Item 1: Proxy Voting Record
Fund Name: American Funds Fundamental Investors
Reporting Period: July 01, 2010 - June 30, 2011
|
||||||||
Ace Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ACE
|
CUSIP H0023R105
|
05/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Evan Greenberg
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Leo Mullin
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Olivier Steimer
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Michael Connors
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Eugene B. Shanks, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect John Krol
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Approval of Annual Report
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Approval of Statutory Financial Statements
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Approval of Consolidated Financial Statements
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Allocation of Disposable Profits
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
DISCHARGE OF THE BOARD OF DIRECTORS
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Appointment of Auditor (Zurich)
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Appointment of Auditor (US)
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Appointment of Special Auditor (Zurich)
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
APPROVAL OF DIVIDENDS FROM LEGAL RESERVES
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
N/A
|
3 Years
|
N/A
|
|||
Acergy S.A.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ACY
|
CINS L00306107
|
11/09/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
Luxembourg
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Approval of the Merger
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
Acergy S.A.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ACY
|
CINS L00306107
|
12/20/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
Luxembourg
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Bob Long
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Aetna Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AET
|
CUSIP 00817Y108
|
05/20/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Mark Bertolini
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Frank Clark, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Betsy Cohen
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Molly Coye
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Roger Farah
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Barbara Franklin
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Jeffrey Garten
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Gerald Greenwald
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Ellen Hancock
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Richard Harrington
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Edward Ludwig
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Joseph Newhouse
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Amendment to the 2010 Stock Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
2011 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
17
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
18
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
19
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Agricultural Bank of China Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
1288
|
CINS Y00289119
|
03/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
China
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Amendments to Procedural Rules of Shareholders' Meetings
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendments to Procedural Rules of Board of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Amendments to Procedural Rules of Supervisors
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Frederick MA Si-Hang
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect WEN Tiejun
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Renewal of Liability Insurance
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Issuance of Subordinated Bonds
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Agricultural Bank of China Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
1288
|
CINS Y00289119
|
06/08/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
China
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Fixed Assets Investment Budget for 2011
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect LI Yelin
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
2010 Final Emoluments Plan for Directors and Supervisors
|
Mgmt
|
For
|
For
|
For
|
|||
Alcoa Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AA
|
CUSIP 013817101
|
05/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Klaus Kleinfeld
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect James Owens
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Ratan Tata
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
7
|
Annual Cash Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elimination of Supermajority Requirement Relating to Fair Price Protection
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elimination of Supermajority Requirement Relating to the Board of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elimination of Supermajority Requirement Relating to the Removal of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
12
|
Shareholder Proposal Regarding Declassification of the Board
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Altria Group, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MO
|
CUSIP 02209S103
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Elizabeth Bailey
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Gerald Baliles
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect John Casteen III
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Dinyar Devitre
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Thomas Farrell II
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Thomas Jones
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect George Munoz
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Nabil Sakkab
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Michael Szymanczyk
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
13
|
Shareholder Proposal Regarding Flavored Tobacco
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Amazon.com, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AMZN
|
CUSIP 023135106
|
06/07/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Jeffrey Bezos
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Tom Alberg
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect John Seely Brown
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect William Gordon
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Alain Monie
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Jonathan Rubinstein
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Thomas Ryder
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Patricia Stonesifer
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
12
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
13
|
Shareholder Proposal Regarding Report on Climate Change
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
American Express Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AXP
|
CUSIP 025816109
|
05/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Daniel Akerson
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Charlene Barshefsky
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Ursula Burns
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Kenneth Chenault
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Peter Chernin
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Theodore Leonsis
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Jan Leschly
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Richard Levin
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Richard McGinn
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Edward Miller
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Steven Reinemund
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Robert Walter
|
Mgmt
|
For
|
For
|
For
|
|||
1.13
|
Elect Ronald Williams
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
5
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
6
|
Sharehoholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
American Water Works Company, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AWK
|
CUSIP 030420103
|
05/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Stephen Adik
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Martha Clark Goss
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Julie Dobson
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Richard Grigg
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Julia Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect George MacKenzie
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect William Marrazzo
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jeffry Sterba
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
AMP Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AMP
|
CINS Q0344G101
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Australia
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Re-elect J. Brian Clark
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Re-elect Peter Shergold
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Catherine Brenner
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Richard Allert
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Patricia Akopiantz
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Equity Grant (MD/CEO Craig Dunn)
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Increase NEDs' Fee Cap
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratify Issue of Convertible Notes
|
Mgmt
|
For
|
For
|
For
|
|||
Amphenol Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
APH
|
CUSIP 032095101
|
05/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Ronald Badie
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect R. Adam Norwitt
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Dean Secord
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Analog Devices, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ADI
|
CUSIP 032654105
|
03/08/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Ray Stata
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Jerald Fishman
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Champy
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Doyle
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect John Hodgson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Yves-Andre Istel
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Neil Novich
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect F. Grant Saviers
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Paul Severino
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Kenton Sicchitano
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Aon Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AON
|
CUSIP 037389103
|
05/20/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Lester Knight
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Gregory Case
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Fulvio Conti
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Cheryl Francis
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Judson Green
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Edgar Jannotta
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Jan Kalff
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect J. Michael Losh
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect R. Eden Martin
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Andrew McKenna
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Robert Morrison
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Richard Myers
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Richard Notebaert
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect John Rogers, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Gloria Santona
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Carolyn Woo
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
20
|
2011 Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
21
|
2011 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
Aon Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AON
|
CUSIP 037389103
|
09/20/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Stock Issuance for Acquisition
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
Apache Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
APA
|
CUSIP 037411105
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect G. Steven Farris
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Randolph Ferlic
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect A. D. Frazier, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Kocur
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
8
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Increase of Preferred Stock
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
2011 Omnibus Equity Compensation Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
Apple Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AAPL
|
CUSIP 037833100
|
02/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect William Campbell
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Millard Drexler
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Albert Gore, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Steven Jobs
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Andrea Jung
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Arthur Levinson
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Ronald Sugar
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
5
|
Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
6
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
ARM Holdings plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ARM
|
CINS G0483X122
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Director's Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Larry Hirst
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Janice Roberts
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Andy Green
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Doug Dunn
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Warren East
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Tudor Brown
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Mike Inglis
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Mike Muller
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Kathleen O'Donovan
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Philip Rowley
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Tim Score
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Simon Segars
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Young Sohn
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
20
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
21
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
22
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
24
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
25
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
26
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
27
|
Authority to Set General Meeting Period to 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
ASML Holding N.V.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ASML
|
CINS N07059178
|
04/20/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Netherlands
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Management Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
8
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Stock Option Grants to Employees
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect William Siegle
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Josephus Westerburgen
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
14
|
Supervisory Board Fees
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
21
|
Authority to Cancel Shares
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Cancel Additional Shares
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
24
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Astrazeneca plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AZN
|
CINS G0593M107
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Louis Schweitzer
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect David Brennan
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Simon Lowth
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect D. Bruce Burlington
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Jean-Philippe Courtois
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Michele Hooper
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Rudy Markham
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Nancy Rothwell
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Shriti Vadera
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect John Varley
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Marcus Wallenberg
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authorisation of Political Donations
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
AT&T Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
T
|
CUSIP 00206R102
|
04/29/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Randall Stephenson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Gilbert Amelio
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Reuben Anderson
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect James Blanchard
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Jaime Chico Pardo
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect James Kelly
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Jon Madonna
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Lynn Martin
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect John McCoy
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Joyce Roche
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Matthew Rose
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Laura Tyson
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
2011 Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
17
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Automatic Data Processing, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ADP
|
CUSIP 053015103
|
11/09/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Gregory Brenneman
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Leslie Brun
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Gary Butler
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Leon Cooperman
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Eric Fast
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Linda Gooden
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect John Jones
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Sharon Rowlands
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Enrique Salem
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Gregory Summe
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Amendment to the Employees' Savings-Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Avago Technologies Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AVGO
|
CUSIP Y0486S104
|
03/30/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Hock Tan
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Adam Clammer
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Davidson
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect James Diller
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Kenneth Hao
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect John Hsuan
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect David Kerko
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Justine Lien
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Donald Macleod
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Bock Seng Tan
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
15
|
Authority to Issue Shares Without Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
Avon Products, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AVP
|
CUSIP 054303102
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect W. Don Cornwell
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect V. Ann Hailey
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Fred Hassan
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Andrea Jung
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Maria Lagomasino
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Ann Moore
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Paul Pressler
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Gary Rodkin
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Paula Stern
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Lawrence Weinbach
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elimination of Supermajority Requirement
|
Mgmt
|
For
|
For
|
For
|
|||
Baker Hughes Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BHI
|
CUSIP 057224107
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Larry Brady
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Clarence Cazalot, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Chad Deaton
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Anthony Fernandes
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Claire Gargalli
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Pierre Jungels
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect James Lash
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect J. Larry Nichols
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect H. John Riley, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect J.W. Stewart
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Charles Watson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Reapproval of Performance Goals under the Annual Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
6
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Bank of America Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BAC
|
CUSIP 060505104
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Mukesh Ambani
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Susan Bies
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Frank Bramble, Sr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Virgis Colbert
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Charles Gifford
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Charles Holliday, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect D. Paul Jones, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Monica Lozano
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Thomas May
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Brian Moynihan
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Donald Powell
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Charles Rossotti
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Robert Scully
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Shareholder Proposal Regarding Disclosure of Prior Government Service
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
21
|
Shareholder Proposal Regarding Report OTC Derivative Trading
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
23
|
Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback)
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
24
|
Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Baxter International Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BAX
|
CUSIP 071813109
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Wayne Hockmeyer
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Robert Parkinson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Thomas Stallkamp
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Albert Stroucken
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
8
|
Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
2011 Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|||
BG Group plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BG
|
CINS G1245Z108
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Fabio de Oliveira Barbosa
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Caio Kock-Weser
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Patrick Thomas
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Peter Backhouse
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Frank Chapman
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Baroness Hogg
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Hood
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Martin Houston
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Sir David Manning
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Mark Seligman
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Philippe Varin
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Sir Robert Wilson
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authorisation of Political Donations
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Boston Scientific Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BSX
|
CUSIP 101137107
|
05/10/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Katharine Bartlett
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Bruce Byrnes
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Nelda Connors
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect J. Raymond Elliott
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Kristina Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Ernest Mario
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect N.J. Nicholas, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Pete Nicholas
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Uwe Reinhardt
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Sununu
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
13
|
2011 Long-Term Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
2006 Global Employee Stock Ownership Plan
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Bristol-Myers Squibb Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BMY
|
CUSIP 110122108
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Lamberto Andreotti
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Lewis Campbell
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Cornelius
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Louis Freeh
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Laurie Glimcher
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Michael Grobstein
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Leif Johansson
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Alan Lacy
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Vicki Sato
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Elliott Sigal
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Togo West, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect R. Sanders Williams
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
16
|
Shareholder Proposal Regarding Disclosure of Executive Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Pharmaceutical Price Restraints
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
British American Tobacco plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BATS
