0001225208-14-002410.txt : 20140127 0001225208-14-002410.hdr.sgml : 20140127 20140127161726 ACCESSION NUMBER: 0001225208-14-002410 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140123 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULLER H B CO CENTRAL INDEX KEY: 0000039368 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 410268370 STATE OF INCORPORATION: MN FISCAL YEAR END: 1203 BUSINESS ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 BUSINESS PHONE: 6126453401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owens James CENTRAL INDEX KEY: 0001443909 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09225 FILM NUMBER: 14549153 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BOULEVARD STREET 2: P.O. BOX 64683 CITY: ST. PAUL STATE: MN ZIP: 55164-0683 4 1 doc4.xml X0306 4 2014-01-23 0000039368 FULLER H B CO FUL 0001443909 Owens James 1200 WILLOW LAKE BOULEVARD P.O. BOX 64683 ST. PAUL MN 55164-0683 1 President and CEO Common Stock 178761.1060 D Common Stock 330.2700 I By 401(k) Plan Common Stock 280.0000 I By Son Employee Stock Option (Right-to-Buy) 48.9200 2014-01-23 4 A 0 79061.0000 48.9200 A 2024-01-23 Common Stock 79061.0000 79061.0000 D Restricted Stock Units 0.0000 2014-01-23 4 A 0 23270.0000 0.0000 A 2017-01-23 Common Stock 23270.0000 23270.0000 D Employee Stock Option (Right-to-Buy) 22.2700 2021-01-20 Common Stock 48331.0000 48331.0000 D Employee Stock Option (Right-to-Buy) 39.6400 2023-01-24 Common Stock 80697.0000 80697.0000 D Employee Stock Option (Right-to-Buy) 28.4000 2022-01-26 Common Stock 77881.0000 77881.0000 D Employee Stock Option (Right-to-Buy) 25.1900 2021-07-07 Common Stock 15748.0000 15748.0000 D Employee Stock Option (Right-to-Buy) 19.0300 2018-10-02 Common Stock 7385.0000 7385.0000 D Employee Stock Option (Right-to-Buy) 20.5700 2019-12-03 Common Stock 33275.0000 33275.0000 D Employee Stock Option (Right-to-Buy) 14.1500 2018-12-04 Common Stock 47663.0000 47663.0000 D Amended and Restated Year 2000 Stock Incentive Plan: 189,261 restricted shares were awarded. Amount includes (i) 26,625 restricted shares that are 100% vested; (ii) 6,502 restricted shares that vest in three equal installments beginning on July 7, 2012; and (iii) subject to one or more performance measures being achieved, (a) 19,961 restricted shares that vested in three equal installments beginning on Jan. 20, 2012; (b) 31,472 restricted shares that vest in three equal installments beginning on Jan. 26, 2013; (c) 30,794 restricted shares that will vest in three equal annual installments beginning on Jan. 24, 2014; and (d) 73,907 restricted shares (50% of these shares will vest on January 24, 2016 and 50% will vest on Jan. 24, 2017). Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan. 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan. Held jointly by spouse and son. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015, subject to one or more performance measures being achieved. Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on July 7, 2012. /s/ Timothy J. Keenan, Attorney-in-Fact 2014-01-27