0001209191-17-016208.txt : 20170301
0001209191-17-016208.hdr.sgml : 20170301
20170301204438
ACCESSION NUMBER: 0001209191-17-016208
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170227
FILED AS OF DATE: 20170301
DATE AS OF CHANGE: 20170301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Real Industry, Inc.
CENTRAL INDEX KEY: 0000038984
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063]
IRS NUMBER: 463783818
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15301 VENTURA BLVD.
STREET 2: SUITE 400
CITY: SHERMAN OAKS
STATE: CA
ZIP: 91403
BUSINESS PHONE: (805) 435-1255
MAIL ADDRESS:
STREET 1: 15301 VENTURA BLVD.
STREET 2: SUITE 400
CITY: SHERMAN OAKS
STATE: CA
ZIP: 91403
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS, INC.
DATE OF NAME CHANGE: 20110816
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS INC
DATE OF NAME CHANGE: 20100615
FORMER COMPANY:
FORMER CONFORMED NAME: FREMONT GENERAL CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ross Kyle
CENTRAL INDEX KEY: 0001495910
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08007
FILM NUMBER: 17656645
MAIL ADDRESS:
STREET 1: 15303 VENTURA BLVD.
STREET 2: SUITE 1510
CITY: SHERMAN OAKS
STATE: CA
ZIP: 91403
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-27
0
0000038984
Real Industry, Inc.
RELY
0001495910
Ross Kyle
15301 VENTURA BOULEVARD
SUITE 400
SHERMAN OAKS
CA
91403
0
1
0
0
President and Interim CEO
Common Stock
2017-02-27
4
S
0
1141
4.80
D
214607
D
Common Stock
2017-02-28
4
S
0
2428
5.30
D
212179
D
Common Stock
2017-02-28
4
A
0
29412
0.00
A
241591
D
Restricted Stock Unit
2017-02-28
4
A
0
32827
0.00
A
Common Stock
32827
51916
D
Automatic sale pursuant to a 10b5-1 Plan previously adopted by Mr. Ross to satisfy the tax withholding obligation on 2,500 previously issued shares of restricted stock that vested on February 24, 2017.
Automatic sale pursuant to a 10b5-1 Plan previously adopted by Mr. Ross to satisfy the tax withholding obligation on 6,241 previously issued shares of restricted stock that vested on February 27, 2017.
Shares of restricted common stock issued to Mr. Ross as part of the Company's long-term incentive program under the Real Industry, Inc. Amended and Restated 2015 Equity Award Plan (the "Plan"). The number of shares represents $150,000 divided by the closing price of the Company's common stock on the grant date. Such shares will vest in three equal installments on each of March 16, 2018, March 15, 2019 and March 16, 2020.
Each restricted stock unit represents the right to receive one share of common stock, at settlement.
Restricted stock units ("RSUs") with a grant date fair value of $150,000 issued to Mr. Ross under the Plan. Issuance of shares subject to the RSUs is based on the Company's annualized total stockholder return ("TSR") relative to the TSR of the Russell 2000 Index of companies for the three-year performance period commencing on February 28, 2017 and ending on February 27, 2020. The "target" number of shares to be issued pursuant to the RSUs is reported. Between 0% and 150% of the target number of shares may be issued, with the actual percentage determined based on actual performance.
/s/ Kyle Ross
2017-03-01