|
CINS G1510J102
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Director's Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Richard Burrows
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Karen de Segundo
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Nicandro Durante
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Robert Lerwill
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Christine Morin-Postel
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Gerard Murphy
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Anthony Ruys
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Sir Nicholas Scheele
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Ben Stevens
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect John Daly
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Kieran Poynter
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
18
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Amendment to the Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
C&C Group plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GCC
|
CINS G1826G107
|
06/29/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Ireland
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Sir Brian Stewart
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Dunsmore
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Stephen Glancey
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Kenny Neison
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect John Burgess
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Liam Fitzgerald
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect John Hogan
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Richard Holroyd
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Philip Lynch
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Breege O'Donoghue
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Reissue Treasury Shares
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
C&C Group plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GCC
|
CINS G1826G107
|
08/05/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Ireland
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Sir Brian Stewart
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Kenny Neison
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect John Burgess
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Liam FitzGerald
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
12
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
15
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
16
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
17
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
18
|
Issuance of Treasury Shares
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
20
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
21
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
22
|
Scrip Dividend
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Adoption of New Articles
|
Mgmt
|
For
|
For
|
For
|
|||
Canadian Western Bank
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CWB
|
CUSIP 13677F101
|
03/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
Canada
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
2.1
|
Elect Albrecht Bellstedt
|
Mgmt
|
For
|
For
|
For
|
|||
2.2
|
Elect Allan Jackson
|
Mgmt
|
For
|
For
|
For
|
|||
2.3
|
Elect Wendy Leaney
|
Mgmt
|
For
|
For
|
For
|
|||
2.4
|
Elect Robert Manning
|
Mgmt
|
For
|
For
|
For
|
|||
2.5
|
Elect Gerald McGavin
|
Mgmt
|
For
|
For
|
For
|
|||
2.6
|
Elect Howard Pechet
|
Mgmt
|
For
|
For
|
For
|
|||
2.7
|
Elect Robert Phillips
|
Mgmt
|
For
|
For
|
For
|
|||
2.8
|
Elect Laurence Pollock
|
Mgmt
|
For
|
For
|
For
|
|||
2.9
|
Elect Raymond Protti
|
Mgmt
|
For
|
For
|
For
|
|||
2.10
|
Elect Ian Reid
|
Mgmt
|
For
|
For
|
For
|
|||
2.11
|
Elect H. Sanford Riley
|
Mgmt
|
For
|
For
|
For
|
|||
2.12
|
Elect Alan Rowe
|
Mgmt
|
For
|
For
|
For
|
|||
2.13
|
Elect Arnold Shell
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendments to By-laws Regarding Board Appointments
|
Mgmt
|
For
|
For
|
For
|
|||
CapitalSource Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CSE
|
CUSIP 14055X102
|
04/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Frederick Eubank, II
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Timothy Hurd
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Steven Museles
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Cardinal Health, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CAH
|
CUSIP 14149Y108
|
11/03/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Colleen Arnold
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect George Barrett
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Glenn Britt
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Carrie Cox
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Calvin Darden
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Bruce Downey
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect John Finn
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Gregory Kenny
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect James Mongan
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Richard Notebaert
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect David Raisbeck
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Jean Spaulding
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Amendment to Code of Regulations
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Shareholder Proposal Regarding Performance-Based Equity Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
16
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
17
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
CarMax, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
KMX
|
CUSIP 143130102
|
06/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Thomas Folliard
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Rakesh Gangwal
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Shira Goodman
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect W. Robert Grafton
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Edgar Grubb
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Mitchell Steenrod
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Caterpillar Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CAT
|
CUSIP 149123101
|
06/08/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect David Calhoun
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Daniel Dickinson
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Eugene Fife
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Juan Gallardo
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect David Goode
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Jesse Greene, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Peter Magowan
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Dennis Muilenburg
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Douglas Oberhelman
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect William Osborn
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Charles Powell
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Edward Rust, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.13
|
Elect Susan Schwab
|
Mgmt
|
For
|
For
|
For
|
|||
1.14
|
Elect Joshua Smith
|
Mgmt
|
For
|
For
|
For
|
|||
1.15
|
Elect Miles White
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to the Executive Short-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
6
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
7
|
Shareholder Proposal Regarding Retention of Shares After Retirement
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
8
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
9
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
10
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
11
|
Shareholder Proposal Regarding Review of Human Rights Policies
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
12
|
Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins)
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Cenovus Energy Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CVE
|
CUSIP 15135U109
|
04/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Canada
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Ralph Cunningham
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Patrick Daniel
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Ian Delaney
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Brian Ferguson
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Michael Grandin
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Valerie Nielsen
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Charles Rampacek
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Colin Taylor
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Wayne Thomson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Chevron Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CVX
|
CUSIP 166764100
|
05/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Linnet Deily
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Robert Denham
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Robert Eaton
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Chuck Hagel
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Enrique Hernandez, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect George Kirkland
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Donald Rice
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Kevin Sharer
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Charles Shoemate
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Stumpf
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Ronald Sugar
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Carl Ware
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect John Watson
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
17
|
Shareholder Proposal Regarding Environmental Expertise on Board
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Establishment of Human Rights Committee
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding Country Selection Guidelines
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
21
|
Shareholder Proposal Regarding Financial Risks of Climate Change
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Report on Hydraulic Fracturing
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
23
|
Shareholder Proposal Regarding Offshore Drilling Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
China Telecom Corporation Ltd.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
728
|
CINS Y1505D102
|
05/20/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
China
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect WANG Xiaochu
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect SHANG Bing
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect WU Andi
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect ZHANG Jiping
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect ZHANG Chenshuang
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect YANG Xiaowei
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect YANG Jie
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect SUN Kangmin
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect LI Jinming
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect WU Jichuan
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect QIN Xiao
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Elect Aloysius TSE Hau Yin
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Elect Laura CHA May Lung
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Elect XU Erming
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Elect MIAO Jianhua
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Elect ZHU Lihao
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Elect XU Cailiao
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Elect HAN Fang
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Elect DU Zuguo
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
26
|
Issuance of Debentures
|
Mgmt
|
For
|
For
|
For
|
|||
27
|
Specific Terms and Conditions
|
Mgmt
|
For
|
For
|
For
|
|||
28
|
Issuance of Bonds
|
Mgmt
|
For
|
For
|
For
|
|||
29
|
Specific Terms and Conditions
|
Mgmt
|
For
|
For
|
For
|
|||
30
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
31
|
Increase in Authorized Capital
|
Mgmt
|
For
|
Against
|
Against
|
|||
China Telecom Corporation Ltd.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
728
|
CINS Y1505D102
|
10/25/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
China
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Renewal of Telecom CDMA Lease and Annual Caps
|
Mgmt
|
For
|
For
|
For
|
|||
Chipotle Mexican Grill, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CMG
|
CUSIP 169656105
|
05/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect John Charlesworth
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Montgomery Moran
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
2011 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Cincinnati Financial Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CINF
|
CUSIP 172062101
|
04/30/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Kenneth Lichtendahl
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect W. Rodney McMullen
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Thomas Schiff
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect John Steele, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
5
|
Reapproval of the 2006 Stock Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|||
Cisco Systems, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CSCO
|
CUSIP 17275R102
|
11/18/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Carol Bartz
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect M. Michele Burns
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Michael Capellas
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Larry Carter
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect John Chambers
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Brian Halla
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect John Hennessy
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Richard Kovacevich
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Roderick McGeary
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Michael Powell
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Arun Sarin
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Steven West
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Jerry Yang
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Report on Internet Fragmentation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Restricting Sales to China
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Citigroup Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
C
|
CUSIP 172967101
|
04/21/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Alain Belda
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Timothy Collins
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jerry Grundhofer
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Robert Joss
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Michael O'Neill
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Vikram Pandit
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Richard Parsons
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Lawrence Ricciardi
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Judith Rodin
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Robert Ryan
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Anthony Santomero
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Diana Taylor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect William Thompson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Ernesto Zedillo
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Amendment to the 2009 Stock Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
17
|
2011 Executive Performance Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
20
|
Reverse Stock Split Extension
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
23
|
Shareholder Proposal Regarding Risk Management Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
24
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
25
|
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Cliffs Natural Resources Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CLF
|
CUSIP 18683K101
|
05/17/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Joseph Carrabba
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Susan Cunningham
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Barry Eldridge
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Andres Ricardo Gluski Weilert
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Susan Green
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Janice Henry
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect James Kirsch
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Francis McAllister
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Roger Phillips
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Richard Riederer
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Richard Ross
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Alan Schwartz
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
CNO Financial Group, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CNO
|
CUSIP 12621E103
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Robert Greving
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect R. Keith Long
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Charles Murphy
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect C. James Prieur
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Neal Schneider
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Fedweick Sievert
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Michael Tokarz
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect John Turner
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Coca-Cola Amatil Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CCL
|
CINS Q2594P146
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Australia
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Re-elect Catherine Brenner
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Re-elect Wallace King
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Re-elect David Meiklejohn
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Anthony (Tony) Froggatt
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Ilana Atlas
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Increase NEDs' Fee Cap
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Equity Grant (Group MD Terry Davis)
|
Mgmt
|
For
|
For
|
For
|
|||
Comcast Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CMCSA
|
CUSIP 20030N101
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect S. Decker Anstrom
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Kenneth Bacon
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Sheldon Bonovitz
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Edward Breen
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Joseph Collins
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect J. Michael Cook
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Gerald Hassell
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Jeffrey Honickman
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Eduardo Mestre
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Brian Roberts
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Ralph Roberts
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Judith Rodin
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
2011 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendment to the 2002 Restricted Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Amendment to the 2003 Stock Option Plan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
8
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
9
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Concho Resources Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CXO
|
CUSIP 20605P101
|
06/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Timothy Leach
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect William Easter III
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect W. Howard Keenan, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
ConocoPhillips
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
COP
|
CUSIP 20825C104
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Richard Armitage
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Richard Auchinleck
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Copeland, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Kenneth Duberstein
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Ruth Harkin
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Harold McGraw III
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect James Mulva
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Robert Niblock
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Harald Norvik
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect William Reilly
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Victoria Tschinkel
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Kathryn Turner
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect William Wade, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
17
|
2011 Omnibus Stock and Performance Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
21
|
Shareholder Proposal Regarding Safety Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Louisiana Wetlands
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
23
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
24
|
Shareholder Proposal Regarding the Financial Risks of Climate Change
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
25
|
Shareholder Proposal Regarding Report on Oil Sands Operations
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
CONSOL Energy Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CNX
|
CUSIP 20854P109
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect J. Brett Harvey
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect John Whitmire
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Philip Baxter
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect James Altmeyer, Sr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect William Davis
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Raj Gupta
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Patricia Hammick
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect David Hardesty, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect John Mills
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect William Powell
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Joseph Williams
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
2 Years
|
3 Years
|
Against
|
|||
Corning Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GLW
|
CUSIP 219350105
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect John Seely Brown
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Canning Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Gordon Gund
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Kurt Landgraf
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect H. Onno Ruding
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Glenn Tilton
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
9
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Costco Wholesale Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
COST
|
CUSIP 22160K105
|
01/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Susan Decker
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Richard Libenson
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect John Meisenbach
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Charles Munger
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Say When on Pay
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
Crescent Point Energy Corp.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CPG
|
CUSIP 22576C101
|
05/30/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
Canada
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Board Size
|
Mgmt
|
For
|
For
|
For
|
|||
2.1
|
Elect Peter Bannister
|
Mgmt
|
For
|
For
|
For
|
|||
2.2
|
Elect Paul Colborne
|
Mgmt
|
For
|
For
|
For
|
|||
2.3
|
Elect Kenney Cugnet
|
Mgmt
|
For
|
For
|
For
|
|||
2.4
|
Elect D. Hugh Gillard
|
Mgmt
|
For
|
For
|
For
|
|||
2.5
|
Elect Gerald Romanzin
|
Mgmt
|
For
|
For
|
For
|
|||
2.6
|
Elect Scott Saxberg
|
Mgmt
|
For
|
For
|
For
|
|||
2.7
|
Elect Gregory Turnbull
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendments to Articles Regarding Shareholder Meeting Location
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Amendments to By-Laws (Short-Form By-Laws)
|
Mgmt
|
For
|
For
|
For
|
|||
CRH Plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CRH
|
CINS G25508105
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Ireland
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Maeve Carton
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect William Egan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Utz-Hellmuth Felcht
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Nicky Hartery
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jan Maarten de Jong
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect John Kennedy
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Myles Lee
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Albert Manifold
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Kieran McGowan
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Daniel O'Connor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Liam O'Mahony
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Mark Towe
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Reissue Treasury Shares
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
CSL Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CSL
|
CINS Q3018U109
|
10/13/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Australia
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Peter Turner
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
2
|
Re-elect John Akehurst
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
3
|
Re-elect David Anstice
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
4
|
Re-elect Ian Renard
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Equity Grant (Executive Directors)
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Increase NEDs' Fee Cap
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
CSX Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CSX
|
CUSIP 126408103
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Donna Alvarado
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Breaux
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Pamela Carter
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Steven Halverson
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Edward Kelly, III
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Gilbert Lamphere
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect John McPherson
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Timothy O'Toole
