0001225208-12-003930.txt : 20120213 0001225208-12-003930.hdr.sgml : 20120213 20120213172402 ACCESSION NUMBER: 0001225208-12-003930 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120210 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULLER H B CO CENTRAL INDEX KEY: 0000039368 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 410268370 STATE OF INCORPORATION: MN FISCAL YEAR END: 1203 BUSINESS ADDRESS: STREET 1: 1200 WILLOW LAKE BLVD CITY: ST PAUL STATE: MN ZIP: 55110-5132 BUSINESS PHONE: 6126453401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILLIGAN KEVIN M CENTRAL INDEX KEY: 0001392171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09225 FILM NUMBER: 12600479 MAIL ADDRESS: STREET 1: 1200 WILLOW LAKE BOULEVARD STREET 2: PO BOX 64683 CITY: SAINT PAUL STATE: MN ZIP: 55164-0683 4 1 doc4.xml X0304 4 2012-02-10 0000039368 FULLER H B CO FUL 0001392171 GILLIGAN KEVIN M 1200 WILLOW LAKE BOULEVARD P.O. BOX 64683 ST. PAUL MN 55164-0683 1 VP, Global Supply Chain Common Stock 2012-02-10 4 S 0 8700.0000 29.0225 D 13932.0000 D Common Stock 5988.8400 I By 401(k) Plan Employee Stock Option (Right-to-Buy) 22.2700 2021-01-20 Common Stock 15822.0000 15822.0000 D Employee Stock Option (Right-to-Buy) 28.4000 2022-01-26 Common Stock 14278.0000 14278.0000 D Employee Stock Option (Right-to-Buy) 16.0150 2015-12-01 Common Stock 11184.0000 11184.0000 D Employee Stock Option (Right-to-Buy) 14.4900 2014-12-02 Common Stock 12232.0000 12232.0000 D Employee Stock Option (Right-to-Buy) 13.6500 2013-12-03 Common Stock 6809.0000 6809.0000 D Employee Stock Option (Right-to-Buy) 20.5700 2019-12-03 Common Stock 14322.0000 14322.0000 D Employee Stock Option (Right-to-Buy) 26.7900 2016-12-04 Common Stock 6431.0000 6431.0000 D Employee Stock Option (Right-to-Buy) 14.1500 2018-12-04 Common Stock 33644.0000 33644.0000 D Employee Stock Option (Right-to-Buy) 26.6500 2017-12-06 Common Stock 14200.0000 14200.0000 D Phantom Units 0.0000 Common Stock 294.0400 294.0400 D Restricted Stock Units 0.0000 2012-01-20 Common Stock 4438.4050 4438.4050 D Restricted Stock Units 0.0000 2012-12-03 Common Stock 2073.5800 2073.5800 D The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $29.00 to $29.0805. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. On the previous Form 4 dated 1/20/2012 and filed on 1/24/2012 the direct Common Stock amount following the accurately reported transactions was incorrectly stated due to a technical problem. This form has the correctly-stated amounts following the reported transactions. Amended and Restated 2000 Stock Incentive Plan: 5,770 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan and will vest in three equal annual installments beginning on January 26, 2013. 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan. Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 20, 2012. Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013. 2000 Stock Incentive Plan: This option is 100% vested. Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on December 3, 2010. Amended and Restated 2000 Stock Incentive Plan: This option is 100% vested. Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009. Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan. Amended and Restated 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis. Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 20, 2012. Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on December 3, 2010. Amended and Restated 2000 Stock Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan. /s/ Timothy J. Keenan, Attorney-in-Fact 2012-02-13