-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HZbgHsieKULukyN/dl8Gh/xSo6PM57e/T8mVp46dJ6JNJmSZ2DBwNEx6o+CfQi+e rwGsst4XQXucdwzC8pv7BQ== 0001218370-04-000045.txt : 20040317 0001218370-04-000045.hdr.sgml : 20040317 20040317142901 ACCESSION NUMBER: 0001218370-04-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040315 FILED AS OF DATE: 20040317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCINTYRE JAMES ALBERT CENTRAL INDEX KEY: 0000931053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08007 FILM NUMBER: 04675117 BUSINESS ADDRESS: STREET 1: 2020 SANTA MONICA BLVD CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 3103155500 MAIL ADDRESS: STREET 1: 2020 SANTA MONICA BLVD CITY: SANTA MONICA STATE: CA ZIP: 90404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FREMONT GENERAL CORP CENTRAL INDEX KEY: 0000038984 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 952815260 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2020 SANTA MONICA BLVD STREET 2: STE 600 CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 3103155500 MAIL ADDRESS: STREET 1: 2020 SANTA MONICA BLVD CITY: SANTA MONICA STATE: CA ZIP: 90404 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-15 0000038984 FREMONT GENERAL CORP FMT 0000931053 MCINTYRE JAMES ALBERT 2020 SANTA MONICA BOULEVARD SUITE 600 SANTA MONICA CA 90404 1 1 1 0 Chairman & CEO Common Stock 2004-03-15 4 M 0 30000 7.3105 A 776780 D Common Stock 2004-03-15 4 M 0 300000 14.9375 A 1076780 D Common Stock 2004-03-15 4 D 0 330000 27.10 D 746780 D Common Stock 3870488 I James A. McIntyre Living Trust Common Stock 10000 I 98 JAM Charitable Remainder Unitrust Common Stock 195920 I 94 JAM Charitable Remainder Trust Common Stock 50700 I Grandchildrens Trust Common Stock 683356.66 I By 401(k) Common Stock 99936.59 I By SERP Common Stock 54396.82 I by ESOP Common Stock 3000000 I Padaro Partnership LP Trust Originated Preferred Securities 9% 65000 I 94 JAM Charitable Remainder Trust Trust Originated Preferred Securities 9% 1800 I Grandchildrens Trust Trust Originated Preferred Securities 9% 4000 I James A. McIntyre Living Trust Series B Senior Notes Due 2004 7.70% 1550000.00 I Severn Trust Non-Qualified Stock Option 7.3105 2004-03-15 4 M 0 30000 0 D 2004-11-10 Common Stock 77548 47548 D Non-Qualified Stock Option (right to buy) 14.938 2004-03-15 4 M 0 300000 0 D 2007-02-13 Common Stock 600000 300000 D Includes 746,780 shares of restricted Common Stock awarded under the 1995 Restricted Stock Award Plan and/or 1997 Stock Plan. The reporting person is Trustee and holds a vested beneficiary interest in the McIntyre 1994 Charitable Remainder Trust, the Living Trust, the 1998 Charitable Remainder Unitrust, the Grandchildren's Trust and the McIntyre Living Trust respectively. Between February 25, 2004 and March 15, 2004 the reporting person acquired 81.44 shares of the Company common stock under the 401(k) including automatic dividend reinvestments. The Padaro Partnership, L.P. owns 3,000,000 shares of common stock of the Issuer. The James A. McIntyre Living Trust (of which Mr. James A. McIntyre is trustee and holds a vested beneficiary interest), as general partner, owns 66.7% of the Common Stock interest (2,000,000 shares) held in the Padaro Partnership, L.P. Mr. James A. McIntyre, as the limited partner owns 33.3% (1,000,000 shares) of the common stock interest held in the Padaro Partnership, L.P. and holds a vested beneficiary interest. The Severn Trust under which the reporting person is trustee, holds $1,550,000 aggregate principal amount of the issuer's 7.7% Series B Senior Notes Due 2004. Exercise of derivative securities beneficially owned by the reporting person. Non-qualified stock option granted to the reporting person on November 10, 1994 that vested in four annual installments beginning on November 10, 1995. Exercise of derivative securities beneficially owned by the reporting person. Non-qualified stock option granted to the reporting person on February 13, 1997 that vested in four annual installments beginning on February 13, 1998. James A. McIntyre 2004-03-17 -----END PRIVACY-ENHANCED MESSAGE-----