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect David Ratcliffe
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Donald Shepard
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Michael Ward
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect J.C. Watts, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect J. Steven Whisler
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
CVS Caremark Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CVS
|
CUSIP 126650100
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Edwin Banks
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect C. David Brown II
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect David Dorman
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Anne Finucane
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Kristen Gibney Williams
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Marian Heard
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Larry Merlo
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jean-Pierre Millon
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Terrence Murray
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect C.A. Lance Piccolo
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Richard Swift
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Tony White
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Shareholder Proposal Regarding Political Contributions or Expenditure
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Daimler AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DAI
|
CINS D1668R123
|
04/13/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Germany
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Management Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Compensation Policy
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Supervisory Board Members' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Manfred Bischoff
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Lynton Wilson
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Petraea Heynike
|
Mgmt
|
For
|
For
|
For
|
|||
Deere & Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DE
|
CUSIP 244199105
|
02/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Charles Holliday, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Dipak Jain
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Joachim Milberg
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Richard Myers
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
7
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Denbury Resources Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DNR
|
CUSIP 247916208
|
05/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Wieland Wettstein
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Michael Beatty
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Michael Decker
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Ronald Greene
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect David Heather
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Gregory McMichael
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Gareth Roberts
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Phil Rykhoek
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Randy Stein
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
4
|
Amendment to the Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Diageo PLC
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DGE
|
CINS G42089113
|
10/14/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Director's Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Peggy Bruzelius
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Laurence Danon
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Betsey Holden
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Lord Clive Hollick
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Franz Humer
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Philip Scott
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect H. Todd Stitzer
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Paul Walker
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Paul Walsh
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Lord Mervyn Davies
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Deirdre Mahlan
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
18
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authorisation of Political Donations
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Share Incentive Plan Renewal
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Sharesave Plan
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Authority to Establish International Share Plans
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
Digital Realty Trust, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DLR
|
CUSIP 253868103
|
04/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Richard Magnuson
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Michael Foust
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Laurence Chapman
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Kathleen Earley
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Ruann Ernst
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Dennis Singleton
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Robert Zerbst
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
DIRECTV
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DTV
|
CUSIP 25490A101
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect David Dillon
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Samuel DiPiazza, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Lorrie Norrington
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to Dual Class Stock
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Adoption of Majority Vote for Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Limitation of Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Adoption of Delaware as the Exclusive Forum for Certain Disputes
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Dominion Resources, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
D
|
CUSIP 25746U109
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect William Barr
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Peter Brown
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect George Davidson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Helen Dragas
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Thomas Farrell II
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect John Harris
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Robert Jepson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Mark Kington
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Margaret McKenna
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Frank Royal
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Robert Spilman, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect David Wollard
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Shareholder Proposal Regarding Mountaintop Removal Coal Mining
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Establishment of 20% Renewable Energy Goal
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Report on Coal Risk
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Nuclear Power Plant Construction
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
21
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Supplemental Executive Retirement Benefits
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Duke Energy Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DUK
|
CUSIP 26441C105
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect William Barnet III
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect G. Alex Bernhardt, Sr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Michael Browning
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Daniel DiMicco
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect John Forsgren
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Ann Maynard Gray
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect James Hance, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect E. James Reinsch
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect James Rhodes
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect James Rogers
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Philip Sharp
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
5
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
6
|
Shareholder Proposal Regarding Report on Coal Risk
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
7
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
E. I. du Pont de Nemours and Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DD
|
CUSIP 263534109
|
04/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Richard Brown
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Robert Brown
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Bertrand Collomb
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Curtis Crawford
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Alexander Cutler
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Eleuthere Du Pont
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Marillyn Hewson
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Lois Juliber
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Ellen Kullman
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect William Reilly
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Amendment to the Equity and Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
15
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
16
|
Shareholder Proposal Regarding Genetically Engineered Organisms
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Comparison Between Executive and Employee Pay
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
EADS: European Aeronautic Defence and Space Company N.V.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
EAD
|
CINS F17114103
|
05/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Netherlands
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Approval of Compensation Policy; Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Cancellation of Shares
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Ecolab Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ECL
|
CUSIP 278865100
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Douglas Baker, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Barbara Beck
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jerry Levin
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Robert Lumpkins
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Amendment to the Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
9
|
Shareholder Proposal Regarding Human Right to Water
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
10
|
Shareholder Proposal Regarding Simple Majority Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Edison International
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
EIX
|
CUSIP 281020107
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Jagjeet Bindra
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Vanessa Chang
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect France Cordova
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Theodore Craver, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Charles Curtis
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Bradford Freeman
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Luis Nogales
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Ronald Olson
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect James Rosser
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Richard Schlosberg, III
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Thomas Sutton
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Brett White
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Amendment to the 2007 Performance Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
Electricite de France
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
EDF
|
CINS F2940H113
|
05/24/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports; Approval of Non-Tax-Deductible Expenses
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Related Party Transactions
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor (KPMG)
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Appointment of Auditor (Deloitte et Associes)
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Appointment of Alternate Auditor (KPMG Audit IS)
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Appointment of Alternate Auditor (BEAS)
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Authority to Cancel Shares and Reduce Capital
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Amendment to Article 10
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Amendment to Article 19
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Amendment to Article 20
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Amendment to Article 24 Regarding Loyalty Dividends
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Eli Lilly and Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LLY
|
CUSIP 532457108
|
04/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Michael Eskew
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Alfred Gilman
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Karen Horn
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Lechleiter
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
8
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elimination of Supermajority Requirements
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Executive Officer Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
EMC Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
EMC
|
CUSIP 268648102
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Michael Brown
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Randolph Cowen
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Michael Cronin
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Gail Deegan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect James DiStasio
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect John Egan
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Edmund Kelly
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Windle Priem
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Paul Sagan
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect David Strohm
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Joseph Tucci
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Amendment to the 2003 Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Amendment to Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Exelon Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
EXC
|
CUSIP 30161N101
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect John Canning Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect M. Walter D'Alessio
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Nicholas DeBenedictis
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Nelson Diaz
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Sue Ling Gin
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Rosemarie Greco
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Paul Joskow
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Richard Mies
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect John Palms
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect William Richardson
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Thomas Ridge
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect John Rogers, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect John Rowe
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Stephen Steinour
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Donald Thompson
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Fastenal Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FAST
|
CUSIP 311900104
|
04/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Robert Kierlin
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Stephen Slaggie
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Michael Gostomski
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Willard Oberton
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Michael Dolan
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Reyne Wisecup
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Hugh Miller
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Michael Ancius
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Scott Satterlee
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Fidelity National Information Services, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FIS
|
CUSIP 31620M106
|
05/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect David Hunt
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Richard Massey
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
6
|
Annual Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
First Solar, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FSLR
|
CUSIP 336433107
|
05/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Michael Ahearn
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Robert Gillette
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Craig Kennedy
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect James Nolan
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect William Post
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect J. Thomas Presby
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Paul Stebbins
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Michael Sweeney
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Jose Villarreal
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Shareholder Proposal Regarding Report on Impacts of Immigration Reform
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Firstenergy Corp.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FE
|
CUSIP 337932107
|
09/14/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Stock Issuance for Acquisition
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
Flir Systems, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FLIR
|
CUSIP 302445101
|
04/29/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect William Crouch
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Angus Macdonald
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
2011 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
FMC Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FMC
|
CUSIP 302491303
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Edward Mooney
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Enrique Sosa
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Vincent Volpe Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
FMC Technologies, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FTI
|
CUSIP 30249U101
|
05/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect C. Maury Devine
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Gremp
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Thomas Hamilton
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Richard Pattarozzi
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
8
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
|||
Frontier Communications Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FTR
|
CUSIP 35906A108
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Leroy Barnes, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Peter Bynoe
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Jeri Finard
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Edward Fraioli
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect James Kahan
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Pamela Reeve
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Howard Schrott
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Larraine Segil
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Mark Shapiro
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Myron Wick III
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Mary Wilderotter
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
4
|
Shareholder Proposal Regarding Independent Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
GDF Suez (fka Gaz de France)
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GSZ
|
CINS F42768105
|
05/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Accounts and Reports; Approval of Non-Tax-Deductible Expenses
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Related Party Transactions
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Albert Frere
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Edmond Alphandery
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Aldo Cardoso
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Rene Carron
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Thierry de Rudder
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Francoise Malrieu
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Relocation of Corporate Headquarters
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Increase Capital Under Employee Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Increase Capital Under Employee Savings Plan for Overseas Employees
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Restricted Shares
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Shareholder Proposal Regarding Allocation of Profits/Dividends
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
General Dynamics Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GD
|
CUSIP 369550108
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Mary Barra
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Nicholas Chabraja
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Crown
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect William Fricks
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Jay Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect George Joulwan
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Paul Kaminski
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect John Keane
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Lester Lyles
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect William Osborn
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Robert Walmsley
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
15
|
Shareholder Proposal Regarding Review of Human Rights Policies
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
16
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
General Electric Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GE
|
CUSIP 369604103
|
04/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect W. Geoffrey Beattie
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect James Cash, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Ann Fudge
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Susan Hockfield
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Jeffrey Immelt
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Andrea Jung
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Alan Lafley
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Robert Lane
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Ralph Larsen
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Rochelle Lazarus
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect James Mulva
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Sam Nunn
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Roger Penske
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Robert Swieringa
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect James Tisch
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Douglas Warner III
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
20
|
Shareholder Proposal Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
21
|
Shareholder Proposal Regarding Performance-Based Equity Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Restricting Executive Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
23
|
Shareholder Proposal Regarding Report on Financial Risks of Climate Change
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
24
|
Shareholder Proposal Regarding Transparency in Animal Research
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
General Motors Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GM
|
CUSIP 37045V100
|
06/07/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Daniel Akerson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect David Bonderman
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Erroll Davis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Stephen Girsky
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect E. Neville Isdell
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Robert Krebs
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Philip Laskawy
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Kathryn Marinello
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Patricia Russo
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Carol Stephenson
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Cynthia Telles
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
Gilead Sciences, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GILD
|
CUSIP 375558103
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect John Cogan
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Etienne Davignon
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect James Denny
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Carla Hills
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Kevin Lofton
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect John Madigan
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect John Martin
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Gordon Moore
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Nicholas Moore
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Richard Whitley
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Gayle Wilson
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Per Wold-Olsen
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to the 162(m) Bonus Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elimination of Supermajority Requirement
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Google Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GOOG
|
CUSIP 38259P508
|
06/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Larry Page
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Sergey Brin
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Eric Schmidt
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect L. John Doerr
|
Mgmt
|
For
|
Against
|
Against
|
|||
1.5
|
Elect John Hennessy
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Ann Mather
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Paul Otellini
|
Mgmt
|
For
|
Against
|
Against
|
|||
1.8
|
Elect K. Ram Shriram
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Shirley Tilghman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to the 2004 Stock Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
1 Year
|
Against
|
|||
6
|
Shareholder Proposal Regarding Formation of Sustainability Committee
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
7
|
Shareholder Proposal Regarding Simple Majority Vote
