-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UVTnHS/u0XusJyoxwZciQ3bZcbFU49fMnJ1b4Ra46uGLAZHQZrnCLsxUvadtJoX7 8968lOfT+0VBnw0drx8IOA== 0000039273-02-000035.txt : 20020916 0000039273-02-000035.hdr.sgml : 20020916 20020916161752 ACCESSION NUMBER: 0000039273-02-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020916 FILED AS OF DATE: 20020916 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FROZEN FOOD EXPRESS INDUSTRIES INC CENTRAL INDEX KEY: 0000039273 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 751301831 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10006 FILM NUMBER: 02765022 BUSINESS ADDRESS: STREET 1: 1145 EMPIRE CENTRAL PLACE CITY: DALLAS STATE: TX ZIP: 75247 BUSINESS PHONE: 2146308090 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: FROZEN FOOD EXPRESS INDUSTRIES INC CENTRAL INDEX KEY: 0000039273 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] RELATIONSHIP: DIRECTOR IRS NUMBER: 751301831 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1145 EMPIRE CENTRAL PLACE CITY: DALLAS STATE: TX ZIP: 75247 BUSINESS PHONE: 2146308090 4 1 fm4dm916.txt DIXON ____Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange act of 1934, Section 17(a) of the Public Utility Holding Company act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person McElwee, Jr. F. Dixon (Last) (First) (Middle) 1145 Empire Central Place (Street) Dallas TX 75247 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol "FFEX" Frozen Food Express Industries, Inc. 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for 09/16/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) __X__Director _____10 % Owner __X__Officer (give title below) _____Other (specify below) Senior Vice President and Chief Financial Officer Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr.3) (1) Common Stock (2) Common Stock 2. Transaction Date (Month/Day/Year) (1) 09/12/02 (2) 2.a. Notification Date (1) 9/16/02 (2) 3. Transaction Code (Instr.8) (1) Code N (2) 4. Securities Acquired (A) or Disposed of (D) (Instr.3,4 and 5) (1) Amount 187(A) Price 2.15 (2) 5. Amount of Securities Beneficially Owned at End of Month (Instr.3 and 4) (1) 11,040 (2) 5,059 6. Ownership Form: Direct (D) or Indirect (I) (1)(I) (2)(I) 7. Nature of Indirect Beneficial Ownership (Instr.4) (1) Rabbi Def Comp (2) 401(K) Plan Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr.3) (1) Options (right to buy) (2) 2. Conversion or Exercise Price of Derivative Security (1) (2) 3. Transaction Date (Month/Day/Year) (1) (2) 4. Transaction Code (Instr.8) (1) (2) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.3,4 and 5) (1) (2) 6. Date Exercisable and Expiration Date (Month/Day/Year) (1) (2) 7. Title and Amount of Underlying Securities (1) (2) 8. Price of Derivative Security (Instr.5) (1) (2) 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr.4) (1) 46,725 (2) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr.4) (1) (D) (2) 11. Nature of Indirect Beneficial Ownership (Instr.4) Explanation of Responses: Note: 401(k) Match subject to a vesting schedule of 20% for each completed year of service /s/F. Dixon McElwee, Jr. September 16, 2002 - --------------------------- --------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. SEC 1474 (3/91) -----END PRIVACY-ENHANCED MESSAGE-----