0001225208-20-009350.txt : 20200701 0001225208-20-009350.hdr.sgml : 20200701 20200701213921 ACCESSION NUMBER: 0001225208-20-009350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200626 FILED AS OF DATE: 20200701 DATE AS OF CHANGE: 20200701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owens James CENTRAL INDEX KEY: 0001443909 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09225 FILM NUMBER: 201007031 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BOULEVARD STREET 2: P.O. BOX 64683 CITY: ST. PAUL STATE: MN ZIP: 55164-0683 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULLER H B CO CENTRAL INDEX KEY: 0000039368 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 410268370 STATE OF INCORPORATION: MN FISCAL YEAR END: 1128 BUSINESS ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 BUSINESS PHONE: 6126453401 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 4 1 doc4.xml X0306 4 2020-06-26 0000039368 FULLER H B CO FUL 0001443909 Owens James 1200 WILLOW LAKE BOULEVARD P.O. BOX 64683 ST. PAUL MN 55164-0683 1 President and CEO Common Stock 2020-06-26 4 S 0 5000.0000 42.5364 D 256811.7760 D Common Stock 2020-06-29 4 S 0 2500.0000 44.3615 D 221728.7760 D Common Stock 2020-06-29 4 S 0 2500.0000 44.1975 D 219228.7760 D Common Stock 357.5700 I By 401(k) Plan Common Stock 280.0000 I By Son Employee Stock Option (Right-to-Buy) 28.4000 2013-01-26 2022-01-26 Common Stock 77881.0000 77881.0000 D Employee Stock Option (Right-to-Buy) 33.3800 2017-01-19 2026-01-19 Common Stock 182039.0000 182039.0000 D Employee Stock Option (Right-to-Buy) 39.6400 2014-01-24 2023-01-24 Common Stock 80697.0000 80697.0000 D Employee Stock Option (Right-to-Buy) 41.0000 2016-01-22 2025-01-22 Common Stock 112727.0000 112727.0000 D Employee Stock Option (Right-to-Buy) 45.0400 2020-01-24 2029-01-24 Common Stock 226403.0000 226403.0000 D Employee Stock Option (Right-to-Buy) 48.3500 2021-01-24 2030-01-24 Common Stock 238872.0000 238872.0000 D Employee Stock Option (Right-to-Buy) 48.9200 2015-01-23 2024-01-23 Common Stock 79061.0000 79061.0000 D Employee Stock Option (Right-to-Buy) 50.1000 2018-01-26 2027-01-26 Common Stock 151826.0000 151826.0000 D Employee Stock Option (Right-to-Buy) 53.5700 2019-01-25 2028-01-25 Common Stock 146887.0000 146887.0000 D Performance Stock Option (Right-to-Buy) 57.7000 2021-01-31 2027-10-20 Common Stock 289684.0000 289684.0000 D Performance Stock Units 0.0000 2020-01-24 2022-01-24 Common Stock 16618.0700 16618.0700 D Performance Stock Units 0.0000 2019-01-25 2021-01-25 Common Stock 5434.3900 5434.3900 D Performance Stock Units (CEO) 0.0000 2020-01-24 2022-01-24 Common Stock 16619.0800 16619.0800 D Performance Stock Units (CEO) 0.0000 2019-01-25 2021-01-25 Common Stock 5438.4000 5438.4000 D The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $42.5301 to $42.537. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $44.34 to $44.371. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. The amount of securities beneficially owned following the sale of these shares should be reported as 203,480.776 shares. Due to the filing of two Form 4s for transactions on June 26, 2020 and June 29, 2020 (one related to stock option exercises and one related to sales of Common Stock), our reporting software is reporting an inaccurate final balance of Common Stock in this column. The accurate final balance of 203,480.776 shares will be updated on the next Form 4 filed by the Reporting Person. This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan. Held jointly by spouse and son. This option is 100% vested. This option vests in three equal annual installments beginning on the date shown. These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance. These performance stock units convert into shares of common stock on a 1-for-1 basis. These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature. These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved. /s/ Timothy J. Keenan, Attorney-in-Fact 2020-07-01