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
8
|
Shareholder Proposal Regarding Conflict of Interest Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Grafton Group plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GN5
|
CINS G4035Q189
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Ireland
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Charles Fisher
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Annette Flynn
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Richard Jewson
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Roderick Ryan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Gavin Slark
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Authority to Reissue Treasury Shares
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Long Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
SAYE Plan
|
Mgmt
|
For
|
For
|
For
|
|||
H.J. Heinz Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HNZ
|
CUSIP 423074103
|
08/31/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect William Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Charles Bunch
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Leonard Coleman, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Drosdick
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Edith Holiday
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Candace Kendle
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Dean O'Hare
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Nelson Peltz
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Dennis Reilley
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Lynn Swann
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Thomas Usher
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Michael Weinstein
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
HCP, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HCP
|
CUSIP 40414L109
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect James Flaherty III
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Christine Garvey
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect David Henry
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Lauralee Martin
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Michael McKee
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Peter Rhein
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Kenneth Roath
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Richard Rosenberg
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Joseph Sullivan
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Hess Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HES
|
CUSIP 42809H107
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Edith Holiday
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Mullin, III
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect F. Borden Walker
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Robert Wilson
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
7
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Amendment to the Performance Incentive Plan for Senior Officers
|
Mgmt
|
For
|
For
|
For
|
|||
Honeywell International Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HON
|
CUSIP 438516106
|
04/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Gordon Bethune
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Kevin Burke
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jaime Chico Pardo
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect David Cote
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect D. Scott Davis
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Linnet Deily
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Judd Gregg
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Lord Clive Hollick
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect George Paz
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Bradley Sheares
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
14
|
2011 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Amendment to the Incentive Compensation Plan for Executive Employees
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Hospira, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HSP
|
CUSIP 441060100
|
05/10/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Irving Bailey, II
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect F. Michael Ball
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jacque Sokolov
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elimination of Supermajority Requirement for Removal of Directors For Cause
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
9
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Hospitality Properties Trust
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HPT
|
CUSIP 44106M102
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect John Harrington
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Barry Portnoy
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Shareholder Proposal Regarding Declassification of the Board
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Hudbay Minerals Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HBM
|
CUSIP 443628102
|
06/16/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Canada
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect J. Bruce Barraclough
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect David Garofalo
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Alan Hibben
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect W. Warren Holmes
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect John Knowles
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Alan Lenczner
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Kenneth Stowe
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Wesley Voorheis
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
ICICI Bank Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ICICIBANK
|
CINS Y38575109
|
06/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
India
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Dividend on Preference Shares
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Dividend on Equity Shares
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect M.S. Ramachandran
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect K. Ramkumar
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Appointment of Branch Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Resignation of V.P. Watsa
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Amendment to Compensation of C. Kochhar
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Amendment to Compensation of N.S. Kannan
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Amendment to Compensation of K. Ramkumar
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Amendment to Compensation of R. Sabharwal
|
Mgmt
|
For
|
For
|
For
|
|||
Imperial Oil Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
IMO
|
CUSIP 453038408
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Canada
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
2.1
|
Elect Krystyna Hoeg
|
Mgmt
|
For
|
For
|
For
|
|||
2.2
|
Elect Bruce March
|
Mgmt
|
For
|
For
|
For
|
|||
2.3
|
Elect Jack Mintz
|
Mgmt
|
For
|
For
|
For
|
|||
2.4
|
Elect Robert Olsen
|
Mgmt
|
For
|
For
|
For
|
|||
2.5
|
Elect David Sutherland
|
Mgmt
|
For
|
For
|
For
|
|||
2.6
|
Elect Sheelagh Whittaker
|
Mgmt
|
For
|
For
|
For
|
|||
2.7
|
Elect Victor Young
|
Mgmt
|
For
|
For
|
For
|
|||
Industria de Dise–o Textil SA - Inditex
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ITX
|
CINS E6282J109
|
07/13/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Spain
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Consolidated Accounts and Reports; Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Amancio Ortega Gaona
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Pablo Isla Alvarez de Tejera
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Juan Manuel Urgoiti y Lopez-Ocana
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Nils Smedegaard Andersen
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Emilio Saracho Rodriguez de Torres
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Amendments to General Meeting Regulations
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Industrial & Commercial Bank Of China
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
1398
|
CINS ADPV10686
|
05/31/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
China
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Directors' Reports
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Supervisors' Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Property Purchase
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Fixed Assets Investment Budget
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect ZHAO Lin as Supervisor
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
2010 Directors and Supervisors Remuneration
|
Mgmt
|
For
|
For
|
For
|
|||
Industrial & Commercial Bank Of China
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
1398
|
CINS ADPV10686
|
09/21/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Other
|
China
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Types and Nominal Value of Securities to be Issued
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Proportion and Number of Shares to be Issued
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Subscription Price and the Basis for Price Determination
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Target Subscribers for the Rights Issue
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Amount and Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Effective Period of the Resolutions
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Authorization for the Rights Issue
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Industrial & Commercial Bank Of China
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
1398
|
CINS ADPV10686
|
09/21/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
China
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Types and Nominal Value of Securities to be Issued
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Proportion and Number of Shares to be Issued
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Subscription Price and the Basis for Price Determination
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Target Subscribers for the Rights Issue
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Amount and Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Effective Period of the Resolutions
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Authorization for the Rights Issue
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Distribution of Undistributed Profits
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Feasibility Analysis Report on Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Utilization Report on Use of Proceeds from Previous Issuance
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Directors' and Supervisors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect XU Shanda
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect LI Xiaopeng
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Utilization Report on Use of Proceeds from Previous Issuance
|
Mgmt
|
For
|
For
|
For
|
|||
Infineon Technologies AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
IFX
|
CINS D35415104
|
02/17/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Germany
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratify Peter Bauer
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratify Hermann Eul
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratify Reinhard Ploss
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Ratify Marco Schroter
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Ratify Klaus Wucherer
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratify Wigand Cramer
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratify Alfred Eibl
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratify Peter Gruber
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratify Gerhard Hobbach
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratify Hans-Ulrich Holdenried
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Ratify Max Dietrich Kley
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Ratify Renate Kocher
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Ratify Siegfried Luther
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Ratify Manfred Puffer
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Ratify Gerd Schmidt
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Ratify Doris Schmitt-Landsiedel
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Ratify Jurgen Scholz
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Ratify Horst Schuler
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Ratify Kerstin Schulzendorf
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Ratify Eckart Sunner
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Ratify Alexander Truby
|
Mgmt
|
For
|
For
|
For
|
|||
26
|
Ratify Arnaud de Weert
|
Mgmt
|
For
|
For
|
For
|
|||
27
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
28
|
Elect Wolfgang Mayrhuber
|
Mgmt
|
For
|
For
|
For
|
|||
29
|
Compensation Policy
|
Mgmt
|
For
|
For
|
For
|
|||
30
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
31
|
Authority to Repurchase Shares Using Equity Derivatives
|
Mgmt
|
For
|
For
|
For
|
|||
32
|
Approval of Settlement Agreement with Ulrich Schumacher
|
Mgmt
|
For
|
For
|
For
|
|||
33
|
Amendment Regarding Supervisory Board Resolutions
|
Mgmt
|
For
|
For
|
For
|
|||
34
|
Supervisory Board Members' Fees
|
Mgmt
|
For
|
Against
|
Against
|
|||
Ingersoll-Rand Plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
IR
|
CUSIP G47791101
|
06/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Ann Berzin
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Bruton
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jared Cohon
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Gary Forsee
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Peter Godsoe
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Edward Hagenlocker
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Constance Horner
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Michael Lamach
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Theodore Martin
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Richard Swift
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Tony White
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Senior Executive Performance Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
15
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Intercontinental Hotels Group PLC
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
IHG
|
CINS G4804L122
|
05/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect James Abrahamson
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Kirk Kinsell
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Graham Allan
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Andrew Cosslett
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect David Kappler
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Ralph Kugler
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Jennifer Laing
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Jonathan Linen
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Richard Solomons
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect David Webster
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Ying Yeh
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authorisation of Political Donations
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
Intuit Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
INTU
|
CUSIP 461202103
|
01/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect David Batchelder
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Christopher Brody
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect William Campbell
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Scott Cook
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Diane Greene
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Michael Hallman
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Edward Kangas
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Suzanne Nora Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Dennis Powell
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Brad Smith
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Amendment to the 2005 Equity Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
Jefferies Group, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
JEF
|
CUSIP 472319102
|
05/09/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Richard Handler
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Brian Friedman
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect W. Patrick Campbell
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Ian Cumming
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Richard Dooley
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Robert Joyal
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Michael O'Kane
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Joseph Steinberg
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Johnson & Johnson
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
JNJ
|
CUSIP 478160104
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Mary Coleman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect James Cullen
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Ian Davis
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Michael Johns
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Susan Lindquist
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Anne Mulcahy
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Leo Mullin
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect William Perez
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Charles Prince
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect David Satcher
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect William Weldon
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
15
|
Shareholder Proposal Regarding Pharmaceutical Price Restraints
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
16
|
Shareholder Proposal Regarding Policy on Health Status Discrimination
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Animal Welfare
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Johnson Controls, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
JCI
|
CUSIP 478366107
|
01/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Natalie Black
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Robert Cornog
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect William Lacy
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Stephen Roell
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Adoption of Majority Vote for Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendment to the Annual Incentive Performance Plan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Amendment to the Long-Term Incentive Performance Plan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
Joy Global Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
JOYG
|
CUSIP 481165108
|
03/08/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Steven Gerard
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect John Hanson
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Kenneth Johnsen
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Gale Klappa
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Richard Loynd
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect P. Eric Siegert
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Michael Sutherlin
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect James Tate
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
5
|
Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
JPMorgan Chase & Co.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
JPM
|
CUSIP 46625H100
|
05/17/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Crandall Bowles
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Stephen Burke
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect David Cote
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect James Crown
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect James Dimon
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Ellen Futter
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect William Gray, III
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Laban Jackson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect David Novak
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Lee Raymond
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect William Weldon
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
15
|
Amendment to the Long-Term Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Mortgage Loan Servicing
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding Genocide-Free Investing
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
21
|
Shareholder Proposal Regarding an Independent Lead Director
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
KLA-Tencor Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
KLAC
|
CUSIP 482480100
|
11/03/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Edward Barnholt
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Emiko Higashi
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Stephen Kaufman
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Richard Wallace
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Laboratory Corporation of America Holdings
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LH
|
CUSIP 50540R409
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect David King
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Kerrii Anderson
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jean-Luc Belingard
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect N. Anthony Coles, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Wendy Lane
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Thomas Mac Mahon
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Robert Mittelstaedt, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Arthur Rubenstein
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect M. Keith Weikel
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect R. Sanders Williams
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Lender Processing Services, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LPS
|
CUSIP 52602E102
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Lee Kennedy
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Philip Heasley
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Susan Lester
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
5
|
Amendment to the 2008 Omnibus Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
Liberty Media Corporation (Capital)
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LCAPA
|
CUSIP 53071M708
|
05/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Spin-off
|
Mgmt
|
For
|
For
|
For
|
|||
Linear Technology Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LLTC
|
CUSIP 535678106
|
11/03/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Robert Swanson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Lothar Maier
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Arthur Agnos
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect John Gordon
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect David Lee
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Richard Moley
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Thomas Volpe
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
2010 Equity Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Lockheed Martin Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LMT
|
CUSIP 539830109
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Nolan Archibald
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Rosalind Brewer
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect David Burritt
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect James Ellis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Thomas Falk
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Gwendolyn King
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect James Loy
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Douglas McCorkindale
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Joseph Ralston
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Anne Stevens
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Robert Stevens
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
2011 Incentive Performance Award Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Lowe's Companies, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LOW
|
CUSIP 548661107
|
05/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Raul Alvarez
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect David Bernauer
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Leonard Berry
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Peter Browning
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Dawn Hudson
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Robert Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Marshall Larsen
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Richard Lochridge
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Robert Niblock
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Stephen Page
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
5
|
2011 Annual Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
7
|
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
8
|
Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
LyondellBasell Industries N.V.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LYB
|
CUSIP N53745100
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Jagject Bindra
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Milton Carroll
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Rudy van der Meer
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Robin Buchanan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Jacques Aigrain
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Approval of Annual Accounts
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Officer Liability/Indemnification
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Director Liability/Indemnification
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Remuneration of Supervisory Board
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Approval of Ordinary Cash Dividend
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
15
|
Elect Robert G. Gwin
|
Mgmt
|
For
|
For
|
For
|
|||
Macy's, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
M
|
CUSIP 55616P104
|
05/20/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Stephen Bollenbach
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Deirdre Connelly
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Meyer Feldberg
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Sara Levinson
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Terry Lundgren
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Joseph Neubauer
