0001225208-16-024655.txt : 20160121 0001225208-16-024655.hdr.sgml : 20160121 20160121193346 ACCESSION NUMBER: 0001225208-16-024655 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160119 FILED AS OF DATE: 20160121 DATE AS OF CHANGE: 20160121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULLER H B CO CENTRAL INDEX KEY: 0000039368 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 410268370 STATE OF INCORPORATION: MN FISCAL YEAR END: 1203 BUSINESS ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 BUSINESS PHONE: 6126453401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martsching Robert J CENTRAL INDEX KEY: 0001599549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09225 FILM NUMBER: 161354537 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD. STREET 2: P.O. BOX 64683 CITY: ST. PAUL STATE: MN ZIP: 55110 4 1 doc4.xml X0306 4 2016-01-19 0000039368 FULLER H B CO FUL 0001599549 Martsching Robert J 1200 WILLOW LAKE BOULEVARD P.O. BOX 64683 ST. PAUL MN 55164-0683 1 VP, Corporate Controller Common Stock 8911.5890 D Common Stock 4.7079 I By 401(k) Plan Employee Stock Option (Right-to-Buy) 33.3800 2016-01-19 4 A 0 9546.0000 33.3800 A 2026-01-19 Common Stock 9546.0000 9546.0000 D Restricted Stock Units 0.0000 2016-01-19 4 A 0 1092.0000 0.0000 A Common Stock 1092.0000 1092.0000 D Restricted Stock Units 0.0000 2016-01-19 4 A 0 1092.0000 0.0000 A 2019-01-19 Common Stock 1092.0000 1092.0000 D Employee Stock Option (Right-to-Buy) 22.2700 2021-01-20 Common Stock 4315.0000 4315.0000 D Employee Stock Option (Right-to-Buy) 41.0000 2025-01-22 Common Stock 7292.0000 7292.0000 D Employee Stock Option (Right-to-Buy) 48.9200 2024-01-23 Common Stock 5326.0000 5326.0000 D Employee Stock Option (Right-to-Buy) 39.6400 2023-01-24 Common Stock 2806.0000 2806.0000 D Employee Stock Option (Right-to-Buy) 28.4000 2022-01-26 Common Stock 3504.0000 3504.0000 D Employee Stock Option (Right-to-Buy) 38.3100 2023-04-10 Common Stock 658.0000 658.0000 D Employee Stock Option (Right-to-Buy) 20.5700 2019-12-03 Common Stock 4340.0000 4340.0000 D Employee Stock Option (Right-to-Buy) 14.1500 2018-12-04 Common Stock 4211.0000 4211.0000 D Phantom Units 0.0000 Common Stock 2951.6442 2951.6442 D Restricted Stock Units 0.0000 2018-01-22 Common Stock 1885.2600 1885.2600 D Restricted Stock Units 0.0000 2017-01-23 Common Stock 1074.4300 1074.4300 D Amended and Restated Year 2000 Stock Incentive Plan: 2,738 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan. This amount includes 1,416 restricted shares that vested in three equal annual installments beginning on January 26, 2013; 1,071 restricted shares that will vest in three equal annual installments beginning on January 24,2014 and 251 restricted shares that will vest in full on April 10, 2016. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis. H.B. Fuller Company 2013 Master Incentive Plan: Each restricted stock unit represents a contingent right to receive one share of H.B. Fuller common stock. Prior to vesting, the number of units subject to the award will be adjusted based on the company's return on invested capital performance for the applicable year. The number of units may increase to as much as 200% or decrease as low as 0% of the initial number of units depending on the level of ROIC performance. The grant amount is shown at a target level of performance. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three annual installments beginning on January 19, 2017 upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant. These restricted stock units expire on January 19, 2019. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant. Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014. Amended and Restated Year 2000 Stock Incentive Plan: This option vests on April 10, 2016. Key Employee Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. Key Employee Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employee Deferred Compensation Plan. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016. H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015. /s/ Debra L. Hovland, Attorney-in-Fact 2016-01-21