3 1 a2032796z3.txt 3
-------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 3 WASHINGTON, D.C. 20549 OMB APPROVAL -------- ----------------------------- INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB Number: 3235-0104 Expires: December 31, 2001 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden Section 17(a) of the Public Utility Holding Company Act of 1935 or hours per response .... 0.5 (Print or Type Responses) Section 30(f) of the Investment Company Act of 1940 ----------------------------- ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event Re- 4. Issuer Name AND Ticker or Trading Symbol Blake S. Prestley quiring Statement Friendly Ice Cream Corporation FRND (Month/Day/Year) ------------------------------------------------- 11/29/2000 ------------------------------------------------------------ (Last) (First) (Middle) 5. Relationship of Reporting Person(s) 6. If Amendment, Date ----------------------- to Issuer (Check all applicable) of Original 3. IRS or Social Se- Director X 10% Owner (Month/Day/Year) curity Number of ---- ---- N/A 6799 South Marina Way, Sailfish Point Reporting Person Officer (give Other (specify --------------------- ------------------------------------------------- (Voluntary) title below) below) 7. Individual or (Street) N/A ---- ---- Joint/Group Filing (Check Applicable Line) --------------------------- Form filed by One X Reporting Person --- Form filed by More than One Reporting Person Stuart, Florida 34996 --- ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 5) (Instr. 4) (D) or Indirect (I) (Instr. 5) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 Par Value 641,800 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 Par Value 100,000 I By SPB Family Limited Partnership See Note 1 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 Par Value 10,000 I By The Helen D. Blake 1993 Trust See Note 2 ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, SEE Instruction 5(b)(v). SEC 1473 (7-96)
(Continued) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) cisable and Underlying Derivative Security sion or ship Beneficial Expiration (Instr. 4) Exercise Form of Ownership Date Price of Deriv- (Instr. 5) (Month/Day/ Deri- ative Year) vative Security: -------------------------------------------------- Security Direct Amount (D) or Date Expir- or Indirect Exer- ation Title Number (I) cisable Date of Shares (Instr. 5) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: /s/ S. Prestley Blake December 8, 2000 ------------------------------------- ---------------------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1473 (7-96)
ADDENDUM TO FORM 3 ------------------ NAME AND ADDRESS OF REPORTING PERSON: ------------------------------------ S. Prestley Blake 6799 South Marina Way Sailfish Point Stuart, Florida 34996 DATE OF EVENT REQUIRING STATEMENT: --------------------------------- November 29, 2000 ISSUER NAME AND TICKER OR TRADING SYMBOL: ---------------------------------------- Friendly Ice Cream Corporation FRND NOTES TO TABLE I: ---------------- Note 1: Represents all the shares of Common Stock owned by SPB Family Limited Partnership, of which S. Prestley Blake is the sole general partner. Note 2: Represents all of the shares of Common Stock owned by The Helen D. Blake 1993 Trust, of which S. Prestley Blake's spouse, Helen D. Blake, is a trustee. By virtue of his relationship as spouse to the trustee, Mr. Blake may be deemed to own beneficially all of the shares of Common Stock owned by The Helen D. Blake 1993 Trust. However, S. Prestley Blake disclaims any beneficial interest in the Common Stock owned by The Helen D. Blake 1993 Trust.