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Joseph Pichler
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Joyce Roche
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Craig Weatherup
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Marna Whittington
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Adoption of Majority Vote for Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Marriott International, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MAR
|
CUSIP 571903202
|
05/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect J.W. Marriott, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Marriott III
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Mary Bush
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Lawrence Kellner
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Debra Lee
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect George Munoz
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Harry Pearce
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Steven Reinemund
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Lawrence Small
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Arne Sorenson
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Marsh & McLennan Companies, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MMC
|
CUSIP 571748102
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Zachary Carter
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Brian Duperreault
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Oscar Fanjul
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect H. Edward Hanway
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Lord Ian Lang
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Steven Mills
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Bruce Nolop
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Marc Oken
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Morton Schapiro
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Adele Simmons
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Lloyd Yates
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
2011 Incentive and Stock Award Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Maxim Integrated Products, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MXIM
|
CUSIP 57772K101
|
11/09/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Tunc Doluca
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect B. Kipling Hagopian
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect James Bergman
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Joseph Bronson
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Robert Grady
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect William Watkins
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect A.R. Frank Wazzan
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to the 2008 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendment to the 1996 Stock Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
McDonald's Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MCD
|
CUSIP 580135101
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Susan Arnold
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Richard Lenny
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Cary McMillan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Sheila Penrose
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect James Skinner
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
9
|
Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elimination of Supermajority Requirement in Article Regarding the Removal of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elimination of Supermajority Requirement in Article Regarding Shareholder Action
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Shareholder Proposal Regarding Declassification of the Board
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
13
|
Shareholder Proposal Regarding Controlled Atmosphere Killing
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
14
|
Shareholder Proposal Regarding Report on Childhood Obesity
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
15
|
Shareholder Proposal Regarding Beverage Containers
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
MeadWestvaco Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MWV
|
CUSIP 583334107
|
04/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Michael Campbell
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Thomas Cole, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Kaiser
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Richard Kelson
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect James Kilts
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Susan Kropf
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Douglas Luke
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect John Luke, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Robert McCormack
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Timothy Powers
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Jane Warner
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Amendment to the 2005 Performance Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Medco Health Solutions, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MHS
|
CUSIP 58405U102
|
05/24/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Howard Barker, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Cassis
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Michael Goldstein
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Charles Lillis
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Myrtle Potter
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect William Roper
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect David Snow, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect David Stevens
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Blenda Wilson
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elimination of Supermajority Requirements
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Amendment to the 2002 Stock Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
15
|
Shareholder Proposal Regarding Restricting Executive Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Medtronic, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MDT
|
CUSIP 585055106
|
08/25/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Richard Anderson
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect David Calhoun
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Victor Dzau
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect William Hawkins
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Shirley Jackson
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect James Lenehan
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Denise O'Leary
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Kendall Powell
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Robert Pozen
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Jean-Pierre Rosso
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Jack Schuler
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Merck & Co., Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MRK
|
CUSIP 58933Y105
|
05/24/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Leslie Brun
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Thomas Cech
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Richard Clark
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Kenneth Frazier
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Thomas Glocer
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Steven Goldstone
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect William Harrison, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Harry Jacobson
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect William Kelley
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect C. Robert Kidder
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Rochelle Lazarus
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Carlos Represas
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Patricia Russo
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Thomas Shenk
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Anne Tatlock
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Craig Thompson
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Elect Wendell Weeks
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Elect Peter Wendell
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
Microchip Technology Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MCHP
|
CUSIP 595017104
|
08/20/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Steve Sanghi
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Albert Hugo-Martinez
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect L. B. Day
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Matthew Chapman
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Wade Meyercord
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Microsoft Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MSFT
|
CUSIP 594918104
|
11/16/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Steven Ballmer
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
2
|
Elect Dina Dublon
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect William Gates III
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Raymond Gilmartin
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Reed Hastings
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Maria Klawe
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect David Marquardt
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Charles Noski
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Helmut Panke
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Monsanto Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MON
|
CUSIP 61166W101
|
01/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Laura Ipsen
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect William Parfet
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect George Poste
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
7
|
Reapproval of Performance Goals under the Annual Incentive Plan for Covered Executives
|
Mgmt
|
For
|
Against
|
Against
|
|||
Moody's Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MCO
|
CUSIP 615369105
|
04/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Robert Glauber
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
5
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
6
|
Elect Jorge Bermudez
|
Mgmt
|
For
|
For
|
For
|
|||
Mosaic Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MOS
|
CUSIP 61945A107
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Recapitalization and Spin-off
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
MTU Aero Engines Holding AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MTX
|
CINS D5565H104
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Germany
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Management Acts
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Increase in Authorized Capital II
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Increase in Authorized Capital III
|
Mgmt
|
For
|
For
|
For
|
|||
Murphy Oil Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MUR
|
CUSIP 626717102
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Frank Blue
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Claiborne Deming
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Robert Hermes
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect James Kelley
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect R. Madison Murphy
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect William Nolan, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Neal Schmale
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect David Smith
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Caroline Theus
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect David Wood
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
National Grid plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NG
|
CINS G6375K151
|
07/26/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Sir John Parker
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Steven Holliday
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Kenneth Harvey
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Steve Lucas
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Stephen Pettit
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Nick Winser
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect George Rose
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Thomas King
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Maria Richter
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect John Allan
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Linda Adamany
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Mark Fairbairn
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Philip Aiken
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
20
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
21
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
New York Community Bancorp, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NYB
|
CUSIP 649445103
|
06/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Dominick Ciampa
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect William Frederick
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Max Kupferberg
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Spiros Voutsinas
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Robert Wann
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to the Management Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendment to the 2006 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
Newmont Mining Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NEM
|
CUSIP 651639106
|
04/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Glen Barton
|
Mgmt
|
For
|
Against
|
Against
|
|||
2
|
Elect Vincent Calarco
|
Mgmt
|
For
|
Against
|
Against
|
|||
3
|
Elect Joseph Carrabba
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Noreen Doyle
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Veronica Hagen
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Michael Hamson
|
Mgmt
|
For
|
Against
|
Against
|
|||
7
|
Elect Richard O'Brien
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect John Prescott
|
Mgmt
|
For
|
Against
|
Against
|
|||
9
|
Elect Donald Roth
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Simon Thompson
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
NextEra Energy, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NEE
|
CUSIP 65339F101
|
05/20/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Sherry Barrat
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Robert Beall II
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect J. Hyatt Brown
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect James Camaren
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Kenneth Dunn
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect J. Brian Ferguson
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Lewis Hay III
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Toni Jennings
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Oliver Kingsley, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Rudy Schupp
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect William Swanson
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Michael Thaman
|
Mgmt
|
For
|
For
|
For
|
|||
1.13
|
Elect Hansel Tookes II
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
2011 Long Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Noble Energy, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NBL
|
CUSIP 655044105
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Jeffrey Berenson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Michael Cawley
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Edward Cox
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Charles Davidson
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Thomas Edelman
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Eric Grubman
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Kirby Hedrick
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Scott Urban
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect William Van Kleef
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
13
|
Amendment to the 1992 Stock Option and Restricted Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|||
Northern Trust Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NTRS
|
CUSIP 665859104
|
04/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Linda Bynoe
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Nicholas Chabraja
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Susan Crown
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Dipak Jain
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Robert Lane
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Robert McCormack
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Edward Mooney
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect John Rowe
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Martin Slark
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect David Smith, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Enrique Sosa
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Charles Tribbett III
|
Mgmt
|
For
|
For
|
For
|
|||
1.13
|
Elect Frederick Waddell
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Northrop Grumman Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NOC
|
CUSIP 666807102
|
05/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Wesley Bush
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Lewis Coleman
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Victor Fazio
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Donald Felsinger
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Stephen Frank
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Bruce Gordon
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Madeleine Kleiner
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Karl Krapek
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Richard Myers
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Aulana Peters
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Kevin Sharer
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
2011 Long-Term Incentive Stock Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
17
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Novartis AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NOVN
|
CINS H5820Q150
|
02/22/2011
|
Take No Action
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Switzerland
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
TNA
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
TNA
|
N/A
|
|||
3
|
Accounts and Reports
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
4
|
Ratification of Management and Board Acts
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
6
|
Compensation Policy
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
TNA
|
N/A
|
|||
8
|
Re-elect Ann Fudge
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
9
|
Re-elect Pierre Landolt
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
10
|
Re-elect Ulrich Lehner
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
11
|
Elect Enrico Vanni
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
12
|
Appointment of Auditor
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
13
|
Transaction of Other Business
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
Novartis AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NOVN
|
CINS H5820Q150
|
04/08/2011
|
Take No Action
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
Switzerland
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
TNA
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
TNA
|
N/A
|
|||
3
|
Approval of Merger Agreement
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
4
|
Approval of Share Issuance
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
5
|
Additional and/or Counter-Proposals
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
Novo Nordisk A/S
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NOVO-B
|
CINS K7314N152
|
03/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Denmark
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Approve Fiscal 2010 Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Approve Fiscal 2011 Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Sten Scheibye
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Goran Ando
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Bruno Angelici
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Henrik Gurtler
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Thomas Koestler
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Kurt Anker Nielsen
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Hannu Ryopponen
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Jorgen Wedel
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Election of Chairman
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Election of Vice Chairman
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Cancel Shares
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authority to Cancel Shares
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Amendments to Articles Regarding Age Limit
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Amendments to Incentive Compensation Guidelines
|
Mgmt
|
For
|
For
|
For
|
|||
Nucor Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NUE
|
CUSIP 670346105
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Peter Browning
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Victoria Haynes
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Christopher Kearney
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
5
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
6
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
NV Energy, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NVE
|
CUSIP 67073Y106
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Joseph Anderson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Glenn Christenson
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Brian Kennedy
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect John O'Reilly
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Philip Satre
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Michael Yackira
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
4
|
Amendment to the Executive Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
"Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions"
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
9
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
10
|
Shareholder Proposal Regarding Retention of Shares After Retirement
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Occidental Petroleum Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
OXY
|
CUSIP 674599105
|
05/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Spencer Abraham
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Howard Atkins
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Stephen Chazen
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Edward Djerejian
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect John Feick
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Margaret Foran
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Carlos Gutierrez
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Ray Irani
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Avedick Poladian
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Rodolfo Segovia
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Aziz Syriani
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Rosemary Tomich
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Walter Weisman
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
1 Year
|
N/A
|
|||
17
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Environmental Expertise on Board
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Oceaneering International, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
OII
|
CUSIP 675232102
|
05/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect T. Jay Collins
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect D. Michael Hughes
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Oracle Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ORCL
|
CUSIP 68389X105
|
10/06/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Jeffrey Berg
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
1.2
|
Elect H. Raymond Bingham
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Michael Boskin
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Safra Catz
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Bruce Chizen
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect George Conrades
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Lawrence Ellison
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Hector Garcia-Molina
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Jeffrey Henley
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Mark Hurd
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
1.11
|
Elect Donald Lucas
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Naomi Seligman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Executive Bonus Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
3
|
Amendment to the 2000 Long-Term Equity Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Shareholder Proposal Regarding Formation of Sustainability Committee
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
6
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
7
|
Shareholder Proposal Regarding Retention of Shares After Retirement
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
PACCAR Inc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PCAR
|
CUSIP 693718108
|
04/20/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect John Fluke, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Kirk Hachigian
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Stephen Page
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Thomas Plimpton
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
4
|
Amendment to the Long Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Amendment to the Senior Executive Yearly Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Shareholder Proposal Regarding Simple Majority Vote
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
7
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Parker-Hannifin Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PH
|
CUSIP 701094104
|
10/27/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Robert Bohn
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Linda Harty
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect William Kassling
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Robert Kohlhepp
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Klaus-Peter Muller
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Candy Obourn
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Joseph Scaminace
