0001209191-16-155454.txt : 20161215
0001209191-16-155454.hdr.sgml : 20161215
20161215170153
ACCESSION NUMBER: 0001209191-16-155454
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161214
FILED AS OF DATE: 20161215
DATE AS OF CHANGE: 20161215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Real Industry, Inc.
CENTRAL INDEX KEY: 0000038984
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063]
IRS NUMBER: 463783818
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15301 VENTURA BLVD.
STREET 2: SUITE 400
CITY: SHERMAN OAKS
STATE: CA
ZIP: 91403
BUSINESS PHONE: (805) 435-1255
MAIL ADDRESS:
STREET 1: 15301 VENTURA BLVD.
STREET 2: SUITE 400
CITY: SHERMAN OAKS
STATE: CA
ZIP: 91403
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS, INC.
DATE OF NAME CHANGE: 20110816
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE GROUP HOLDINGS INC
DATE OF NAME CHANGE: 20100615
FORMER COMPANY:
FORMER CONFORMED NAME: FREMONT GENERAL CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Howard Kelly G
CENTRAL INDEX KEY: 0001691118
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08007
FILM NUMBER: 162054314
MAIL ADDRESS:
STREET 1: C/O REAL INDUSTRY, INC.
STREET 2: 15301 VENTURA BLVD, STE. 400
CITY: SHERMAN OAKS
STATE: CA
ZIP: 91403
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-14
0
0000038984
Real Industry, Inc.
RELY
0001691118
Howard Kelly G
15301
VENTURA BOULEVARD #400
SHERMAN OAKS
CA
91403
0
1
0
0
EVP - General Counsel
Common Stock
2016-12-14
4
A
0
18349
0.00
A
18349
D
Common Stock
2016-12-14
4
A
0
18349
0.00
A
36698
D
Shares were issued pursuant to the Amended and Restated Real Industry, Inc. 2015 Equity Award Plan in accordance with the terms of that certain Employment Agreement by and between Ms. Howard and Real Industry, Inc., dated as of December 12, 2016, and as approved by the Board of Directors on December 14, 2016 as recommended by the Compensation Committee of the Board of Directors. The number of shares granted represents two awards of $100,000 each, in each case divided by $5.45, the last sale price of the common stock on December 14, 2016, the grant of grant.
Includes 18,349 shares of restricted common stock that will vest in whole on June 14, 2017.
Includes 18,349 shares of restricted common stock that will vest in three equal annual installments on the first, second and third anniversaries of the grant date, ending on December 14, 2019.
/s/ Kelly G. Howard
2016-12-15