0001209191-16-155454.txt : 20161215 0001209191-16-155454.hdr.sgml : 20161215 20161215170153 ACCESSION NUMBER: 0001209191-16-155454 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161214 FILED AS OF DATE: 20161215 DATE AS OF CHANGE: 20161215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Industry, Inc. CENTRAL INDEX KEY: 0000038984 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 463783818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15301 VENTURA BLVD. STREET 2: SUITE 400 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 BUSINESS PHONE: (805) 435-1255 MAIL ADDRESS: STREET 1: 15301 VENTURA BLVD. STREET 2: SUITE 400 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS, INC. DATE OF NAME CHANGE: 20110816 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS INC DATE OF NAME CHANGE: 20100615 FORMER COMPANY: FORMER CONFORMED NAME: FREMONT GENERAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howard Kelly G CENTRAL INDEX KEY: 0001691118 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08007 FILM NUMBER: 162054314 MAIL ADDRESS: STREET 1: C/O REAL INDUSTRY, INC. STREET 2: 15301 VENTURA BLVD, STE. 400 CITY: SHERMAN OAKS STATE: CA ZIP: 91403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-14 0 0000038984 Real Industry, Inc. RELY 0001691118 Howard Kelly G 15301 VENTURA BOULEVARD #400 SHERMAN OAKS CA 91403 0 1 0 0 EVP - General Counsel Common Stock 2016-12-14 4 A 0 18349 0.00 A 18349 D Common Stock 2016-12-14 4 A 0 18349 0.00 A 36698 D Shares were issued pursuant to the Amended and Restated Real Industry, Inc. 2015 Equity Award Plan in accordance with the terms of that certain Employment Agreement by and between Ms. Howard and Real Industry, Inc., dated as of December 12, 2016, and as approved by the Board of Directors on December 14, 2016 as recommended by the Compensation Committee of the Board of Directors. The number of shares granted represents two awards of $100,000 each, in each case divided by $5.45, the last sale price of the common stock on December 14, 2016, the grant of grant. Includes 18,349 shares of restricted common stock that will vest in whole on June 14, 2017. Includes 18,349 shares of restricted common stock that will vest in three equal annual installments on the first, second and third anniversaries of the grant date, ending on December 14, 2019. /s/ Kelly G. Howard 2016-12-15