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Wolfgang Schmitt
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Ake Svensson
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Markos Tambakeras
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect James Wainscott
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Donald Washkewicz
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
2010 Performance Bonus Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Shareholder Proposal Regarding Independent Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Penn National Gaming, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PENN
|
CUSIP 707569109
|
06/09/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Peter Carlino
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Harold Cramer
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Saul Reibstein
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to the 2008 Long Term Incentive Compensation Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
6
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
PepsiCo, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PEP
|
CUSIP 713448108
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Shona Brown
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Ian Cook
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Dina Dublon
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Victor Dzau
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Ray Hunt
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Alberto Ibarguen
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Arthur Martinez
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Indra Nooyi
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Sharon Rockefeller
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect James Schiro
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Lloyd Trotter
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Daniel Vasella
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Adoption of Majority Vote for Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
18
|
Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Petroleo Brasileiro S.A. - Petrobras
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PETR3
|
CUSIP 71654V408
|
01/31/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Merger by Absorption
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
Petroleo Brasileiro S.A. - Petrobras
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PETR3
|
CUSIP 71654V408
|
04/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Merger by Absorption
|
Mgmt
|
For
|
For
|
For
|
|||
Petroleo Brasileiro S.A. - Petrobras
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PETR3
|
CUSIP 71654V408
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Capital Expenditure Budget
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Election of Chairman of the Board of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Election of Supervisory Council Members
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Capitalization of Reserves
|
Mgmt
|
For
|
For
|
For
|
|||
Petroleo Brasileiro S.A. - Petrobras
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PETR3
|
CUSIP 71654V408
|
08/12/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Ratification of Nomination of Appraiser for Treasury Notes
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Valuation Method of Treasury Notes
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
Petroleo Brasileiro S.A. - Petrobras
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PETR3
|
CUSIP 71654V408
|
12/07/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Merger Agreement with Marlim Participacoes SA
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Merger Agreement with Nova Marlim Participacoes SA
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Valuation Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Merger by Absorption
|
Mgmt
|
For
|
For
|
For
|
|||
Pfizer Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PFE
|
CUSIP 717081103
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Dennis Ausiello
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Michael Brown
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect M. Anthony Burns
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect W. Don Cornwell
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Frances Fergusson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect William Gray, III
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Constance Horner
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect James Kilts
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect George Lorch
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Mascotte
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Suzanne Nora Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Ian Read
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Stephen Sanger
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
2 Years
|
3 Years
|
Against
|
|||
17
|
Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Lobbying Priorities Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Pharmaceutical Price Restraints
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding the Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
21
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Transparency in Animal Research
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
PG&E Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PCG
|
CUSIP 69331C108
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect David Andrews
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Lewis Chew
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect C. Lee Cox
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Peter Darbee
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Maryellen Herringer
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Roger Kimmel
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Richard Meserve
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Forrest Miller
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Rosendo Parra
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Barbara Rambo
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Barry Williams
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
16
|
Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Philip Morris International Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PM
|
CUSIP 718172109
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Harold Brown
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Mathis Cabiallavetta
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Louis Camilleri
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect J. Dudley Fishburn
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Jennifer Li
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Graham Mackay
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Sergio Marchionne
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Lucio Noto
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Carlos Slim Helu
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Stephen Wolf
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
14
|
Shareholder proposal Regarding Food Insecurity and Tobacco Use
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Portugal Telecom SGPS SA
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PTC
|
CINS X6769Q104
|
05/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Portugal
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Authority to Repurchase and Re-Issue Shares
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Authority to Issue Convertible Bonds
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Suppression of Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
11
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Authority to Repurchase and Re-Issue Company Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
Potash Corporation of Saskatchewan Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
POT
|
CUSIP 73755L107
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Christopher Burley
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect William Doyle
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect John Estey
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Charles Hoffman
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Dallas Howe
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Alice Laberge
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Keith Martell
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Jeffrey McCaig
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Mary Mogford
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Paul Schoenhals
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect E. Robert Stromberg
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Elena Viyella de Paliza
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
2011 Performance Option Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
PPG Industries, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PPG
|
CUSIP 693506107
|
04/21/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Stephen Angel
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Hugh Grant
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Michele Hooper
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Robert Mehrabian
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Reapproval of Performance Goals Under the 2006 Omnibus Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to the 2006 Omnibus Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Shareholder Proposal Regarding Environmental Accountability Report
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
PPL Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PPL
|
CUSIP 69351T106
|
05/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Frederick Bernthal
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect John Conway
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Steven Elliot
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Louise Goeser
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Stuart Graham
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Stuart Heydt
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect James Miller
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Craig Rogerson
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Natica von Althann
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Keith Williamson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Short-term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
6
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
7
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Praxair, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PX
|
CUSIP 74005P104
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Stephen Angel
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Oscar Bernardes
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Nance Dicciani
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Edward Galante
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Claire Gargalli
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Ira Hall
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Raymond LeBoeuf
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Larry McVay
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Wayne Smith
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Robert Wood
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
4
|
Approval of Performance Goals Under the 162(m) Plan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Amendment to the 2009 Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Precision Castparts Corp.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PCP
|
CUSIP 740189105
|
08/10/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Daniel Murphy
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Steven Rothmeier
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Richard Wambold
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Timothy Wicks
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Shareholder Proposal Regarding Declassification of the Board
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
QBE Insurance Group Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
QBE
|
CINS Q78063114
|
04/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Australia
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Equity Grant (CEO Frank O'Halloran)
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Approve Termination Benefits
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Re-elect Charles Irby
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Rio Tinto plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
RIO
|
CINS G75754104
|
04/14/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Tom Albanese
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Robert Brown
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Vivienne Cox
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Jan du Plessis
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Guy Elliott
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Michael Fitzpatrick
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Ann Godbehere
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Richard Goodmanson
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Andrew Gould
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Lord John Kerr of Kinlochard
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Paul Tellier
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Samuel Walsh
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Stephen Mayne
|
Mgmt
|
Against
|
Against
|
For
|
|||
16
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Amendment to the Performance Share Plan
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Amendment to and Renewal of Share Ownership Plan
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
20
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
21
|
Authority to Repurchase Rio Tinto plc Shares
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
Rockwell Automation, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ROK
|
CUSIP 773903109
|
02/01/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Donald Parfet
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Steven Kalmanson
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect James Keane
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
Royal Dutch Shell plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
RDSB
|
CUSIP 780259107
|
05/17/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Linda Stuntz
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Josef Ackermann
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Malcolm Brinded
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Guy Elliott
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Simon Henry
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Charles Holliday, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Lord John Kerr of Kinlochard
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Gerard Kleisterlee
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Christine Morin-Postel
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Jorma Ollila
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Jeroen van der Veer
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Peter Voser
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Hans Wijers
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authorisation of Political Donations
|
Mgmt
|
For
|
For
|
For
|
|||
Schlumberger Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SLB
|
CUSIP 806857108
|
04/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Philippe Camus
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Peter Currie
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Andrew Gould
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Tony Isaac
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect K.V. Kamath
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Nikolay Kudryavtsev
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Adrian Lajous
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Michael Marks
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Elizabeth Moler
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Leo Reif
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Tore Sandvold
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Henri Seydoux
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Paal Kibsgaard
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Lubna Olayan
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
2 Years
|
3 Years
|
Against
|
|||
17
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Amendements to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Approval of Financial Statements and Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Schneider Electric SA
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SU
|
CINS F86921107
|
04/21/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Related Party Transactions
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Ratification of the Co-option of Anand Mahindra
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
9
|
Elect Betsy Atkins
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Jeong H. Kim
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Dominique Senequier
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Amendment Regarding Director Age Limit
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Amendment Regarding Censors
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Stock Split
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
18
|
Authority to Increase Capital Through Capitalizations
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Increase Share Issuance Limit
|
Mgmt
|
For
|
Against
|
Against
|
|||
21
|
Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind
|
Mgmt
|
For
|
Against
|
Against
|
|||
22
|
Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Authority to Grant Stock Options
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Authority to Issue Restricted Shares
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Authority to Increase Capital Under Employee Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
26
|
Authority to Increase Capital Under Foreign Employee Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
27
|
Authority to Cancel Shares and Reduce Capital
|
Mgmt
|
For
|
For
|
For
|
|||
28
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
SHIRE PLC
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SHP
|
CUSIP 82481R106
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Matthew Emmens
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Angus Russell
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Graham Hetherington
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect David Kappler
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Patrick Langlois
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jeffrey Leiden
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect David Ginsburg
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Anne Minto
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Adoption of New Articles
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
Sigma-Aldrich Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SIAL
|
CUSIP 826552101
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Rebecca Bergman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect George Church
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect David Harvey
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect W. Lee McCollum
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Avi Nash
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Steven Paul
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect J. Pedro Reinhard
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Rakesh Sachdev
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect D. Dean Spatz
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Barrett Toan
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Approval of the Material Terms of the Performance Criteria for Performance-Based Awards Under the 2003 Long-Term Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elimination of Supermajority Requirement to Amend, Alter, Change or Repeal Provisions in the Certificate of Incorporation
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elimination of Supermajority Requirement for Business Combinations
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
Singapore Exchange Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
S68
|
CINS Y79946102
|
10/07/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Singapore
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Joseph Yuvaraj Pillay
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Robert Owen
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect CHEW Choon Seng
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect LOH Boon Chye
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect NG Kee Choe
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Magnus Bocker
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Directors' Fees for the Chairman
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Thaddeus Beczak
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
15
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
16
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
17
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
18
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Singapore Exchange Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
S68
|
CINS Y79946102
|
10/07/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
Singapore
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
Softbank Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
9984
|
CINS J75963108
|
06/24/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Japan
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendments to Articles
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Elect Masayoshi Son
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Ken Miyauchi
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Kazuhiko Kasai
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Masahiro Inoue
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Ronald Fisher
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Yun Mah
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Tadashi Yanai
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Mark Schwartz
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Sunil Bharti Mittal
|
Mgmt
|
For
|
For
|
For
|
|||
Starbucks Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SBUX
|
CUSIP 855244109
|
03/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Howard Schultz
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect William Bradley
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Mellody Hobson
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Kevin Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Olden Lee
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Sheryl Sandberg
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect James Shennan, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Javier Teruel
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Myron Ullman III
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Craig Weatherup
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
13
|
Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Amendment to the 2005 Long-Term Equity Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Steel Dynamics, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
STLD
|
CUSIP 858119100
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Keith Busse
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Mark Millett
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Richard Teets, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect John Bates
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Frank Byrne
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Paul Edgerley
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Richard Freeland
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Jurgen Kolb
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect James Marcuccilli
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Joseph Ruffolo
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Gabriel Shaheen
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
5
|
Transaction of Other Business
|
Mgmt
|
For
|
For
|
For
|
|||
Stericycle, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SRCL
|
CUSIP 858912108
|
05/24/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Mark Miller
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Jack Schuler
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Thomas Brown
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Rod Dammeyer
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect William Hall
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Jonathan Lord
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect John Patience
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect James Reid-Anderson
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Ronald Spaeth
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
2011 Incentive Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
Strayer Education, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
STRA
|
CUSIP 863236105
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Robert Silberman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect David Coulter
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Charlotte Beason
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect William Brock
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect John Casteen III
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Robert Grusky
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Robert Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Todd Milano
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect G. Thomas Waite, III
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect J. David Wargo
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
2011 Equity Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Stryker Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SYK
|
CUSIP 863667101
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Howard Cox, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Srikant Datar
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Roch Doliveux
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Louis Francesconi
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Allan Golston
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Howard Lance
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Stephen MacMillan
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect William Parfet
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Ronda Stryker
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
2011 Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
2011 Performance Incentive Award Plan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
7
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Subsea 7 S.A. (fka Acergy S.A.)
