIP 948626106
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Raymond Debbane
 
Mgmt
For
For
For
 
 
1.2
Elect John Bard
 
Mgmt
For
For
For
 
 
1.3
Elect Jonas Fajgenbaum
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Wells Fargo & Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WFC
CUSIP 949746101
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Baker II
 
Mgmt
For
For
For
 
 
2
Elect John Chen
 
Mgmt
For
For
For
 
 
3
Elect Lloyd Dean
 
Mgmt
For
For
For
 
 
4
Elect Susan Engel
 
Mgmt
For
For
For
 
 
5
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Donald James
 
Mgmt
For
For
For
 
 
7
Elect Mackey McDonald
 
Mgmt
For
For
For
 
 
8
Elect Cynthia Milligan
 
Mgmt
For
For
For
 
 
9
Elect Nicholas Moore
 
Mgmt
For
For
For
 
 
10
Elect Philip Quigley
 
Mgmt
For
For
For
 
 
11
Elect Judith Runstad
 
Mgmt
For
For
For
 
 
12
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
13
Elect John Stumpf
 
Mgmt
For
For
For
 
 
14
Elect Susan Swenson
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Weyerhaeuser Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WY
CUSIP 962166104
 
04/14/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Wayne Murdy
 
Mgmt
For
For
For
 
 
2
Elect John Kieckhefer
 
Mgmt
For
For
For
 
 
3
Elect Charles Williamson
 
Mgmt
For
For
For
 
 
4
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Xcel Energy Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XEL
CUSIP 98389B100
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Fredric Corrigan
 
Mgmt
For
For
For
 
 
2
Elect Richard Davis
 
Mgmt
For
For
For
 
 
3
Elect Benjamin Fowke III
 
Mgmt
For
For
For
 
 
4
Elect Richard Kelly
 
Mgmt
For
For
For
 
 
5
Elect Albert Moreno
 
Mgmt
For
For
For
 
 
6
Elect Christopher Policinski
 
Mgmt
For
For
For
 
 
7
Elect A. Patricia Sampson
 
Mgmt
For
For
For
 
 
8
Elect James Sheppard
 
Mgmt
For
For
For
 
 
9
Elect David Westerlund
 
Mgmt
For
For
For
 
 
10
Elect Kim Williams
 
Mgmt
For
For
For
 
 
11
Elect Timothy Wolf
 
Mgmt
For
For
For
 
 
12
Amendment to the Non-Employee Directors' Stock Equivalent Plan
Mgmt
For
For
For
 
 
13
Elimination of Cumulative Voting
Mgmt
For
Against
Against
 
 
14
Amendments to Articles of Incorporation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Xilinx, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XLNX
CUSIP 983919101
 
08/11/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Philip Gianos
 
Mgmt
For
For
For
 
 
2
Elect Moshe Gavrielov
 
Mgmt
For
For
For
 
 
3
Elect John Doyle
 
Mgmt
For
For
For
 
 
4
Elect Jerald Fishman
 
Mgmt
For
For
For
 
 
5
Elect William Howard, Jr.
 
Mgmt
For
For
For
 
 
6
Elect J. Michael Patterson
 
Mgmt
For
For
For
 
 
7
Elect Albert Pimentel
 
Mgmt
For
For
For
 
 
8
Elect Marshall Turner
 
Mgmt
For
For
For
 
 
9
Elect Elizabeth Vanderslice
 
Mgmt
For
For
For
 
 
10
Amendment to the Employee Qualified Stock Purchase Plan
Mgmt
For
For
For
 
 
11
Amendment to the 2007 Equity Incentive Plan
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
XL Group plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XL
CUSIP G98290102
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Herbert Haag
 
Mgmt
For
For
For
 
 
2
Elect Michael McGavick
 
Mgmt
For
For
For
 
 
3
Elect Ellen Thrower
 
Mgmt
For
For
For
 
 
4
Elect John Vereker
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
8
Amendment to the 1991 Performance Incentive Program
Mgmt
For
For
For
 
                 
                 
                 
                 
Yahoo! Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
YHOO
CUSIP 984332106
 
06/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
For
For
 
 
2
Elect Roy Bostock
 
Mgmt
For
For
For
 
 
3
Elect Patti Hart
 
Mgmt
For
For
For
 
 
4
Elect Susan James
 
Mgmt
For
For
For
 
 
5
Elect Vyomesh Joshi
 
Mgmt
For
For
For
 
 
6
Elect David Kenny
 
Mgmt
For
For
For
 
 
7
Elect Arthur Kern
 
Mgmt
For
For
For
 
 
8
Elect Brad Smith
 
Mgmt
For
For
For
 
 
9
Elect Gary Wilson
 
Mgmt
For
For
For
 
 
10
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Human Rights in China
ShrHoldr
Against
Against
For
 
 
 
 

 

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

AMERICAN FUNDS FUNDAMENTAL INVESTORS
(Registrant)



By /s/ Paul G. Haaga, Jr.
Paul G. Haaga, Jr., Executive Vice President and
Principal Executive Officer
 
Date: August 26, 2011