0001225208-19-001462.txt : 20190129 0001225208-19-001462.hdr.sgml : 20190129 20190129181533 ACCESSION NUMBER: 0001225208-19-001462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190125 FILED AS OF DATE: 20190129 DATE AS OF CHANGE: 20190129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martsching Robert J CENTRAL INDEX KEY: 0001599549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09225 FILM NUMBER: 19549807 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD. STREET 2: P.O. BOX 64683 CITY: ST. PAUL STATE: MN ZIP: 55110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULLER H B CO CENTRAL INDEX KEY: 0000039368 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 410268370 STATE OF INCORPORATION: MN FISCAL YEAR END: 1201 BUSINESS ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 BUSINESS PHONE: 6126453401 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 4 1 doc4.xml X0306 4 2019-01-25 0000039368 FULLER H B CO FUL 0001599549 Martsching Robert J 1200 WILLOW LAKE BOULEVARD P.O. BOX 64683 ST. PAUL MN 55164-0683 1 VP, Corporate Controller Common Stock 2019-01-25 4 M 0 276.0000 46.5000 A 12602.7659 D Common Stock 2019-01-25 4 M 0 257.0000 46.5000 A 12859.7659 D Common Stock 2019-01-25 4 F 0 93.0000 46.5000 D 12766.7659 D Common Stock 2019-01-25 4 F 0 100.0000 46.5000 D 12666.7659 D Common Stock 2019-01-26 4 M 0 632.0000 46.5000 A 13298.7659 D Common Stock 2019-01-26 4 M 0 157.0000 46.5000 A 13455.7659 D Common Stock 2019-01-26 4 F 0 58.0000 46.5000 D 13397.7659 D Common Stock 2019-01-26 4 F 0 238.0000 46.5000 D 13159.7659 D Common Stock 4.8800 I By 401(k) Plan Performance Stock Units 0.0000 2019-01-25 4 M 0 276.0000 46.5000 D 2019-01-25 2021-01-25 Common Stock 276.0000 525.0500 D Restricted Stock Units 0.0000 2019-01-25 4 M 0 257.0000 46.5000 D 2019-01-25 2021-01-25 Common Stock 257.0000 525.0500 D Performance Stock Units 0.0000 2019-01-26 4 M 0 157.0000 46.5000 D 2018-01-26 2020-01-26 Common Stock 157.0000 286.8600 D Restricted Stock Units 0.0000 2019-01-26 4 M 0 632.0000 46.5000 D 2018-01-26 2027-01-26 Common Stock 632.0000 653.5900 D Employee Stock Option (Right-to-Buy) 22.2700 2012-01-20 2021-01-20 Common Stock 4315.0000 4315.0000 D Employee Stock Option (Right-to-Buy) 28.4000 2013-01-26 2022-01-26 Common Stock 3504.0000 3504.0000 D Employee Stock Option (Right-to-Buy) 33.3800 2017-01-19 2026-01-19 Common Stock 9546.0000 9546.0000 D Employee Stock Option (Right-to-Buy) 38.3100 2014-04-10 2023-04-10 Common Stock 658.0000 658.0000 D Employee Stock Option (Right-to-Buy) 39.6400 2014-01-24 2023-01-24 Common Stock 2806.0000 2806.0000 D Employee Stock Option (Right-to-Buy) 41.0000 2016-01-22 2025-01-22 Common Stock 7292.0000 7292.0000 D Employee Stock Option (Right-to-Buy) 45.0500 2020-01-24 2029-01-24 Common Stock 8791.0000 8791.0000 D Employee Stock Option (Right-to-Buy) 48.9200 2015-01-23 2024-01-23 Common Stock 5326.0000 5326.0000 D Employee Stock Option (Right-to-Buy) 50.1000 2018-01-26 2027-01-26 Common Stock 7582.0000 7582.0000 D Employee Stock Option (Right-to-Buy) 53.5700 2019-01-25 2028-01-25 Common Stock 7336.0000 7336.0000 D Performance Stock Option (Right-to-Buy) 57.7000 2021-01-31 2027-10-20 Common Stock 20016.0000 20016.0000 D Performance Stock Units 0.0000 2020-01-24 2022-01-24 Common Stock 943.0000 943.0000 D Phantom Units 0.0000 Common Stock 3059.6742 3059.6742 D Restricted Stock Units 0.0000 2020-01-24 2020-01-24 Common Stock 463.0000 463.0000 D Restricted Stock Units 0.0000 2020-01-24 2022-01-24 Common Stock 943.0000 943.0000 D Shares withheld for taxes due on 257 shares issued. Shares withheld for taxes due on 276 shares issued. Shares withheld for taxes due on 157 shares issued. Shares withheld for taxes due on 632 shares issued. Amount includes shares acquired pursuant to a dividend reinvestment plan. Amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan. These performance stock units convert into shares of common stock on a 1-for-1 basis. This amount reflects a 107.5% payout based on the performance criteria achieved. These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature. These restricted stock units convert into shares of common stock on a 1-for-1 basis. These restricted stock units vest in three equal annual installments beginning on the date shown. Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature. This amount reflects a 57.50% payout based on the performance criteria achieved. This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature. This option is 100% vested. This option vests in three equal annual installments beginning on the date shown. These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance. These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. Amount includes stock units acquired pursuant to a dividend equivalent feature. These restricted stock units vest in one annual installment on the date shown. /s/ Timothy J. Keenan, Attorney-in-Fact 2019-01-29