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SUBC
|
CINS L8882U106
|
05/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Luxembourg
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Presentation of Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Suez Environnement SA
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SEV
|
CINS F4984P118
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Form of Dividend Payment
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Related Party Transactions
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Relocation of Company Headquarters
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratification of the Co-option of Penelope Chalmers Small
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Valerie Bernis
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Nicolas Bazire
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Jean-Francois Cirelli
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Lorenz d'Este
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Gerard Lamarche
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Olivier Pirotte
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Trade in Company Stock
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Cancel Shares and Reduce Capital
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Increase Capital Under Employee Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
Suncor Energy Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SU
|
CUSIP 867224107
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Canada
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Mel Benson
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Dominic D'Alessandro
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect John Ferguson
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect W. Douglas Ford
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Richard George
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Paul Haseldonckx
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect John Huff
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Jacques Lamarre
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Brian MacNeill
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Maureen McCaw
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Michael O'Brien
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect James Simpson
|
Mgmt
|
For
|
For
|
For
|
|||
1.13
|
Elect Eira Thomas
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
Suntrust Banks, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
STI
|
CUSIP 867914103
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Robert Beall II
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Alston Correll
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jeffrey Crowe
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Blake Garrett, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect David Hughes
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect M. Douglas Ivester
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect J. Hicks Lanier
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Kyle Legg
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect William Linnenbringer
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect G. Gilmer Minor III
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Frank Royal
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Thomas Watjen
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect James Wells III
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Phail Wynn, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Amendment to 2009 Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
19
|
Shareholder Proposal Regarding Sustainability Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Syngenta AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SYNN
|
CINS H84140112
|
04/19/2011
|
Take No Action
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Switzerland
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
TNA
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
TNA
|
N/A
|
|||
3
|
Accounts and Reports
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
4
|
Compensation Report
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
5
|
Ratification of Board and Management Acts
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
6
|
Cancellation of Shares
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
7
|
Allocation of Profits
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
8
|
Dividend Distribution from Reserves
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
9
|
Elect Martin Taylor
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
10
|
Elect Peter Thompson
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
11
|
Elect Rolf Watter
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
12
|
Elect Felix Weber
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
13
|
Appointment of Auditor
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
14
|
Transaction of Other Business
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
Synovus Financial Corp.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SNV
|
CUSIP 87161C105
|
04/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Catherine Allen
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Richard Anthony
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Blanchard
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Richard Bradley
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Frank Brumley
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Elizabeth Camp
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect T. Michael Goodrich
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect V. Nathaniel Hansford
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Mason Lampton
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect H. Lynn Page
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Joseph Prochaska, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect J. Neal Purcell
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Kessel Stelling, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Melvin Stith
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Philip Tomlinson
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect James Yancey
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Ratification of 2010 Tax Benefits Preservation Plan
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
2011 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
2011 Director Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Are you the beneficial owner, in all capacities, of more than 1,139,063 shares of Synovus common stock? If you answered No to question 7A, do not answer question 7B or 7C your shares represented by the proxy are entitled to ten votes per share
|
Mgmt
|
N/A
|
N/A
|
N/A
|
|||
23
|
If your answer to question 7A was Yes, have you acquired more than 1,139,063 shares of Synovus common stock since February 17, 2007 (including shares received as a stock dividend)? If you answered No, to question 7B, do not answer question 7C. Shares represented by the proxy are entitled to ten votes per share
|
Mgmt
|
N/A
|
N/A
|
N/A
|
|||
Taiwan Semiconductor Manufacturing
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
2330
|
CUSIP 874039100
|
06/09/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Approve Spin-off
|
Mgmt
|
For
|
For
|
For
|
|||
5.1
|
Elect Gregory C. Chow
|
Mgmt
|
For
|
For
|
For
|
|||
5.2
|
Elect Kok-Choo Chen
|
Mgmt
|
For
|
For
|
For
|
|||
Taiwan Semiconductor Manufacturing
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
2330
|
CINS Y84629107
|
06/09/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Taiwan
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Approve Spin-off
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Gregory C. Chow
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Kok-Choo Chen
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Extraordinary motions
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
11
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
12
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
13
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Talisman Energy Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TLM
|
CUSIP 87425E103
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Christiane Bergevin
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Donald Carty
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect William Dalton
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Kevin Dunne
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Harold Kvisle
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect John Manzoni
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Lisa Stewart
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Peter Tomsett
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Charles Williamson
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Charles Winograd
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to Shareholder Rights' Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
Technip
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TEC
|
CINS F90676101
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Related Party Transactions
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Ratification of the Co-Option of Marie-Ange Debon
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Thierry Pilenko
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Olivier Appert
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Pascal Colombani
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect John O'Leary
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect C. Maury Devine
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Leticia Costa
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
18
|
Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Authority to Issue Restricted Shares
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Issue Restricted Shares to Executives
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authority to Grant Stock Options
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Grant Stock Options to Chairman/CEO and executives
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Authority to Increase Capital Under Employee Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Telekom Austria AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TKA
|
CINS A8502A102
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
Austria
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Presentation of Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Management Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Supervisory Board Members' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Election of Supervisory Board Members
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Presentation of Share Repurchase Report
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Tenaris S.A.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TEN
|
CUSIP 88031M109
|
06/01/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Presentation of Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Electronic Communications
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Amendment Regarding Date of the Annual General Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
Texas Instruments Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TXN
|
CUSIP 882508104
|
04/21/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Ralph Babb, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Daniel Carp
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Carrie Cox
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Stephen MacMillan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Pamela Patsley
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Robert Sanchez
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Wayne Sanders
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Ruth Simmons
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Richard Templeton
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Christine Whitman
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
The Bank of New York Mellon Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BK
|
CUSIP 064058100
|
04/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Ruth Bruch
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Nicholas Donofrio
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Gerald Hassell
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Edmund Kelly
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Robert Kelly
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Richard Kogan
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Michael Kowalski
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect John Luke, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Mark Nordenberg
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Catherine Rein
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect William Richardson
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Samuel Scott III
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect John Surma
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Wesley von Schack
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
17
|
Amendment to the Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Amendment to the Executive Incentive Compensation Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
The Boeing Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BA
|
CUSIP 097023105
|
05/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect John Bryson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect David Calhoun
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Arthur Collins, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Linda Cook
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Kenneth Duberstein
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Edmund Giambastiani, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Edward Liddy
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect John McDonnell
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect W. James McNerney, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Susan Schwab
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Ronald Williams
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Mike Zafirovski
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
The Dow Chemical Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DOW
|
CUSIP 260543103
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Arnold Allemang
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Jacqueline Barton
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Bell
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Jeff Fettig
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Barbara Franklin
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Jennifer Granholm
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect John Hess
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Andrew Liveris
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Paul Polman
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Dennis Reilley
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect James Ringler
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Ruth Shaw
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Paul Stern
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
17
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
The Dun & Bradstreet Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DNB
|
CUSIP 26483E100
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Naomi Seligman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Michael Winkler
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendment to the Covered Employee Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
7
|
Elimination of Supermajority Requirement
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|||
The Goldman Sachs Group, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GS
|
CUSIP 38141G104
|
05/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Lloyd Blankfein
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Bryan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Gary Cohn
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Claes Dahlback
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Stephen Friedman
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect William George
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect James Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Lois Juliber
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Lakshmi Mittal
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect James Schiro
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
15
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
16
|
Shareholder Proposal Regarding Retention of Shares After Retirement
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Report on Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Report on Climate Change
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
The Home Depot, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HD
|
CUSIP 437076102
|
06/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect F. Duane Ackerman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Francis Blake
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Ari Bousbib
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Gregory Brenneman
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect J. Frank Brown
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Albert Carey
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Armando Codina
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Bonnie Hill
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Karen Katen
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Ronald Sargent
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
14
|
Restoration of Written Consent
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
16
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
17
|
SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
The McGraw-Hill Companies, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MHP
|
CUSIP 580645109
|
04/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Pedro Aspe
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Sir Winfried Bischoff
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Douglas Daft
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Willaim Green
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Linda Lorimer
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Harold McGraw III
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Robert McGraw
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Hilda Ochoa-Brillembourg
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Sir Michael Rake
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Edward Rust, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Kurt Schmoke
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Sidney Taurel
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
The Mosaic Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MOS
|
CUSIP 61945A107
|
10/07/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect William Graber
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Emery Koenig
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Sergio Rial
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect David Seaton
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
The PNC Financial Services Group, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PNC
|
CUSIP 693475105
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Richard Berndt
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Charles Bunch
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Paul Chellgren
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Kay James
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Richard Kelson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Bruce Lindsay
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Anthony Massaro
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jane Pepper
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect James Rohr
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Donald Shepard
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Lorene Steffes
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Dennis Strigl
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Thomas Usher
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect George Walls, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Helge Wehmeier
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Amendment to the 2006 Incentive Award Plan
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
The Procter & Gamble Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PG
|
CUSIP 742718109
|
10/12/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Angela Braly
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Kenneth Chenault
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Scott Cook
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Rajat Gupta
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Robert McDonald
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect W. James McNerney, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Johnathan Rodgers
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Mary Wilderotter
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Patricia Woertz
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Ernesto Zedillo
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
The Walt Disney Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DIS
|
CUSIP 254687106
|
03/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Susan Arnold
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Bryson
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect John Chen
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Judith Estrin
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Robert Iger
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Steven Jobs
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Fred Langhammer
|
Mgmt
|
For
|
Against
|
Against
|
|||
8
|
Elect Aylwin Lewis
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Monica Lozano
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Robert Matschullat
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect John Pepper, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Sheryl Sandberg
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Orin Smith
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
2011 Stock Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
17
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
18
|
Shareholder Proposal Regarding One Test Performance Assessment
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Time Warner Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TWX
|
CUSIP 887317303
|
05/20/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect James Barksdale
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect William Barr
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jeffrey Bewkes
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Stephen Bollenbach
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Frank Caufield
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Robert Clark
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Mathias Dopfner
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jessica Einhorn
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Fred Hassan
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Michael Miles
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Kenneth Novack
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Paul Wachter
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Deborah Wright
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
17
|
Elimination of Absolute Majority Voting Requirement
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Tingyi (Cayman Islands) Holdings Corp.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
322
|
CINS G8878S103
|
06/10/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Cayman Islands
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect RYO Yoshizawa
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect WU Chung-Yi
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Junichiro IDA
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
10
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|||
12
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Tingyi (Cayman Islands) Holdings Corp.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
322
|
CINS G8878S103
|
11/11/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
Cayman Islands
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
TZCI Supply Agreement and Annual Caps
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
TFS Supply Agreement and Annual Caps
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Total SA
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FP
|
CINS F92124100
|
05/13/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Related Party Transactions
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Patricia Barbizet
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Paul Desmarais, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Claude Mandil
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Marie-Christine Coisne
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Barbara Kux
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Issue Restricted Shares
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Shareholder Proposal Regarding Share Ownership Disclosure
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Travelers Companies, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TRV
|
CUSIP 89417E109
|
05/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Alan Beller
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Dasburg
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Janet Dolan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Kenneth Duberstein
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Jay Fishman
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Lawrence Graev
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Patricia Higgins
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Thomas Hodgson
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Cleve Killingsworth, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Donald Shepard
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Laurie Thomsen
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
Tyco Electronics Ltd.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TEL
|
CUSIP H8912P106
|
03/09/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Pierre Brondeau
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Juergen Gromer
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Robert Hernandez
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Thomas Lynch
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Daniel Phelan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Frederic Poses
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Lawrence Smith
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Paula Sneed
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect David Steiner
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Van Scoter
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
2010 Annual Report
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Statutory Financial Statements
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Consolidated Financial Statements
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Release Board of Directors and Executive Officers
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Deloitte & Touche
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Deloitte AG, Zurich
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
PricewaterhouseCoopers AG, Zurich
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
3 Years
|
N/A
|
|||
20
|
Dividend Payment/Reduction of Par Value
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Change in Company Name
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Renewal of Authorized Capital
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Reduction of Share Capital Under the Share Repurchase Program
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Share Repurchase Program
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
Tyco International Ltd.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TYC
|
CUSIP H89128104
|
03/09/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
3.1
|
Elect Edward Breen
|
Mgmt
|
For
|
For
|
For
|
|||
3.2
|
Elect Michael Daniels
|
Mgmt
|
For
|
For
|
For
|
|||
3.3
|
Elect Timothy Donahue
|
Mgmt
|
For
|
For
|
For
|
|||
3.4
|
Elect Brian Duperreault
|
Mgmt
|
For
|
For
|
For
|
|||
3.5
|
Elect Bruce Gordon
|
Mgmt
|
For
|
For
|
For
|
|||
3.6
|
Elect Rajiv Gupta
|
Mgmt
|
For
|
For
|
For
|
|||
3.7
|
Elect John Krol
|
Mgmt
|
For
|
For
|
For
|
|||
3.8
|
Elect Brendan O'Neill
|
Mgmt
|
For
|
For
|
For
|
|||
3.9
|
Elect Dinesh Paliwal
|
Mgmt
|
For
|
For
|
For
|
|||
3.10
|
Elect William Stavropoulos
|
Mgmt
|
For
|
For
|
For
|
|||
3.11
|
Elect Sandra Wijnberg
|
Mgmt
|
For
|
For
|
For
|
|||
3.12
|
Elect R. David Yost
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Appointment of Special Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Approval of Ordinary Cash Dividend
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Renewal of Authorized Share Capital
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Cancellation of Repurchased Treasury Shares
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
U.S. Bancorp
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
USB
|
CUSIP 902973304
|
04/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Douglas Baker, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Y. Marc Belton
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Victoria Buyniski Gluckman
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Arthur Collins, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Richard Davis
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Joel Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Olivia Kirtley
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jerry Levin
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect David O'Maley
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect O'Dell Owens
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Richard Reiten
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Craig Schnuck
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Patrick Stokes
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
17
|
Shareholder Proposal Regarding Advisory Vote on Director Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Unilever N.V.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
UNA
|
CINS N8981F271
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Netherlands
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Accounts and Reports; Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Executive Directors' Acts
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Non-Executive Directors' Acts
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Paul Polman
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Jean-Marc Huet
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Louise Fresco
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Ann Fudge
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Charles Golden
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Byron Grote
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Hixonia Nyasulu
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Malcolm Rifkind
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Kees Storm
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Michael Treschow
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Paul Walsh
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Sunil Bharti Mittal
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Cancel Shares
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
20
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Union Pacific Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
UNP
|
CUSIP 907818108
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Andrew Card, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Erroll Davis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Thomas Donohue
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Archie Dunham
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Judith Richards Hope
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Charles Krulak
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Michael McCarthy
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Michael McConnell
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Thomas McLarty III
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Steven Rogel
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Jose Villarreal
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect James Young
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Actions adversely affecting preferred stock
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Removal of directors
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Changing the authorized amount of capital stock.
