0001225208-20-009350.txt : 20200701
0001225208-20-009350.hdr.sgml : 20200701
20200701213921
ACCESSION NUMBER: 0001225208-20-009350
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200626
FILED AS OF DATE: 20200701
DATE AS OF CHANGE: 20200701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Owens James
CENTRAL INDEX KEY: 0001443909
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09225
FILM NUMBER: 201007031
MAIL ADDRESS:
STREET 1: 1200 WILLOW LAKE BOULEVARD
STREET 2: P.O. BOX 64683
CITY: ST. PAUL
STATE: MN
ZIP: 55164-0683
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FULLER H B CO
CENTRAL INDEX KEY: 0000039368
STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891]
IRS NUMBER: 410268370
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1128
BUSINESS ADDRESS:
STREET 1: 1200 WILLOW LAKE BLVD
CITY: ST PAUL
STATE: MN
ZIP: 55110-5132
BUSINESS PHONE: 6126453401
MAIL ADDRESS:
STREET 1: 1200 WILLOW LAKE BLVD
CITY: ST PAUL
STATE: MN
ZIP: 55110-5132
4
1
doc4.xml
X0306
4
2020-06-26
0000039368
FULLER H B CO
FUL
0001443909
Owens James
1200 WILLOW LAKE BOULEVARD
P.O. BOX 64683
ST. PAUL
MN
55164-0683
1
President and CEO
Common Stock
2020-06-26
4
S
0
5000.0000
42.5364
D
256811.7760
D
Common Stock
2020-06-29
4
S
0
2500.0000
44.3615
D
221728.7760
D
Common Stock
2020-06-29
4
S
0
2500.0000
44.1975
D
219228.7760
D
Common Stock
357.5700
I
By 401(k) Plan
Common Stock
280.0000
I
By Son
Employee Stock Option (Right-to-Buy)
28.4000
2013-01-26
2022-01-26
Common Stock
77881.0000
77881.0000
D
Employee Stock Option (Right-to-Buy)
33.3800
2017-01-19
2026-01-19
Common Stock
182039.0000
182039.0000
D
Employee Stock Option (Right-to-Buy)
39.6400
2014-01-24
2023-01-24
Common Stock
80697.0000
80697.0000
D
Employee Stock Option (Right-to-Buy)
41.0000
2016-01-22
2025-01-22
Common Stock
112727.0000
112727.0000
D
Employee Stock Option (Right-to-Buy)
45.0400
2020-01-24
2029-01-24
Common Stock
226403.0000
226403.0000
D
Employee Stock Option (Right-to-Buy)
48.3500
2021-01-24
2030-01-24
Common Stock
238872.0000
238872.0000
D
Employee Stock Option (Right-to-Buy)
48.9200
2015-01-23
2024-01-23
Common Stock
79061.0000
79061.0000
D
Employee Stock Option (Right-to-Buy)
50.1000
2018-01-26
2027-01-26
Common Stock
151826.0000
151826.0000
D
Employee Stock Option (Right-to-Buy)
53.5700
2019-01-25
2028-01-25
Common Stock
146887.0000
146887.0000
D
Performance Stock Option (Right-to-Buy)
57.7000
2021-01-31
2027-10-20
Common Stock
289684.0000
289684.0000
D
Performance Stock Units
0.0000
2020-01-24
2022-01-24
Common Stock
16618.0700
16618.0700
D
Performance Stock Units
0.0000
2019-01-25
2021-01-25
Common Stock
5434.3900
5434.3900
D
Performance Stock Units (CEO)
0.0000
2020-01-24
2022-01-24
Common Stock
16619.0800
16619.0800
D
Performance Stock Units (CEO)
0.0000
2019-01-25
2021-01-25
Common Stock
5438.4000
5438.4000
D
The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $42.5301 to $42.537. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $44.34 to $44.371. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
The amount of securities beneficially owned following the sale of these shares should be reported as 203,480.776 shares. Due to the filing of two Form 4s for transactions on June 26, 2020 and June 29, 2020 (one related to stock option exercises and one related to sales of Common Stock), our reporting software is reporting an inaccurate final balance of Common Stock in this column. The accurate final balance of 203,480.776 shares will be updated on the next Form 4 filed by the Reporting Person.
This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
Held jointly by spouse and son.
This option is 100% vested.
This option vests in three equal annual installments beginning on the date shown.
These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
These performance stock units convert into shares of common stock on a 1-for-1 basis.
These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.
/s/ Timothy J. Keenan, Attorney-in-Fact
2020-07-01