-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O4u2JoxU2i4FN/QRdBiM8Bxa+vfjqHezIp0BsXtC0itx+VIDD1pkxysZjv8NLJPU Wy2Zn4nXOJiaipP8ekfIBQ== 0001282520-07-000016.txt : 20070913 0001282520-07-000016.hdr.sgml : 20070913 20070913101710 ACCESSION NUMBER: 0001282520-07-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070830 FILED AS OF DATE: 20070913 DATE AS OF CHANGE: 20070913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ULRICH GARRETT J CENTRAL INDEX KEY: 0001233096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13579 FILM NUMBER: 071114647 BUSINESS ADDRESS: BUSINESS PHONE: 4135432400 MAIL ADDRESS: STREET 1: 1855 BOSTON ROAD CITY: WILBRAHAM STATE: MA ZIP: 01095 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRIENDLY ICE CREAM CORP CENTRAL INDEX KEY: 0000039135 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 042053130 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1855 BOSTON ROAD CITY: WILBRAHAM STATE: MA ZIP: 01095 BUSINESS PHONE: 4135432400 MAIL ADDRESS: STREET 1: 1855 BOSTON ROAD CITY: WILBRAHAM STATE: MA ZIP: 01095 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-08-30 1 0000039135 FRIENDLY ICE CREAM CORP frn 0001233096 ULRICH GARRETT J 1855 BOSTON ROAD WILBRAHAM MA 01095 0 1 0 0 VP, Human Resources Common Stock 2007-08-30 4 D 0 25631 D 0 D Common Stock 2007-08-30 4 A 0 5901 A 5901 D Common Stock 2007-08-30 4 D 0 5901 D 0 D Stock Options 3.875 2007-08-30 4 D 0 20000 11.625 D 2010-03-27 Common Stock 20000 0 D Stock Options 2.4 2007-08-30 4 D 0 7500 13.1 D 2011-07-25 Common Stock 7500 0 D Stock Options 12.45 2007-08-30 4 D 0 5113 3.05 D 2009-02-23 Common Stock 5113 0 D Stock Options 8.86 2007-08-30 4 D 0 7382 6.64 D 2010-02-09 Common Stock 7382 0 D Stock Options 8.1 2007-08-30 4 D 0 11717 7.4 D 2011-03-21 Common Stock 11717 0 D Stock Options 14.5 2007-08-30 4 D 0 6976 1 D 2012-03-08 Common Stock 6976 0 D Disposed in connection with the merger of the issuer with Freeze Operations, Inc. pursuant to that certain agreement and plan of merger dated June 17, 2007, by and among the issuer, Freeze Operations Holding Corp. and Freeze Operations, Inc. (the "Merger"), in exchange for the right to receive a cash payment equal to $15.50 per share. In connection with the Merger, the 2007 Threshold EBITDA under the 2003 Incentive Plan (2007 Long-Term Incentive Plan) was deemed to have been achieved and the reporting person became entitled to receive 5,901 shares, which shares were canceled in the Merger in exchange for the right to receive a cash payment equal to $15.50 per share. These options became fully vested on December 20, 2004, and were canceled in connection with the Merger in exchange for a cash payment of $232,500.00, representing the difference between the exercise price of the options and $15.50 per share. These options became fully vested on December 20, 2004, and were canceled in connection with the Merger in exchange for a cash payment of $98,250.00, representing the difference between the exercise price of the options and $15.50 per share. These options became fully vested on December 20, 2004, and were canceled in connection with the Merger in exchange for a cash payment of $15,594.65, representing the difference between the exercise price of the options and $15.50 per share. These options, which provided for vesting in three equal annual installments commencing on February 9, 2006, were accelerated and became fully vested, and were canceled in connection with the Merger in exchange for a cash payment of $49,016.48, representing the difference between the exercise price of the options and $15.50 per share. These options, which provided for vesting in three equal annual installments commencing on March 21, 2007, were accelerated and became fully vested, and were canceled in connection with the Merger in exchange for a cash payment of $86,705.80, representing the difference between the exercise price of the options and $15.50 per share. These options, which provided for vesting in three equal annual installments commencing on March 8, 2008, were accelerated and became fully vested, and were canceled in connection with the Merger in exchange for a cash payment of $6,976.00, representing the difference between the exercise price of the options and $15.50 per share. /s/ Garrett J. Ulrich 2007-09-13 -----END PRIVACY-ENHANCED MESSAGE-----