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
United Overseas Bank Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
U11
|
CINS V96194127
|
04/29/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Singapore
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Fees to WEE Cho Yaw
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect WEE Ee Cheong
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Franklin Lavin
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Willie CHENG Jue Hiang
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect TAN Lip-Bu
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect WEE Cho Yaw
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect NGIAM Tong Dow
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect CHAM Tao Soon
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Reggie Thein
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
16
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
17
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
18
|
Authority to Issue Shares under UOB Scrip Dividend Scheme
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Preferred Shares
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
United Overseas Bank Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
U11
|
CINS V96194127
|
04/29/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
Singapore
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
United Parcel Service, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
UPS
|
CUSIP 911312106
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect F. Duane Ackerman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Michael Burns
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect D. Scott Davis
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Stuart Eizenstat
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Michael Eskew
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect William Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Ann Livermore
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Rudy Markham
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Clark Randt, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Thompson
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Carol Tome
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Transaction of Other Business
|
Mgmt
|
For
|
For
|
For
|
|||
United Technologies Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
UTX
|
CUSIP 913017109
|
04/13/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Louis Chenevert
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Faraci
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jean-Pierre Garnier
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Jamie Gorelick
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Edward Kangas
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Ellen Kullman
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Charles Lee
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Richard McCormick
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Harold McGraw III
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Richard Myers
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect H. Patrick Swygert
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Andre Villeneuve
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Christine Whitman
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Amendment to the 2005 Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
N/A
|
3 Years
|
N/A
|
|||
18
|
Shareholder Proposal Regarding Retention of Shares
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Vallourec
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
VK
|
CINS F95922104
|
06/07/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Form of Dividend Payment
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Ratification of the Co-option of Pascale Chargrasse
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Pascale Chargrasse
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Jean-Paul Parayre
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Patrick Boissier
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Anne-Marie Idrac
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Francois Henrot as Censor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
17
|
Authority to Issue Capital and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
18
|
Authority to Set Offering Price of Shares
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Authority to Increase Share Issuance Limit
|
Mgmt
|
For
|
Against
|
Against
|
|||
20
|
Authority to Increase Capital In Consideration for Contributions in Kind; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
21
|
Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
22
|
Authority for Subsidiaries to Issue Securities Convertible into Company Shares
|
Mgmt
|
For
|
Against
|
Against
|
|||
23
|
Authority to Increase Capital Through Capitalizations
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Authority to Increase Capital Under Employee Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
26
|
Authority to Increase Capital for Foreign Employees
|
Mgmt
|
For
|
For
|
For
|
|||
27
|
Authority to Increase Capital for Foreign Employees as an Alternative to Employee Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
28
|
Authority to Issue Restricted Shares Under Savings Plans
|
Mgmt
|
For
|
For
|
For
|
|||
29
|
Authority to Issue Restricted Shares
|
Mgmt
|
For
|
For
|
For
|
|||
30
|
Authority to Cancel Shares and Reduce Capital
|
Mgmt
|
For
|
For
|
For
|
|||
31
|
Amendment Regarding Supervisory Board Member Term Length
|
Mgmt
|
For
|
For
|
For
|
|||
32
|
Amendment Regarding Employee Representation
|
Mgmt
|
For
|
For
|
For
|
|||
33
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
Verizon Communications Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
VZ
|
CUSIP 92343V104
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Richard Carrion
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect M. Frances Keeth
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Robert Lane
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Lowell McAdam
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Sandra Moose
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Joseph Neubauer
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Donald Nicolaisen
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Clarence Otis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Hugh Price
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Ivan Seidenberg
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Rodney Slater
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect John Snow
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Shareholder Proposal Regarding Disclosure of Prior Government Service
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Performance-Based Equity Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
19
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Vertex Pharmaceuticals Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
VRTX
|
CUSIP 92532F100
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Matthew Emmens
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Margaret McGlynn
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Wayne Riley
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Virgin Media Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
VMED
|
CUSIP 92769L101
|
06/07/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect James Chiddix
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect William Huff
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect James Mooney
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect John Rigsby
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Visa Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
V
|
CUSIP 92826C839
|
01/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Adoption of Majority Vote for Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
3.1
|
Elect Gary Coughlan
|
Mgmt
|
For
|
For
|
For
|
|||
3.2
|
Elect Mary Cranston
|
Mgmt
|
For
|
For
|
For
|
|||
3.3
|
Elect Francisco Javier Fernandez-Carbajal
|
Mgmt
|
For
|
For
|
For
|
|||
3.4
|
Elect Robert Matschullat
|
Mgmt
|
For
|
For
|
For
|
|||
3.5
|
Elect Cathy Minehan
|
Mgmt
|
For
|
For
|
For
|
|||
3.6
|
Elect Suzanne Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
3.7
|
Elect David Pang
|
Mgmt
|
For
|
For
|
For
|
|||
3.8
|
Elect Joseph Saunders
|
Mgmt
|
For
|
For
|
For
|
|||
3.9
|
Elect William Shanahan
|
Mgmt
|
For
|
For
|
For
|
|||
3.10
|
Elect John Swainson
|
Mgmt
|
For
|
For
|
For
|
|||
3.11
|
Elect Suzanne Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
3.12
|
Elect Joseph Saunders
|
Mgmt
|
For
|
For
|
For
|
|||
3.13
|
Elect John Swainson
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
6
|
Amendment to the Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Vivendi SA
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
VIV
|
CINS F97982106
|
04/21/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Related Party Transactions
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jean-Yves Charlier
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Henri Lachmann
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Pierre Rodocanachi
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Appointment of Alternate Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Authority to Cancel Shares and Reduce Capital
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Grant Stock Options
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Authority to Issue Restricted Shares
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
18
|
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Authority to Increase Share Issuance Limit
|
Mgmt
|
For
|
Against
|
Against
|
|||
20
|
Authority to Increase Capital in Consideration for Contributions in Kind
|
Mgmt
|
For
|
Against
|
Against
|
|||
21
|
Authority to Increase Capital Under Employee Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Increase Capital Under Employee Savings Plan for Employees Abroad
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Authority to Increase Capital Through Capitalizations
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Amendment Regarding Censors
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
Vodafone Group PLC
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
VOD
|
CINS G93882135
|
07/27/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John R. H. Bond
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect John Buchanan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Vittorio Colao
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Michel Combes
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Andy Halford
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Steve Pusey
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Alan Jebson
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Samuel Jonah
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Nick Land
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Anne Lauvergeon
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Luc Vandevelde
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Anthony Watson
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Philip Yea
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
20
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
21
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Adoption of New Articles
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Share Incentive Plan Renewal
|
Mgmt
|
For
|
For
|
For
|
|||
Waste Management, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
WM
|
CUSIP 94106L109
|
05/13/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Pastora Cafferty
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Frank Clark, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Patrick Gross
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Pope
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect W. Robert Reum
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Steven Rothmeier
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect David Steiner
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Thomas Weidemeyer
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
12
|
Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
Weight Watchers International, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
WTW
|
CUSIP 948626106
|
05/10/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Raymond Debbane
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect John Bard
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Jonas Fajgenbaum
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
Wells Fargo & Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
WFC
|
CUSIP 949746101
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect John Baker II
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Chen
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Lloyd Dean
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Susan Engel
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Enrique Hernandez, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Donald James
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Mackey McDonald
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Cynthia Milligan
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Nicholas Moore
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Philip Quigley
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Judith Runstad
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Stephen Sanger
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect John Stumpf
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Susan Swenson
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
17
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
19
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
20
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
21
|
Shareholder Proposal Regarding Advisory Vote on Director Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Weyerhaeuser Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
WY
|
CUSIP 962166104
|
04/14/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Wayne Murdy
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Kieckhefer
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Charles Williamson
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
7
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Xcel Energy Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
XEL
|
CUSIP 98389B100
|
05/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Fredric Corrigan
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Richard Davis
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Benjamin Fowke III
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Richard Kelly
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Albert Moreno
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Christopher Policinski
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect A. Patricia Sampson
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect James Sheppard
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect David Westerlund
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Kim Williams
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Timothy Wolf
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Amendment to the Non-Employee Directors' Stock Equivalent Plan
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elimination of Cumulative Voting
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Amendments to Articles of Incorporation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Xilinx, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
XLNX
|
CUSIP 983919101
|
08/11/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Philip Gianos
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Moshe Gavrielov
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect John Doyle
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Jerald Fishman
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect William Howard, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect J. Michael Patterson
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Albert Pimentel
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Marshall Turner
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Elizabeth Vanderslice
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Amendment to the Employee Qualified Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Amendment to the 2007 Equity Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
XL Group plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
XL
|
CUSIP G98290102
|
05/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Herbert Haag
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Michael McGavick
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Ellen Thrower
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Vereker
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
8
|
Amendment to the 1991 Performance Incentive Program
|
Mgmt
|
For
|
For
|
For
|
|||
Yahoo! Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
YHOO
|
CUSIP 984332106
|
06/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Carol Bartz
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Roy Bostock
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Patti Hart
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Susan James
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Vyomesh Joshi
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect David Kenny
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Arthur Kern
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Brad Smith
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Gary Wilson
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Jerry Yang
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Shareholder Proposal Regarding Human Rights in China
|
ShrHoldr
|
Against
|
Against
|
For
|
By /s/ Paul G. Haaga, Jr.
|
Paul G. Haaga, Jr., Executive Vice President and
Principal Executive Officer
|
Date: August 26, 2011
|