0001209191-17-042912.txt : 20170703 0001209191-17-042912.hdr.sgml : 20170703 20170703204104 ACCESSION NUMBER: 0001209191-17-042912 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170703 FILED AS OF DATE: 20170703 DATE AS OF CHANGE: 20170703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Industry, Inc. CENTRAL INDEX KEY: 0000038984 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 463783818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17 STATE STREET STREET 2: SUITE 3811 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (805) 435-1255 MAIL ADDRESS: STREET 1: 17 STATE STREET STREET 2: SUITE 3811 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS, INC. DATE OF NAME CHANGE: 20110816 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS INC DATE OF NAME CHANGE: 20100615 FORMER COMPANY: FORMER CONFORMED NAME: FREMONT GENERAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMB PATRICK E CENTRAL INDEX KEY: 0001218365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08007 FILM NUMBER: 17946029 MAIL ADDRESS: STREET 1: C/O SIGNATURE GROUP HOLDINGS, INC. STREET 2: 15303 VENTURA BOULEVARD, SUITE 1600 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-03 0 0000038984 Real Industry, Inc. RELY 0001218365 LAMB PATRICK E 17 STATE STREET SUITE 3811 NEW YORK NY 10004 1 0 0 0 Common Stock 2017-07-03 4 A 0 2143 0.00 A 105711 D Common stock underlying 2,143 fully vested Restricted Stock Units ("RSUs") issued to Mr. Lamb under the Real Industry, Inc. Amended and Restated 2015 Equity Award Plan in lieu of his cash Board service fees for the third quarter of 2017. Mr. Lamb has irrevocably elected to receive 30% of his Board service fees for 2017 (including cash retainer fees for his service as a director and committee chairman and any other cash Board service fees that may be payable during 2017) in the form of RSUs pursuant to a policy where non-management Directors may elect to receive RSUs calculated at the closing stock price as of the date of grant in lieu of some or all of their cash Board service fees. Such RSUs are issued on a quarterly basis on the first business day of the quarter. The RSUs are immediately vested and have been converted to common stock on the issuance date. The number of shares represents $6,000, granted in lieu of 30% of the third quarter installment of Mr. Lamb's 2017 Board service fees, divided by the closing price of the Company's common stock on the scheduled date of the Board service fee payment. /s/ Kyle Ross, Attorney-in-Fact for Patrick E. Lamb 2017-07-03