-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WOXHnOKZijercgLdbEdHjNeSdT6HXjpjfXjPvYNBMlA0ir5E7N5Duruj1MwMhc8n xNjyKH/FbWjgoXz+1BVyfw== 0001282520-07-000018.txt : 20071001 0001282520-07-000018.hdr.sgml : 20071001 20071001101757 ACCESSION NUMBER: 0001282520-07-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070830 FILED AS OF DATE: 20071001 DATE AS OF CHANGE: 20071001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRIENDLY ICE CREAM CORP CENTRAL INDEX KEY: 0000039135 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 042053130 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1855 BOSTON ROAD CITY: WILBRAHAM STATE: MA ZIP: 01095 BUSINESS PHONE: 4135432400 MAIL ADDRESS: STREET 1: 1855 BOSTON ROAD CITY: WILBRAHAM STATE: MA ZIP: 01095 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DONALD N CENTRAL INDEX KEY: 0001056666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13579 FILM NUMBER: 071144447 BUSINESS ADDRESS: BUSINESS PHONE: 630-375-0644 MAIL ADDRESS: STREET 1: 2431 ADAMSWAY DRIVE CITY: AURORA STATE: IL ZIP: 60504 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-08-30 1 0000039135 FRIENDLY ICE CREAM CORP frn 0001056666 SMITH DONALD N 2431 ADAMSWAY DRIVE AURORA IL 60504 1 0 1 0 Common Stock 2007-08-30 4 D 0 1013778 D 0 D Stock Options 9.81 2007-08-30 4 D 0 6000 5.69 D 2010-11-02 Common Stock 6000 0 D Stock Options 10.61 2007-08-30 4 D 0 4000 4.89 D 2011-11-01 Common Stock 4000 0 D Disposed in connection with the merger of the issuer with Freeze Operations, Inc. pursuant to that certain agreement and plan of merger dated June 17, 2007, by and among the issuer, Freeze Operations Holding Corp. and Freeze Operations, Inc. (the "Merger"), in exchange for the right to receive a cash payment equal to $15.50 per share. These options, which provided for vesting in three equal annual installments commencing on November 2, 2006, were accelerated and became fully vested, and were cancelled in connection with the Merger in exchange for a cash payment of $34,140.00, representing the difference between the exercise price of the options and $15.50 per share. These options, which provided for vesting in three equal annual installments commencing on November 1, 2007, were accelerated and became fully vested, and were cancelled in connection with the Merger in exchange for a cash payment of $19,560.00, representing the difference between the exercise price of the options and $15.50 per share. /s/ Gregory A. Pastore, Under Power of Attorney for Donald N. Smith 2007-10-01 -----END PRIVACY-ENHANCED MESSAGE-----