0001209191-17-016208.txt : 20170301 0001209191-17-016208.hdr.sgml : 20170301 20170301204438 ACCESSION NUMBER: 0001209191-17-016208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170227 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Industry, Inc. CENTRAL INDEX KEY: 0000038984 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 463783818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15301 VENTURA BLVD. STREET 2: SUITE 400 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 BUSINESS PHONE: (805) 435-1255 MAIL ADDRESS: STREET 1: 15301 VENTURA BLVD. STREET 2: SUITE 400 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS, INC. DATE OF NAME CHANGE: 20110816 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS INC DATE OF NAME CHANGE: 20100615 FORMER COMPANY: FORMER CONFORMED NAME: FREMONT GENERAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ross Kyle CENTRAL INDEX KEY: 0001495910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08007 FILM NUMBER: 17656645 MAIL ADDRESS: STREET 1: 15303 VENTURA BLVD. STREET 2: SUITE 1510 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-27 0 0000038984 Real Industry, Inc. RELY 0001495910 Ross Kyle 15301 VENTURA BOULEVARD SUITE 400 SHERMAN OAKS CA 91403 0 1 0 0 President and Interim CEO Common Stock 2017-02-27 4 S 0 1141 4.80 D 214607 D Common Stock 2017-02-28 4 S 0 2428 5.30 D 212179 D Common Stock 2017-02-28 4 A 0 29412 0.00 A 241591 D Restricted Stock Unit 2017-02-28 4 A 0 32827 0.00 A Common Stock 32827 51916 D Automatic sale pursuant to a 10b5-1 Plan previously adopted by Mr. Ross to satisfy the tax withholding obligation on 2,500 previously issued shares of restricted stock that vested on February 24, 2017. Automatic sale pursuant to a 10b5-1 Plan previously adopted by Mr. Ross to satisfy the tax withholding obligation on 6,241 previously issued shares of restricted stock that vested on February 27, 2017. Shares of restricted common stock issued to Mr. Ross as part of the Company's long-term incentive program under the Real Industry, Inc. Amended and Restated 2015 Equity Award Plan (the "Plan"). The number of shares represents $150,000 divided by the closing price of the Company's common stock on the grant date. Such shares will vest in three equal installments on each of March 16, 2018, March 15, 2019 and March 16, 2020. Each restricted stock unit represents the right to receive one share of common stock, at settlement. Restricted stock units ("RSUs") with a grant date fair value of $150,000 issued to Mr. Ross under the Plan. Issuance of shares subject to the RSUs is based on the Company's annualized total stockholder return ("TSR") relative to the TSR of the Russell 2000 Index of companies for the three-year performance period commencing on February 28, 2017 and ending on February 27, 2020. The "target" number of shares to be issued pursuant to the RSUs is reported. Between 0% and 150% of the target number of shares may be issued, with the actual percentage determined based on actual performance. /s/ Kyle Ross 2017-03-01