-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KNe4cobk9U/PHoyt51jpCzw1nvGmjEBEATAmhqBlgbz90y6nUkUZzNdeLX1EJD5N B311O4OAtf6zxsQbSDYR3Q== 0001218369-03-000018.txt : 20030828 0001218369-03-000018.hdr.sgml : 20030828 20030828165852 ACCESSION NUMBER: 0001218369-03-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030828 FILED AS OF DATE: 20030828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCINTYRE JAMES ALBERT CENTRAL INDEX KEY: 0000931053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08007 FILM NUMBER: 03871708 BUSINESS ADDRESS: STREET 1: 2020 SANTA MONICA BLVD CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 3103155500 MAIL ADDRESS: STREET 1: 2020 SANTA MONICA BLVD CITY: SANTA MONICA STATE: CA ZIP: 90404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FREMONT GENERAL CORP CENTRAL INDEX KEY: 0000038984 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 952815260 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2020 SANTA MONICA BLVD STREET 2: STE 600 CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 3103155500 MAIL ADDRESS: STREET 1: 2020 SANTA MONICA BLVD CITY: SANTA MONICA STATE: CA ZIP: 90404 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-28 0000038984 FREMONT GENERAL CORP FMT 0000931053 MCINTYRE JAMES ALBERT 2020 SANTA MONICA BOULEVARD SUITE 600 SANTA MONICA CA 90404 1110Chairman & CEOCommon Stock2003-08-284M0306067.50A1103466DCommon Stock2003-08-285G030606D1072860DCommon Stock2003-08-285G030606A3526834IJames A. McIntyre Living TrustCommon Stock10000I98 JAM Charitable Remainder UnitrustCommon Stock195920I94 JAM Charitable Remainder TrustCommon Stock50700IGrandchildrens TrustCommon Stock684036.04IBy 401(k)Common Stock96622.05IBy SERPCommon Stock54723.05Iby ESOPCommon Stock3000000IPadaro Partnership LPTrust Originated Preferred Securities 9%65000I94 JAM Charitable Remainder TrustTrust Originated Preferred Securities 9%1800IGrandchildrens TrustTrust Originated Preferred Securities 9%< value>4000IJames A. McIntyre Living TrustSeries B Senior Notes Due 2004 7.70%1550000.00ISevern TrustNon-Qualified Stock Option (right to buy)7.502003-08 - -284M0306060D2003-11-16Common Stock306060DNon-Qualified Stock Option7.31052004-11-10Common Stock7754877548DNon-Qualified Stock Option (right to buy)14.938< /exerciseDate>2007-02-13Common Stock600000600000DIncludes 1,072,860 shares of restricted Common Stock awarded under the 1995 Restricted Stock Award Plan and/or 1997 Stock Plan.The reporting person is Trustee and holds a vested beneficiary interest in the McIntyre 1994 Charitable Remainder Trust, the Living Trust, the 1998 Charitable Remainder Unitrust, the Grandchildren's Trust and the McIntyre Living Trust respective ly. The closing price of the common stock on the date of the transacation was $12.83.Between March 28, 2003 and July 31, 2003 the reporting person acquired 4,583.23 shares of the Company common stock under the 401(k) Plan including automatic dividend reinvestments.Between March 28, 2003 and July 31, 2003 the reporting person acquired 3,794.93 shares of the Company common stock under the SERP including automatic dividend reinvestments.Between March 28, 2003 and July 31, 2003 the reporting person acquired 369.89 shares of the Company common stock under the Employee Stock Ownership Plan including automatic dividend reinvestments.The Padaro Partnership, L.P. owns 3,000,000 shares of common stock of the Issuer. The James A. McIntyre Living Trust (of which Mr. James A. McIntyre is trustee and holds a vested beneficiary interest), as general partner, owns 66.7% of the Common Stock interest (2,000,00 0 shares) held in the Padaro Partnership, L.P. Mr. James A. McIntyre, as the limited partner owns 33.3% (1,000,000 shares) of the common stock interest held in the Padaro Partnership, L.P. and holds a vested beneficiary interest.The Severn Trust under which the reporting person is trustee, holds $1,550,000 aggregate principal amount of the issuer's 7.7% Series B Senior Notes Due 2004. Non-qualified stock option granted to the reporting person on November 16, 1993 that vested in four annual installments beginning on November 16, 1994.Non-qualified stock option granted to the reporting person on November 10, 1994 that vested in four annual installments beginning on November 10, 1995.Non-qualified stock option granted to the reporting person on February 13, 1997 that vested in four annual installments beginning on February 13, 1998.James A. McIntyre2003-08-28 -----END PRIVACY-ENHANCED MESSAGE-----